VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_90-vv-01769 Package ID: USCOURTS-cofc-1_90-vv-01769 Petitioner: Leslie Harrelson Brown Filed: Decided: 1995-09-22 Vaccine: DPT Vaccination date: 1985-06-17 Condition: residual seizure disorder and encephalopathy Outcome: compensated Award amount USD: AI-assisted case summary: Judy and Leslie Brown filed a claim on behalf of their minor son, Leslie Harrelson Brown, who was born on April 16, 1985. On June 17, 1985, at approximately two months of age, Leslie received his first diphtheria-pertussis-tetanus (DPT) vaccination. Following this vaccination, he experienced a choking spell that was later diagnosed as a seizure. On September 4, 1985, after his second DPT vaccination, his mother reported that he developed a high fever, cried constantly, screamed, and had choking spells. By the age of ten, Leslie continued to experience seizures and suffered from encephalopathy. Petitioners sought compensation for both conditions, alleging they were vaccine-related. Special Master Laura D. Millman initially issued a decision on September 9, 1993, finding entitlement for a presumptively vaccine-related seizure disorder but not for vaccine-related encephalopathy, as she found no basis in the medical records or expert testimony to conclude that Leslie acquired symptoms of encephalopathy within three days after either DPT vaccination. This distinction led to a dispute over damages, as the parties could not agree on the extent to which Leslie's condition was attributable to the compensated seizure disorder versus the uncompensated encephalopathy. In an order dated December 7, 1993, the special master stated that the Secretary should compensate Leslie for all existing health problems, reasoning that his seizure disorder was part of an encephalopathic process. Following the Federal Circuit's decision in Whitecotton v. Secretary of DHHS, the special master issued a supplemental decision on September 16, 1994, reassessing her position. She concluded that Leslie had both an on-Table residual seizure disorder and an on-Table encephalopathy, citing Whitecotton as precedent for the irrelevance of pre-vaccination encephalopathy if the cause is unknown. After the Supreme Court reversed the Federal Circuit in Shalala v. Whitecotton, holding that claimants must demonstrate no pre-vaccination symptoms of the same injury, the case was remanded to the special master. On remand, the special master relied heavily on the testimony of Dr. Judith Fishbein. She found that Leslie was neurologically normal before vaccination and neurologically abnormal afterward. Her findings, supported by Leslie's pre-vaccination normalcy, post-vaccination seizures, subsequent decline in head circumference, and developmental delay, led her to conclude that encephalopathy began with the choking spells or seizures on the evening of his first DPT vaccination. She found the respondent's expert, Dr. Joel Herskowitz, less credible on this issue. Respondent objected to the special master's decision, arguing that seizures alone cannot constitute the first symptom of encephalopathy and that the special master had improperly changed her position. Judge Christine Odell Cook Miller sustained the special master's decision. The court held that the special master had complied with the Supreme Court's Whitecotton ruling by finding no pre-vaccination encephalopathy. The court also found that the record contained more than seizures alone after the vaccinations and that the Vaccine Act did not bar a special master from finding, based on the totality of the evidence, that seizures were the first symptom or manifestation of encephalopathy. The court further held that the special master's reevaluation was understandable given the evolving legal rulings in Whitecotton. Compensation was sustained, although the staged opinion does not state the specific damages amount awarded. Theory of causation field: Petitioners Judy and Leslie Brown filed a claim on behalf of their minor son, Leslie Harrelson Brown, alleging a vaccine-related residual seizure disorder and encephalopathy following DPT vaccinations on June 17, 1985, and September 4, 1985. The first vaccination at approximately two months of age was followed by a seizure, and the second vaccination was followed by high fever, constant crying, screaming, and choking spells. Special Master Laura D. Millman initially found entitlement for residual seizure disorder but not encephalopathy. However, she later concluded the seizure disorder was part of an encephalopathic process and, after Whitecotton, found both on-Table residual seizure disorder and encephalopathy. On remand following the Supreme Court's Whitecotton decision, the Special Master, relying heavily on