VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_24-vv-00170 Package ID: USCOURTS-cofc-1_24-vv-00170 Petitioner: Frank Lopes Filed: 2024-02-02 Decided: 2025-06-09 Vaccine: influenza Vaccination date: 2021-03-01 Condition: shoulder injury related to vaccine administration (SIRVA) Outcome: compensated Award amount USD: 57517 AI-assisted case summary: Frank Lopes filed a petition for compensation under the National Vaccine Injury Compensation Program, alleging he suffered a shoulder injury related to vaccine administration (SIRVA) after receiving an influenza vaccine on March 1, 2021. He stated that the injury was a defined Table injury and that he received the vaccine in the United States, suffered residual effects for more than six months, and had not filed a civil action or received other compensation for the injury. The respondent, the Secretary of Health and Human Services, filed a Rule 4(c) Report conceding that Mr. Lopes was entitled to compensation, finding his alleged injury consistent with SIRVA as defined by the Vaccine Injury Table and that he satisfied all legal prerequisites for compensation. Subsequently, a ruling on entitlement was issued finding Mr. Lopes entitled to compensation. The parties then agreed to a proffer on the award of compensation. The respondent recommended an award of $57,517.62, comprising $57,500.00 for pain and suffering and $17.62 for past unreimbursable expenses. Mr. Lopes agreed with this proffered award. The Chief Special Master issued a decision awarding Mr. Lopes the lump sum of $57,517.62, representing compensation for pain and suffering and actual unreimbursable expenses. Theory of causation field: Table Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_24-vv-00170-0 Date issued/filed: 2024-11-26 Pages: 2 Docket text: PUBLIC ORDER/RULING (Originally filed: 10/22/2024) regarding 19 Ruling on Entitlement ( Signed by Chief Special Master Brian H. Corcoran. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:24-vv-00170-UNJ Document 22 Filed 11/26/24 Page 1 of 2 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 24-0170V FRANK LOPES, Chief Special Master Corcoran Petitioner, Filed: October 22, 2024 v. SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent. Nicole Anne Caplan-Mason, Law Office of Sylvia Chin-Caplan, LLC, Boston, MA, for Petitioner. Rachelle Bishop, U.S. Department of Justice, Washington, DC, for Respondent. RULING ON ENTITLEMENT1 On February 2, 2024, Frank Lopes filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that he suffered a shoulder injury related to vaccine administration (“SIRVA”), a defined Table injury, or in the alternative a caused-in-fact or significant aggravation injury, after receiving an influenza (“flu”) vaccine on March 1, 2021. Petition at 1 ¶¶ 4, 23, 27. Petitioner also alleged that he received the flu vaccine within the United States, that he suffered the residual effects of his SIRVA for more than six months, and that neither he nor any other party has filed a civil action or received 1 Because this Ruling contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the Ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2018). Case 1:24-vv-00170-UNJ Document 22 Filed 11/26/24 Page 2 of 2 compensation for his SIRVA, alleged as vaccine-related. Id. at ¶¶ 18, 20-21. The case was assigned to the Special Processing Unit of the Office of Special Masters. On October 21, 2024, Respondent filed his Rule 4(c) Report in which he concedes that Petitioner is entitled to compensation in this case. Respondent’s Rule 4(c) Report at 1. Specifically, Respondent believes “that [P]etitioner’s alleged injury is consistent with SIRVA as defined by the Vaccine Injury Table.” Id. at 4. He adds that “based upon the record as it now stands, [P]etitioner has satisfied all legal prerequisites for compensation under the Act.” Id. In view of Respondent’s position and the evidence of record, I find that Petitioner is entitled to compensation. IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 2 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_24-vv-00170-1 Date issued/filed: 2025-06-09 Pages: 5 Docket text: PUBLIC DECISION (Originally filed: 05/08/2025) regarding 30 DECISION Stipulation/Proffer ( Signed by Chief Special Master Brian H. Corcoran. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:24-vv-00170-UNJ Document 34 Filed 06/09/25 Page 1 of 5 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 24-0170V FRANK LOPES, Chief Special Master Corcoran Petitioner, Filed: May 8, 2025 v. SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent. Nicole Anne Caplan-Mason, Law Office of Sylvia Chin-Caplan, LLC, Boston, MA, for Petitioner. Rachelle Bishop, U.S. Department of Justice, Washington, DC, for Respondent. DECISION AWARDING DAMAGES1 On February 2, 2024, Frank Lopes filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that he suffered a shoulder injury related to vaccine administration (“SIRVA”), a defined Table injury, or in the alternative a caused-in-fact or significant aggravation injury, after receiving an influenza (“flu”) vaccine on March 1, 2021. Petition at 1 ¶¶ 4, 23, 27. The case was assigned to the Special Processing Unit of the Office of Special Masters. On October 22, 2024, a ruling on entitlement was issued, finding Petitioner entitled to compensation for her SIRVA. On May 5, 2025, Respondent filed a proffer on award of compensation (“Proffer”) indicating Petitioner should be awarded $57,517.62, 1 Because this Decision contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the Decision will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2018). Case 