Austin J. Setnes v. HHS - MMR, autism spectrum disorder (2003)
Case summary [AI summaries can sometimes make mistakes]
On July 15, 2002, petitioners John and Elizabeth Setnes filed a petition for compensation under the National Childhood Vaccine Injury Act of 1986 on behalf of their son, Austin J. ("AJ") Setnes, who was born on June 10, 1997. AJ received MMR, DTaP-Hib, Varicella, and OPV vaccinations on September 11, 1998, at 15 months of age.
Following these vaccinations, AJ's parents observed significant behavioral changes, including constant humming, babbling with slow speech development, not responding when called by name, temper tantrums, running around the kitchen table, staring at edges of tables and counters, and eating cardboard boxes. By age two, AJ no longer made eye contact, his speech development had not continued, and his behavior deteriorated.
On July 16, 1999, AJ's pediatrician documented speech delay, lack of eye contact, and expressed concern for pervasive developmental disorder (PDD). An evaluation on January 7, 2000, used the terms "probable PDD/autism," and AJ was formally diagnosed with autism on March 3, 2000.
Respondent moved to dismiss the petition as untimely, arguing that the 36-month statute of limitations began to run by December 11, 1998, based on the affidavit of petitioners' expert, Dr. Donald H.
Marks. Special Master Millman dismissed the petition on January 31, 2003, finding it was filed seven months too late.
The petitioners sought review, arguing that the special master erred in determining the onset of autism by December 11, 1998, and that the petition was timely based on the July 16, 1999, pediatrician visit. The United States Court of Federal Claims, in an opinion by Judge Futey, reversed the special master's decision.
The court held that the special master erred by relying on a retrospective expert opinion about subtle pre-diagnostic behaviors to start the statute of limitations clock. The court found that contemporaneous medical records showed no professional concern for autism until the July 16, 1999, pediatrician visit and the January 7, 2000, evaluation.
On these benchmarks, the petition filed on July 15, 2002, was timely. The court affirmed that equitable tolling was unavailable for post-Vaccine Act effective date cases, as established in Brice v.
Sec’y of DHHS, but found it unnecessary in this instance. The case was remanded for further proceedings on the merits.
The court noted that its holding on the statute of limitations was later effectively overruled by Markovich v. HHS, which held that subtle symptoms recognizable by the medical profession at large, even before parents appreciate their significance, start the limitations clock.
Theory of causation
Petitioners alleged that the MMR, DTaP-Hib, Varicella, and OPV vaccinations administered on September 11, 1998, caused autism spectrum disorder in AJ Setnes. The Special Master dismissed the petition as untimely, relying on petitioners' expert Dr. Donald H. Marks, who opined that autism symptoms appeared by December 11, 1998, making the July 15, 2002, petition seven months late. The Court of Federal Claims reversed, finding the Special Master's reliance on Dr. Marks' retrospective opinion arbitrary and capricious. The court determined that the "manifestation of onset" of autism, as relevant to the statute of limitations, should be based on contemporaneous medical records, which indicated professional concern for PDD on July 16, 1999, and "probable PDD/autism" on January 7, 2000. The court concluded that the petition was timely filed within 36 months of these dates. Equitable tolling was deemed unavailable for post-Vaccine Act cases per Brice v. Sec’y of DHHS, but was not needed here. The case was remanded for further proceedings on the merits. The court's interpretation of the statute of limitations trigger was later superseded by Markovich v. HHS.
Source PDFs
USCOURTS-cofc-1_02-vv-00791