Dr. Judith Fishbein's testimony and finding Leslie neurologically normal pre-vaccination and abnormal post-vaccination, concluded that encephalopathy onset occurred with the first post-DPT seizures, supported by decline in head circumference and developmental delay. Respondent's expert, Dr. Joel Herskowitz, was found less credible. Judge Christine Odell Cook Miller sustained the Special Master's decision, holding that seizures can be the first symptom or manifestation of encephalopathy when the total evidence supports it and no pre-vaccination encephalopathy exists, and that the Special Master's reevaluation was appropriate given evolving case law. The case was compensated, but the award amount is not stated in the public text. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_90-vv-01769-cl6645610 Date issued/filed: 1995-09-22 Pages: 1 Docket text: lead-opinion -------------------------------------------------------------------------------- OPINION MILLER, Judge. This matter is before the court on respondent’s objections to the special master’s decision on remand awarding compensation for an encephalopathy under 42 U.S.C. §§ 300aa-ll(e)(l)(C)(i), -U(c)(l)(D)(i) of the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-l — 300aa-34 (1988 & Supp. V 1993), as amended, 42 U.S.CA §§ 300aa-l — 300aa-34 (West Supp.1995) (the “Vaccine Act”). The issues to be decided are 1) whether the special master’s decision is in accordance with Shalala v. Whitecotton, — U.S.-, 115 S.Ct. 1477, 131 L.Ed.2d 374 (1995); 2) whether post-vaccination seizures are sufficient to constitute a first symptom or manifestation of onset of encephalopathy; and 3) whether the special master is permitted to change her position on whether petitioners proved the onset of encephalopathy. FACTS The following facts are a matter of record. They largely repeat the facts discussed in this court’s prior order. Brown v. Secretary of DHHS, No. 90-1769V, 1993 WL 373782 (June 14, 1995) (unpubl.) (ordering remand). Judy and Leslie Brown (“petitioners”) filed a vaccine-related injury claim for compensation on behalf of their minor son, Leslie Harrel-son Brown. Leslie was bom on April 16, 1985. On June 17, 1985, at two months of age, Leslie received his first diphtheria-per-tussistetanus (DPT) vaccination. Following the first vaccination, Leslie experienced a choking spell later diagnosed as a seizure. On September 4, 1985, Leslie received his second DPT vaccination after which, according to petitioner Mrs. Brown, he “[had] a high fever, cried constantly ... screamed ... and had choking spells.” Brown v. Secretary of DHHS, No. 90-1769V, slip op. at 3 (Spec. Mstr. Sept. 9,1993). Leslie, at the age of 10, continues to have seizures and suffers from encephalopathy. Claiming that both of these disorders are vaccine related, petitioners sought full compensation for Leslie’s present condition. A hearing on petitioners’ claim was held on March 23,1993. On September 9,1993, Special Master Laura D. Millman issued a decision that determined entitlement for compensation in favor of petitioners under the Vaccine Act. The special master found that petitioners had established their case for a presumptively vaccine-related seizure disorder, but not for vaccine-related encephalopathy. Specifically, the special master found “no basis in the medical records or the expert medical testimony to conclude that Leslie acquired symptoms of an encephalopathy within three days after receipt of either DPT vaccination.” Id. at 17. The parties thereafter initiated negotiations for the amount of compensation. They could not agree, however, about the extent to which Leslie’s current medical and developmental problems were due to seizure disorder, and therefore compensable, or due to his encephalopathy, and in the Secretary’s view not compensable. Unable to resolve their disagreement, the parties returned to the special master for clarification of her position regarding the extent of respondent’s liability for Leslie’s current condition. Subsequently, on December 7, 1993, the special master issued an order to the effect that the Secretary should compensate Leslie *154for all of his existing health problems. The special master did not differentiate between disorders attributed to Leslie’s seizure disorder and those attributed to his encephalopathy. In that order the special master explained her reasoning: “In its entitlement decision, the court did not hold that Leslie’s encephalopathy began on-Table following his DPT vaccination. However, the court accepts that Leslie’s seizure disorder is part of an encephalopathic process.” Brown v. Secretary of DHHS, No. 90-1769V, slip. op. at 1 (Spec.Mstr. Dec. 7, 1993). The parties renewed discussions concerning the amount of