1:24-vv-00170-UNJ Document 34 Filed 06/09/25 Page 2 of 5 representing $57,500.00 for pain and suffering and $17.62 for past unreimbursable expenses.3 Proffer at 1-2. In the Proffer, Respondent represented that Petitioner agrees with the proffered award. Id. Based on the record as a whole, I find that Petitioner is entitled to an award as stated in the Proffer. Pursuant to the terms stated in the attached Proffer, I award Petitioner a lump sum payment of $57,517.62, representing $57,500.00 for pain and suffering and $17.62 for actual unreimbursable expenses, to be paid through an ACH deposit to Petitioner’s counsel’s IOLTA account for prompt disbursement to Petitioner. This amount represents compensation for all damages that would be available under Section 15(a). The Clerk of Court is directed to enter judgment in accordance with this decision.4 IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 3 As dictated by the Vaccine Act, this amount does not include compensation “for any item or service to the extent that payment has been made, or can reasonably be expected to be made, with respect to such item or service . . . under an insurance policy.” Section 15(g). The Vaccine Act always and by its own terms functions as a secondary payer to a petitioner’s health care insurance. Any entitlement award paid to a petitioner cannot include amounts paid or expected to be paid under his or her existing health care insurance policy. The Act also prohibits any health insurance policy from “mak[ing] payment of benefits under the policy secondary to the payment of compensation under the Program.” Section 15(h). Because Petitioner’s medical insurance carrier has asserted a right of subrogation on several occasions, despite being provided with a copy of the General Order Regarding Subrogation, explaining the Vaccine Act’s role as a secondary payer, which can be found at the Court’s website, I am including this additional language to clarify that the compensation being awarded in this Damages Decision is for Petitioner’s out- of-pocket expenses only, and not for any amounts that are covered by her medical insurance policy. See https://www.uscfc.uscourts.gov/guidelines-practice-under-national-vaccine-injury-compensation-program (last visited on May 7, 2025). 4 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint filing of notice renouncing the right to seek review. 2 Case 1:24-vv-00170-UNJ Document 34 Filed 06/09/25 Page 3 of 5 IN THE UNITED STATES COURT OF FEDERAL CLAIMS OFFICE OF SPECIAL MASTERS ___________________________________ ) FRANK LOPES, ) ) Petitioner, ) No. 24-170V (ECF) ) Chief Special Master Brian H. Corcoran v. ) ) SECRETARY OF HEALTH ) AND HUMAN SERVICES, ) ) Respondent. ) ___________________________________ ) RESPONDENT’S PROFFER ON AWARD OF COMPENSATION On February 2, 2024, Frank Lopes (“petitioner”) filed a petition for compensation under the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-1 to -34 (“Vaccine Act” or “Act”), alleging that he suffered a Shoulder Injury Related to Vaccine Administration (“SIRVA”), as defined in the Vaccine Injury Table, following administration of an influenza vaccination that he received on March 1, 2021. Petition at 1. On October 21, 2024, the Secretary of Health and Human Services (“respondent”) filed a Rule 4(c) Report recommending that petitioner be found entitled to compensation. ECF No. 18. On October 22, 2024, the Chief Special Master issued a Ruling on Entitlement finding petitioner entitled to compensation. ECF No. 19. I. Items of Compensation A. Pain and Suffering Respondent proffers that petitioner should be awarded $57,500.00 in pain and suffering. See 42 U.S.C. § 300aa-15(a)(4). Petitioner agrees. Case 1:24-vv-00170-UNJ Document 34 Filed 06/09/25 Page 4 of 5 B. Past Unreimbursable Expenses Evidence supplied by petitioner documents that he incurred past unreimbursable expenses related to his vaccine-related injury. Respondent proffers that petitioner should be awarded past unreimbursable expenses in the amount of $17.62. See 42 U.S.C. § 300aa-15(a)(1)(B). Petitioner agrees. These amounts represent all elements of compensation to which petitioner is entitled under 42 U.S.C. § 300aa-15(a). Petitioner agrees. II. Form of the Award Petitioner is a competent adult. Evidence of guardianship is not required in this case. Respondent recommends that the compensation provided to petitioner should be made through a lump sum payment as described below and requests that the Chief Special Master’s decision and the Court’s judgment award the following: a lump sum payment of $57,517.62, to be paid through an ACH deposit to petitioner’s counsel IOLTA account for prompt disbursement to petitioner.1 III. Summary of Recommended Payments Following Judgment Lump sum payable to petitioner, Frank Lopes: $57,517.62 1 Should petitioner die prior to entry of judgment, the parties reserve the right to move the Court for appropriate relief. In particular, respondent would oppose any award for future, unreimbursed expenses, future lost earnings and future pain and suffering. 2 Case 1:24-vv-00170-UNJ Document 34 Filed 06/09/25 Page 5 of 5 Respectfully submitted, YAAKOV M. ROTH Acting Assistant Attorney General C. SALVATORE D’ALESSIO Director Torts Branch, Civil Division HEATHER L. PEARLMAN Deputy Director Torts Branch, Civil Division VORIS E. JOHNSON, JR. Assistant Director Torts Branch, Civil Division /s/ Rachelle P. Bishop RACHELLE P. BISHOP Trial Attorney Torts Branch, Civil Division U.S. Department of Justice P.O. Box 146 Benjamin Franklin Station Washington, D.C. 20044-0146 (202) 616-3662 Rachelle.P.Bishop@usdoj.gov DATED: May 5, 2025 3