compensation. On September 16,1994, in a sua sponte Supplement to Decision (to the September 9, 1993 decision), the special master ruled that “[i]n light of recent case law, particularly Whitecotton v. Secretary of DHHS, 17 F.3d 374 (Fed.Cir. 1994), petition for cert, filed, this court has reassessed its position that petitioners did not prove encephalopathy and now holds that Leslie had both an on-Table RSD [residual seizure disorder] and an on-Table encephalopathy.” Brown v. Secretary of DHHS, No. 90-1769V, slip op. at 1-2 (Spec.Mstr. Sept. 16, 1994). Citing Whitecotton as precedent, the special master held that the fact that the encephalopathy may have preceded the vaccination is irrelevant if the cause of the encephalopathy is unknown. Id. at 3. After 18 months of negotiations without a comprehensive settlement of damages, the special master resolved the matter of compensation in a final order entered on March 31, 1995, which included , damages for seizure disorder and encephalopathy. Respondent objected to the special master’s decision on two grounds. First, respondent interpreted the special master’s September 16, 1994 supplemental decision holding that “the fact that Leslie’s encephalopathy may have preceded his DPT vaccinations is irrelevant if the cause is unknown[.],” as being based on the Whitecotton decision that the Supreme Court recently reversed. Whitecotton v. Secretary of DHHS, 17 F.3d 374 (Fed. Cir.1994), rev’d sub nom. Shalala v. Whitecotton, — U.S. -, 115 S.Ct. 1477, 131 L.Ed.2d 374 (1995). The Supreme Court held that a claimant who seeks compensation under the Vaccine Act must show not only that she experienced the symptoms of injury after receiving vaccination, but also that she had no symptoms of that injury before vaccination. 115 S.Ct. at 1478. Second, respondent objected to the special master’s finding in her December 7, 1993 order that Leslie’s seizure disorder is a part of an encephalo-pathic process. On June 14,1995, this court remanded the case to the special master instructing her to look at the law as propounded by the Supreme Court in Whitecotton and “apply it to resolve the remaining issue in the case, i.e., whether the evidence supports a finding of an on-Table encephalopathy.” Brown, No. 90-1769V, slip op. at 5 (Fed.Cl. June 14, 1995). On remand the special master, relying heavily on the testimony of Dr. Judith Fishbein, found: “Leslie’s pre-vaccination normalcy, his post-vaccination seizures, his dramatic decline in head circumference over time, and his delay in development all indicate post-vaccinal encephalopathy whose onset occurred at the time of his first ... seizures on the evening of his first DPT vaccination.” Brown v. Secretary of DHHS, No. 90-1769V, slip op. at 8 (Spec.Mstr. July 5, 1995). Furthermore, the special master found “that petitioners have satisfied their burden in proving both an on-Table onset of ... encephalopathy, and the absence of prevaccination symptoms of encephalopathy____” as required by Whitecotton. Id. Respondent again objected to the special master’s findings on remand, asserting that the special master failed to properly apply Whitecottcm. Specifically, respondent argued that, under the Vaccine Act, seizures cannot constitute a first symptom of the onset of encephalopathy because seizures do not prove sufficiently the onset of encephalopathy and their use as a first symptom of encephalopathy would read the term “onset” out of the statute and merge “Residual Seizure Disorder” and “Encephalopathy” into one category. See 42 U.S.C. § 300aa-ll(c)(l)(C)(i); 42 U.S.C. § 300aa-14(a)I.B. DISCUSSION 1. Standard of review On review of a decision by a special master, the United States Court of Federal *155Claims is authorized to “set aside any findings of fact or conclusion[s] of law of the special master found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law and issue its own findings of fact and conclusions of law____” 42 U.S.C.A § 300aa-12(e)(2)(B). The court reviews issues of fact finding under the arbitrary and capricious standard, questions of law “under the ‘not in accordance with law1 standard, and discretionary rulings under the abuse of discretion standard.” Neher v. Secretary of DHHS, 984 F.2d 1195, 1198 (Fed. Cir.1993) (quoting Munn v. Secretary of DHHS, 970 F.2d 863, 870 n. 10 (Fed.Cir. 1992)); see also Youngblood v. Secretary of DHHS, 32 F.3d 552, 554 (Fed.Cir.1994). According to the Federal Circuit, “ ‘arbitrary and capricious’ is a highly deferential standard of review.” Hines v. Secretary of DHHS, 940 F.2d 1518, 1528 (Fed.Cir.1991). Thus, “[i]f the special master has considered the relevant evidence of record, drawn plausible inferences and articulated a rational basis for the decision, reversible error will be extremely difficult to demonstrate.” Id. 2. Statutory requirements Under the Vaccine Act, a petitioner can establish a prima facie ease for compensation by showing that one sustained, or had significantly aggravated, any illness, disability, injury, or condition set forth in the Vaccine Injury Table in association with [a] vaccine ... and the first symptom or manifestation of the onset or of the significant aggravation of any such illness, disability, injury or condition or the death occurred within the time period after vaccine administration set forth in the Vaccine Injury Table____ 42 U.S.C. § 300aa-ll(c)(l)(C)(i). The Vaccine Injury Table states that the “[t]ime period for first symptom or manifestation of onset or of significant aggravation after vaccine administration” for encephalopathy is “3 days.” 42 U.S.C. § 300aa-14(a)I. The qualifications and aids to interpretation state that “[t]he term ‘encephalopathy’ means any significant acquired abnormality of, or injury to, or impairment of function of the brain.” 42 U.S.C. § 300aa-14(b)(3)(A). The neurological signs and symptoms of encephalopathy include “changes lasting at least 6 hours in level of consciousness ... high pitched and unusual screaming, persistent unconsolable crying, and bulging fontanel----” Id. If a petitioner demonstrates that an on-Table injury occurred within the required period, entitlement to compensation is established, unless there is a preponderance of evidence that the injury is due to factors unrelated to the vaccination. 42 U.S.C. § 300aa-13(a)(2). Thus, the Vaccine Act relieves a petitioner of the burden of proving actual causation. As the Supreme Court noted, “the rule of prima facie proof turns the old maxim on its head by providing that if the post hoc event happens fast, ergo propter hoc.” Shalala v. Whitecotton, — U.S.-, -, 115 S.Ct. 1477, 1479, 131 L.Ed.2d 374 (1995). 3. Effect of Whitecotton On remand this court instructed the special master to reconsider this claim for compensation in light of the Supreme Court’s ruling in Whitecotton. Respondent argues the decision of the special master is inconsistent with Whitecotton. In Whitecotton the Vaccine Act claimant exhibited symptoms of encephalopathy prior to vaccination. — U.S. at-, 115 S.Ct. at 1479. Based on this fact, the special master denied compensation. However, the Federal Circuit reversed, holding that a claimant demonstrates a first symptom or manifestation of onset whenever he shows that an on-Table injury occurred within three days of vaccination, regardless of evidence that the condition existed prior to vaccination. Whitecotton, 17 F.3d at 376-77. The Federal Circuit was in turn reversed by the Supreme Court, which held: If a symptom or manifestation of a table injury has occurred before a claimant’s vaccination, a symptom or manifestation after the vaccination cannot be the first, or signal the injury’s onset. There cannot be two first symptoms or onsets of the same injury. Thus, a demonstration that the claimant experienced symptoms of an injury during the table period, while necessary, is insufficient to make out a prima *156facie case. The claimant must also show that no evidence of the injury appeared before the vaccination. — U.S. at-, 115 S.Ct. at 1480. In the case at bar, the special master’s September 9, 1993 decision initially denied compensation for encephalopathy based on a finding that petitioners did not sufficiently prove that 1) there were no pre-vaccination symptoms of encephalopathy; or that 2) “Leslie acquired symptoms of an encephalopathy within three days after receipt of either DPT vaccination.” Brown v. Secretary of DHHS, No. 90-1769V, slip op. at 17 (Spec. Mstr. Sept. 9, 1993). After the Federal Circuit’s decision in Whitecotton, the special master, in her September 16, 1994 opinion, reevaluated her conclusion. Based upon the Federal Circuit’s view — that a petitioner need not prove the absence of symptoms prior to vaccination — the special master found that Leslie’s seizures after his two vaccinations constituted sufficient evidence of the onset of encephalopathy. Furthermore, the special master ruled that she need not examine whether there were pre-vaccination symptoms of encephalopathy. Brown v. Secretary of DHHS, No. 90-1769V, slip op. at 3 (Spec.Mstr. Sept. 16, 1994). After the Supreme Court reversed the Federal Circuit, the special master on remand was called on once again to reexamine her findings. In her July 5, 1995 decision, the special master again found sufficient evidence of the onset of encephalopathy within three days of vaccination. In addition, upon addressing specifically the issue of whether there was evidence of encephalopathy prior to vaccination — as required by the Supreme Court — she found: