VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_23-vv-00411 Package ID: USCOURTS-cofc-1_23-vv-00411 Petitioner: Joanne Costello Filed: 2023-03-24 Decided: 2026-03-25 Vaccine: influenza Vaccination date: 2020-09-29 Condition: right shoulder injury related to vaccine administration (SIRVA) Outcome: compensated Award amount USD: 49426.91 AI-assisted case summary: On March 24, 2023, Joanne Costello filed a petition alleging that an influenza vaccination administered on September 29, 2020 caused a right shoulder injury related to vaccine administration. The entitlement and damages decisions identify the case caption as Cunningham v. Secretary of HHS, but the petitioner's curated name remains Joanne Costello. She was 56 years old at vaccination. Respondent opposed entitlement. The record showed that Ms. Costello received the flu vaccine intramuscularly in her right deltoid at a CVS pharmacy and alleged same-day right shoulder symptoms. Chief Special Master Brian H. Corcoran found entitlement on May 23, 2025, concluding that the record supported a Table SIRVA claim. Damages were decided after briefing. The Special Master found the injury relatively modest compared with more severe SIRVA cases, noting limited proof of reduced range of motion and a clinical course that supported a lower award. On March 25, 2026, he awarded $49,426.91: $48,000.00 for actual pain and suffering and $1,426.91 to satisfy a State of Maryland Medicaid lien. Theory of causation field: Influenza vaccine on September 29, 2020, at age 56, causing right Table SIRVA; COMPENSATED. Respondent opposed entitlement; Chief SM Corcoran found Table SIRVA proven. Damages ruling found a relatively modest SIRVA course with limited ROM proof. Award $49,426.91 ($48,000 pain/suffering + $1,426.91 Maryland Medicaid lien). Petition filed March 24, 2023; entitlement May 23, 2025; damages March 25, 2026. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_23-vv-00411-0 Date issued/filed: 2025-07-01 Pages: 10 Docket text: PUBLIC ORDER/RULING (Originally filed: 05/23/2025) regarding 25 Ruling on Entitlement ( Signed by Chief Special Master Brian H. Corcoran. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 1 of 10 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 23-0411V JOANNE COSTELLO, Chief Special Master Corcoran Petitioner, Filed: May 23, 2025 v. SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent. Leigh Finfer, Muller Brazil, LLP, Dresher, PA, for Petitioner. Alyssa M. Petroff, U.S. Department of Justice, Washington, DC, for Respondent. RULING ON ENTITLEMENT1 On March 24, 2023, Joanne Costello filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that she suffered a right shoulder injury related to vaccine administration (“SIRVA”), a defined Table injury, after receiving an influenza (“flu”) vaccine on September 29, 2020. Petition at 1, ¶ 1, 16. The parties dispute whether Petitioner suffered any reduction in range of motion (“ROM”). For the reasons discussed below, I find that Petitioner suffered at least a minimal 1 Because this Ruling contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the Ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2018). Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 2 of 10 reduction in ROM, and she has satisfied the other requirements of a compensable Table SIRVA injury. Petitioner is thus entitled to compensation under the Vaccine Act. I. Relevant Procedural History Along with the Petition, Ms. Costello filed the declaration3 and medical records required under the Vaccine Act. Exhibits 1-7; see Section 11(c). On June 8, 2023, the case was activated and assigned to the “Special Processing Unit” (OSM’s adjudicatory system for resolution of cases deemed likely to settle). ECF No. 8. Approximately six months later, Respondent expressed a willingness to engage in settlement discussions. Status Report, filed Dec. 7, 2023, ECF No. 14. Over the subsequent six months, the parties attempted to reach an informal resolution. See, e.g., Status Report, filed Feb. 21, 2024, ECF No. 17. On May 31, 2024, they informed me they had reached an impasse. Joint Status Report, ECF No. 20. On June 24, 2024, Respondent filed his Rule 4(c) Report opposing compensation in this case. ECF No. 21. Emphasizing the failure of Petitioner’s orthopedist to document any abnormal ROM and only one mention of mild internal ROM loss in a physical therapy (“PT”) record from more than nine months post-vaccination, Respondent insists Petitioner “has not demonstrated that she suffered ‘limited or reduced range of motion following receipt of a covered vaccine.’” Id. at 6 (citing Bolick v. Sec’y of Health & Hum. Servs., No. 20-893V, 2023 WL 8187307, at *6 (Fed. Cl. Spec. Mstr. Oct. 19, 2023)). On January 27, 2025, I ordered Petitioner to identify any medical record evidence that shows she suffered limitations in her ROM. ECF No. 22. In response, she referenced an earlier PT record, from June 2021, showing her right shoulder adduction was only 25 degrees. Status Report, filed Feb. 28, 2025, ECF No. 23. The matter is now ripe for adjudication. II. Finding of Fact Regarding ROM At issue is whether Petitioner ever suffered a reduction in ROM, which I have determined is an element of a Table SIRVA claim. See Bolick, 2023 WL 8187307, at *6 (finding reduced ROM is required under 42 C.F.R. § 100.3(c)(10)). 3 The declaration was signed under penalty of perjury as required by 28 U.S.C.A. § 1746. Ex. 7. 2 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 3 of 10 A. Authority Pursuant to Vaccine Act Section 13(a)(1)(A), a petitioner must prove, by a preponderance of the evidence, the matters required in the petition by Vaccine Act Section 11(c)(1). A special master must consider, but is not bound by, any diagnosis, conclusion, judgment, test result, report, or summary concerning the nature, causation, and aggravation of petitioner’s injury or illness that is contained in a medical record. Section 13(b)(1). “Medical records, in general, warrant consideration as trustworthy evidence. The records contain information supplied to or by health professionals to facilitate diagnosis and treatment of medical conditions. With proper treatment hanging in the balance, accuracy has an extra premium. These records are also generally contemporaneous to the medical events.” Cucuras v. Sec’y of Health & Hum. Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993). Accordingly, where medical records are clear, consistent, and complete, they should be afforded substantial weight. Lowrie v. Sec’y of Health & Hum. Servs., No. 03- 1585V, 2005 WL 6117475, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). However, this rule does not always apply. “Written records which are, themselves, inconsistent, should be accorded less deference than those which are internally consistent.” Murphy v. Sec’y of Health & Hum. Servs., No. 90-882V, 1991 WL 74931, *4 (Fed. Cl. Spec. Mstr. April 25, 1991), quoted with approval in decision denying review, 23 Cl. Ct. 726, 733 (1991), aff'd per curiam, 968 F.2d 1226 (Fed.Cir.1992)). And the Federal Circuit recently “reject[ed] as incorrect the presumption that medical records are accurate and complete as to all the patient’s physical conditions.” Kirby v. Sec’y of Health & Hum. Servs., 997 F.3d 1378, 1383 (Fed. Cir. 2021). The United States Court of Federal Claims has outlined four possible explanations for inconsistencies between contemporaneously created medical records and later testimony: (1) a person’s failure to recount to the medical professional everything that happened during the relevant time period; (2) the medical professional’s failure to document everything reported to her or him; (3) a person’s faulty recollection of the events when presenting testimony; or (4) a person’s purposeful recounting of symptoms that did not exist. La Londe v. Sec’y of Health & Hum. Servs., 110 Fed. Cl. 184, 203-04 (2013), aff’d, 746 F.3d 1335 (Fed. Cir. 2014). The Court has also said that medical records may be outweighed by testimony that is given later in time that is “consistent, clear, cogent, and compelling.” Camery v. Sec’y of Health & Hum. Servs., 42 Fed. Cl. 381, 391 (1998) (citing Blutstein v. Sec’y of Health & Hum. Servs., No. 90-2808, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998). The credibility of the individual offering such fact testimony must also be determined. 3 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 4 of 10 Andreu v. Sec’y of Health & Hum. Servs., 569 F.3d 1367, 1379 (Fed. Cir. 2009); Bradley v. Sec’y of Health & Hum. Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993). A special master may find that the first symptom or manifestation of onset of an injury occurred “within the time period described in the Vaccine Injury Table even though the occurrence of such symptom or manifestation was not recorded or was incorrectly recorded as having occurred outside such period.” Section 13(b)(2). “Such a finding may be made only upon demonstration by a preponderance of the evidence that the onset [of the injury] . . . did in fact occur within the time period described in the Vaccine Injury Table.” Id. The special master is obligated to fully consider and compare the medical records, testimony, and all other “relevant and reliable evidence contained in the record.” La Londe, 110 Fed. Cl. at 204 (citing Section 12(d)(3); Vaccine Rule 8); see also Burns v. Sec’y of Health & Hum. Servs., 3 F.3d 415, 417 (Fed. Cir. 1993) (holding that it is within the special master’s discretion to determine whether to afford greater weight to medical records or to other evidence, such as oral testimony surrounding the events in question that was given at a later date, provided that such determination is rational). B. Analysis I make the ROM finding after a complete review of the record to include all medical records, affidavits or declarations, and additional evidence filed. Specifically, I base the findings on the following evidence: • Prior to vaccination, Petitioner suffered common conditions such as high cholesterol and menopause. Ex 2. She experienced episodes involving pelvic pain, a lump in her abdominal area, and temporary numbness from her knee to her foot. Id. at 17, 144, 153, 156, 169. And she received chiropractic care on multiple occasions in 2019 and 2020 for lower back pain, which she attributed to lifting. Ex. 5. • On September 29, 2020, Petitioner (age 56 years) received the flu vaccine intramuscularly in her right deltoid at a CVS pharmacy. Ex. 1. Petitioner also received the Shingles vaccine on the same day, in her opposing left deltoid. Ex. 2 at 139. • Two days post-vaccination, on October 1, 2020, Petitioner visited her primary care provider (“PCP”), complaining of pain in the upper portion of her right arm since receiving the flu shot. Ex. 2 at 139. Noting that her left 4 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 5 of 10 arm (in which she received the Shingles vaccine) was “just sore, not painful,” Petitioner described constant, and progressively worsening, pain, estimated at a level of ten out of ten, in her right arm. Id. Upon examination, she was assessed as having normal ROM with moderate pain (id. at 141). Opining that her condition was “[l]ikely secondary to receiving flu shot,” the PCP instructed Petitioner to apply ice, referred her to an orthopedist, and prescribed a trial of Naproxen for her pain. Id. at 142. • Six days later, on October 6, 2020, Petitioner was seen by an orthopedic surgeon, for upper right arm pain, described as “acute and . . . occurring in [a] persistent pattern for 1 week.” Ex. 3 at 16. She described dull, aching, and sharp pain, aggravated by physical activity, with “intermittent episodes of pain as bad as 8 or 9 out of 10.” Id. • Upon examination, the orthopedic surgeon observed “[s]ome mild tenderness over the lateral aspect of the deltoid,” but normal ROM. Ex. 3 at 17. Characterizing her arm function as excellent, and her pain as well controlled,” he encouraged Petitioner “to go about her daily activities and follow up if things ha[d] not improved.” Id. at 16. • On October 19, 2020, Petitioner returned to the orthopedic surgeon for a follow-up appointment. Ex. 3 at 14. She reported that “her shoulder ha[d] not gotten better,” that she had “symptoms with flexion and abduction,” and had been unable to perform her usual exercise routines. Id. Again observing normal ROM, the orthopedic surgeon administered a steroid injection. Id. at 14-15. • A month later, on November 6, 2020, Petitioner returned to the orthopedic surgeon, reporting that “she has 75% pain relief, but [her shoulder] still bothers her.” Ex. 3 at 12. Normal ROM was again noted in the record from this visit. Id. at 13. Stating that “her symptoms are worse when she is carrying stress and tightness in her traps,”4 Petitioner requested to begin PT (id. at 12), and the orthopedic surgeon made that referral (id. at 13). 4 The trapezius is “a large muscle in your back, . . . commonly refer[red] to . . . as traps or trap muscles.” https://my.clevelandclinic.org/health/body/21563-trapezius-muscle (last visited on May 14, 2025). Like the rest of [the] back muscles, your traps are skeletal (superficial) muscles and are part of your musculoskeletal system. The upper section connects to your skull and neck (cervical spine). The middle and lower sections attach to bones in your thoracic spine. They’re also connected to the back (lateral) sides of your shoulder blade (scapula) and collarbone (clavicle). Id. 5 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 6 of 10 • At her next orthopedic visit (five months later, on April 29, 2021), Petitioner reported that she had been doing exercises as part of a home exercise program, but “[h]as avoided formal [PT] due to concerns with covid.” Ex. 3 at 10. She was described as having “good range of motion, full flexion and full abduction, but pain with abduction in internal/external rotation.” Id. The orthopedic surgeon administered another steroid injection, this time guided by ultrasound imaging. Id. at 10-11. • On May 27, 2021, Petitioner returned to the orthopedic surgeon for additional treatment. Ex. 3 at 8. Noting her “lack of progress with conservative treatment,” the orthopedic surgeon ordered an MRI. Id. • Performed on June 3, 2021, the MRI showed no evidence of a rotator cuff tear or significant glenohumeral osteoarthritis. Ex. 3 at 18. However, there was “[m]inimal fluid . . . seen within the right subacromial/subdeltoid bursa.” Id. • Six days later, on June 9, 2021, the orthopedic surgeon administered a third steroid injection to Petitioner’s right shoulder and provided her with a PT referral. Ex. 3 at 6-7. • At her first PT session on June 28, 2021, it was noted that Petitioner was being treated for ten months of right shoulder pain, developed after a flu shot in September 2020. Ex. 4 at 9-10. She reported that the three steroid injections she received “have helped reduce discomfort.” Id. at 10. Although her ROM was characterized as normal, the specific numeric degrees (noted for each type of movement) included 25 degrees of adduction. Id. at 10-11. It was noted that Petitioner “remain[ed] hesitant to use her R arm for fear of irritating it.” Id. at 9. • Petitioner attended three more PT sessions in July 2021. Ex. 4 at 10-21. At her second session on July 13, 2021, the therapist noted mild internal rotation loss. Id. at 14. • At her last PT session on July 22, 2020, the therapist stated that Petitioner had “completed a month in PT to restore full mobility and strength.” Id. at 19. Her end range was characterized as “now better.” Id. Petitioner was instructed to continue with home exercises. Id. 6 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 7 of 10 I have previously determined that a petitioner must be able to establish some limitation in ROM as part of his SIRVA Table claim showing. Bolick, 2023 WL 8187307, at *6. This requirement is not fulfilled by establishing pain with motion, but rather a demonstrated outright reduction of ROM. Petty v. Sec’y of Health & Hum. Servs., No. 19- 1332V, 2024 WL 5381961, at *5 (Fed. Cl. Spec. Mstr. Sept. 24, 2024). However, even a slight reduction in ROM will suffice. Stamm v. Sec’y of Health & Hum. Servs., No. 20- 1590V, 2024 WL 4678224, at *5 (Fed. Cl. Spec. Mstr. Oct. 1, 2024). And the reduced ROM need not be shown to have begun within 48-hours of vaccination (as with pain), or even to have persisted for any specific, longer period. McNally v. Sec’y of Health & Hum. Servs., No. 20-1763V, 2024 WL 4024429, at *4 (Fed. Cl. Spec. Mstr. July 31, 2024); Silacci v. Sec’y of Health & Hum. Servs., No. 21-1265V, 2024 WL 5295093, at *6-7 (Fed. Cl. Spec. Mstr, Dec. 5, 2024). When arguing that Petitioner had failed to meet this requirement, Respondent acknowledges a PT record notation from July 2021 that documents mild internal ROM loss. Rule 4(c) Report at 6. But he seems to discount the probative value of this evidence due, in part, to its timing – more than nine months post-vaccination. Id. As I determined in Silacci, however, ROM reduction can be established even when based upon findings observed more than one-year post-vaccination. 2024 WL 5295093, at *6-7. And there is an additional entry in the record from Petitioner’s first PT session in June 2023, showing her adduction ROM was measured at 25 degrees - one-half the maximum value of 50 degrees.5 Although adduction is not often measured, due to the difficulty obtaining accurate and consistent values,6 because the recorded value is 25 degrees lower than the usual maximum, it still provides some evidence of at least a slight ROM reduction. Additionally, both PT entries are buttressed by the therapist’s later statement – that one purpose of the PT was to restore full mobility. Furthermore, the observations of normal ROM made by the PCP and orthopedic surgeon who treated Petitioner’s condition during the first eight months of her injury, do not undermine the later created PT record entries. Petitioner’s treatment advanced in a linear fashion – with her seeing only one provider at a time. Thus, these earlier observations do not directly counter the therapist’s later findings of mildly limited ROM. 5 DORLAND’S ILLUSTRATED MEDICAL DICTIONARY at 26 (32th ed. 2012). This diagram illustrates abduction: the movement of a straight arm from the side to above the shoulder – shown with a maximum range of 180 degrees; and adduction: the straight arm’s movement from the same starting position across the front of the body – shown with a maximum range of 50 degrees. Id. 6 Cynthia C. Norkin and D. Joyce White, MEASUREMENT OF JOINT MOTION: A GUIDE TO GONIOMETRY, 84 (F.A. Davis Co., 5th ed. 2016) (showing the lack of a numeric range for this particular movement). 7 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 8 of 10 As is the case when assessing six-month sequela, the mildness and intermittent nature of the reduced ROM exhibited by Petitioner are highly relevant to damages, but do not prevent a favorable limited ROM finding. Nor does the late timing of observed reduction prevent Petitioner from satisfying this Table SIRVA requirement. Accordingly, there is preponderant evidence to establish Petitioner suffered at least a minimal reduction in ROM, approximately nine months post-vaccination. III. Additional Requirements for Entitlement A. Legal Standards In addition to requirements concerning the vaccination received, the duration of petitioner’s injury, and the lack of other award or settlement,7 a petitioner must establish that she suffered an injury meeting the Table criteria, in which case causation is presumed, or an injury shown to be caused-in-fact by the vaccination she received. Section 11(c)(1)(C). The most recent version of the Table, which can be found at 42 C.F.R. § 100.3, identifies the vaccines covered under the Program, the corresponding injuries, and the time period in which the particular injuries must occur after vaccination. Section 14(a). Pursuant to the Vaccine Injury Table, a SIRVA is compensable if it manifests within 48 hours of the administration of a flu vaccine. 42 C.F. R. § 100.3(a)(XIV)(B). The criteria establishing a SIRVA under the accompanying Qualifications and Aids to Interpretation (“QAI”) are as follows: Shoulder injury related to vaccine administration (SIRVA). SIRVA manifests as shoulder pain and limited range of motion occurring after the administration of a vaccine intended for intramuscular administration in the upper arm. These symptoms are thought to occur as a result of unintended injection of vaccine antigen or trauma from the needle into and around the underlying bursa of the shoulder resulting in an inflammatory reaction. SIRVA is caused by an injury to the musculoskeletal structures of the shoulder (e.g. tendons, ligaments, bursae, etc.). SIRVA is not a neurological injury and abnormalities on neurological examination or nerve conduction 7 In summary, a petitioner must establish that he received a vaccine covered by the Program, administered either in the United States and its territories or in another geographical area but qualifying for a limited exception; suffered the residual effects of his injury for more than six months, died from his injury, or underwent a surgical intervention during an inpatient hospitalization; and has not filed a civil suit or collected an award or settlement for her injury. See Section 11(c)(1)(A)(B)(D)(E). 8 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 9 of 10 studies (NCS) and/or electromyographic (EMG) studies would not support SIRVA as a diagnosis (even if the condition causing the neurological abnormality is not known). A vaccine recipient shall be considered to have suffered SIRVA if such recipient manifests all of the following: (i) No history of pain, inflammation or dysfunction of the affected shoulder prior to intramuscular vaccine administration that would explain the alleged signs, symptoms, examination findings, and/or diagnostic studies occurring after vaccine injection; (ii) Pain occurs within the specified time frame; (iii) Pain and reduced range of motion are limited to the shoulder in which the intramuscular vaccine was administered; and (iv) No other condition or abnormality is present that would explain the patient’s symptoms (e.g. NCS/EMG or clinical evidence of radiculopathy, brachial neuritis, mononeuropathies, or any other neuropathy). 42 C.F.R. § 100.3(c)(10) (2017). B. Analysis Respondent has stated no further objections to compensation, and I find Petitioner has otherwise satisfied all other criteria for a Table SIRVA injury following receipt of the flu vaccine. There is no evidence of prior right shoulder pain, inflammation, or dysfunction or an alternative cause for Petitioner’s symptoms. See 42 C.F.R. § 100.3(c)(10)(i), (iv) (first and fourth QAI criteria). And Petitioner experienced pain within 48 hours of vaccination and exhibited pain and limitations in ROM solely in her right, injured shoulder. E.g., Ex. 2 at 139; Ex. 3 at 16; Ex. 4 at 9-10; see 42 C.F.R. § 100.3(c)(10)(ii) & (iii) (second and third QAI criteria). As I have determined in this ruling, the record supports a finding that Petitioner suffered mild reduction of her right shoulder ROM. See supra Section II.B. Additionally, the medical records show Petitioner suffered the residual effects of her injury for more than six-months. Ex. 3 at 10 (April 29, 2021 orthopedic visit); see Section 11(c)(1)(D)(i) (the Vaccine Act’s six-month severity requirement). And the vaccine record shows Petitioner received the flu vaccine at a CVS pharmacy. Ex. 2; see Section 11(c)(1)(A) (requiring receipt of a covered vaccine); Section 11(c)(1)(B)(i) (requiring administration within the United States or its territories). And there is no evidence that Petitioner has 9 Case 1:23-vv-00411-UNJ Document 27 Filed 07/01/25 Page 10 of 10 collected a civil award for his injury. See Section 11(c)(1)(E) (lack of prior civil award). Thus, Petitioner has satisfied all requirements for entitlement under the Vaccine Act. IV. Appropriate Amount of Compensation Although I have found Petitioner entitled to compensation, I expect the amount to be awarded for her past pain and suffering to be on the lower end for a SIRVA. Despite reporting severe pain levels, Petitioner required only minimal treatment, exhibited the slightest reduction in ROM, and obtained at least temporary relief from the steroid injections she received. Furthermore, there is no evidence in the record as it currently stands that Petitioner required treatment beyond late July 2021, only ten-months post- vaccination. Thus, Petitioner should not expect a substantial pain and suffering compensation. Conclusion Based on the entire record in this case, I find that Petitioner has provided preponderant evidence satisfying all requirements for a Table SIRVA. Petitioner is entitled to compensation in this case. IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 10 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_23-vv-00411-1 Date issued/filed: 2026-04-10 Pages: 9 Docket text: PUBLIC DECISION (Originally filed: 03/25/2026) regarding 38 DECISION of Special Master ( Signed by Chief Special Master Brian H. Corcoran. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 1 of 9 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 23-0411V JO ANNE CUNNINGHAM, Chief Special Master Corcoran Petitioner, Filed: March 25, 2026 v. SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent. Leigh Finfer, Muller Brazil, LLP, Dresher, PA, for Petitioner. Nina Ren, U.S. Department of Justice, Washington, DC, for Respondent. DECISION AWARDING DAMAGES1 On March 24, 2023, Jo Anne Cunningham filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleged that she suffered a right shoulder injury related to vaccine administration (“SIRVA”), a defined Table injury, after receiving an influenza (“flu”) vaccine on September 29, 2020. Petition at 1, ¶ 1, 16. The matter was assigned to the “Special Processing Unit” (the “SPU”). ECF No. 8. I determined that Petitioner was entitled to compensation, but the parties were unable to resolve damages on their own,3 so I ordered briefing on the matter. 1 Because this Decision contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the Decision will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2018). 3 Although the parties disputed whether Petitioner suffered any reduction in range of motion (“ROM”), I found that Petitioner suffered at least a minimal reduction in ROM, and she also satisfied the other Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 2 of 9 For the reasons set forth below, I find that Petitioner is entitled to an award of damages in the amount of $48,000.00 for actual pain and suffering, plus $1,426.91 for satisfaction of the Medicaid lien in this case. I. Legal Standard Compensation awarded pursuant to the Vaccine Act shall include “[f]or actual and projected pain and suffering and emotional distress from the vaccine-related injury, an award not to exceed $250,000.” Section 15(a)(4). Additionally, a petitioner may recover “actual unreimbursable expenses incurred before the date of judgment award such expenses which (i) resulted from the vaccine-related injury for which petitioner seeks compensation, (ii) were incurred by or on behalf of the person who suffered such injury, and (iii) were for diagnosis, medical or other remedial care, rehabilitation . . . determined to be reasonably necessary.” Section 15(a)(1)(B). The petitioner bears the burden of proof with respect to each element of compensation requested. Brewer v. Sec’y of Health & Hum. Servs., No. 93-0092V, 1996 WL 147722, at *22-23 (Fed. Cl. Spec. Mstr. Mar. 18, 1996). There is no mathematic formula for assigning a monetary value to a person’s pain and suffering and emotional distress. I.D. v. Sec’y of Health & Hum. Servs., No. 04-1593V, 2013 WL 2448125, at *9 (Fed. Cl. Spec. Mstr. May 14, 2013) (“[a]wards for emotional distress are inherently subjective and cannot be determined by using a mathematical formula”); Stansfield v. Sec’y of Health & Hum. Servs., No. 93-0172V, 1996 WL 300594, at *3 (Fed. Cl. Spec. Mstr. May 22, 1996) (“the assessment of pain and suffering is inherently a subjective evaluation”). Factors to be considered when determining an award for pain and suffering include: 1) awareness of the injury; 2) severity of the injury; and 3) duration of the suffering. I.D., 2013 WL 2448125, at *9 (quoting McAllister v. Sec’y of Health & Hum. Servs., No 91-1037V, 1993 WL 777030, at *3 (Fed. Cl. Spec. Mstr. Mar. 26, 1993), vacated and remanded on other grounds, 70 F.3d 1240 (Fed. Cir. 1995)). I may also consider prior pain and suffering awards to aid my resolution of the appropriate amount of compensation for pain and suffering in this case. See, e.g., Doe 34 v. Sec’y of Health & Hum. Servs., 87 Fed. Cl. 758, 768 (2009) (finding that “there is nothing improper in the chief special master’s decision to refer to damages for pain and suffering awarded in other cases as an aid in determining the proper amount of damages in this case.”). And, of course, I may rely on my own experience (along with my requirements of a compensable Table SIRVA injury. Ruling on Entitlement, filed May 23, 2025, ECF No. 25. Less than three months later, the parties informed me that they had reached an impasse in their damages discussions and requested that I set a briefing schedule. Status Report, filed Aug. 8, 2025, ECF No. 29. 2 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 3 of 9 predecessor Chief Special Masters) adjudicating similar claims. Hodges v. Sec’y of Health & Hum. Servs., 9 F.3d 958, 961 (Fed. Cir. 1993) (noting that Congress contemplated the special masters would use their accumulated expertise in the field of vaccine injuries to judge the merits of individual claims). Although pain and suffering in the past was often determined based on a continuum, as Respondent argues, that practice was cast into doubt by the Court several years ago. Graves v. Sec’y of Health & Hum. Servs., 109 Fed. Cl. 579 (Fed. Cl. 2013). Graves maintained that to do so resulted in “the forcing of all suffering awards into a global comparative scale in which the individual petitioner’s suffering is compared to the most extreme cases and reduced accordingly.” Id. at 590. Instead, Graves assessed pain and suffering by looking to the record evidence, prior pain and suffering awards within the Vaccine Program, and a survey of similar injury claims outside of the Vaccine Program. Id. at 595. Under this alternative approach, the statutory cap merely cuts off higher pain and suffering awards – it does not shrink the magnitude of all possible awards as falling within a spectrum that ends at the cap. Although Graves is not controlling of the outcome in this case, it provides reasoned guidance in calculating pain and suffering awards. II. Prior SIRVA Compensation Within SPU4 A. Data Regarding Compensation in SPU SIRVA Cases SIRVA cases have an extensive history of informal resolution within the SPU. As of January 1, 2026, 5,397 SPU SIRVA cases have resolved since the inception of SPU more than ten years before. Compensation has been awarded in the vast majority of cases (5,194), with the remaining 203 cases dismissed. 2,946 of the compensated SPU SIRVA cases were the result of a ruling that the petitioner was entitled to compensation (as opposed to an informal settlement), and therefore reflect full compensation.5 In only 351 of these cases, however, was the amount of damages determined by a special master in a reasoned decision or ruling.6 As I have 4 All figures included in this decision are derived from a review of the decisions awarding compensation within the SPU. All decisions reviewed are, or will be, available publicly. All figures and calculations cited are approximate. 5 The remaining 2,248 compensated SIRVA cases were resolved via stipulated agreement of the parties without a prior ruling on entitlement. These agreements are often described as “litigative risk” settlements, and thus represent a reduced percentage of the compensation which otherwise would be awarded. Because multiple competing factors may cause the parties to settle a case (with some having little to do with the merits of an underlying claim), these awards from settled cases do not constitute a reliable gauge of the appropriate amount of compensation to be awarded in other SPU SIRVA cases. 6 The rest of these cases resulting in damages after concession were either reflective of a proffer by Respondent (2,561 cases) or stipulation (34 cases). Although all proposed amounts denote some form of 3 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 4 of 9 previously stated, the written decisions setting forth such determinations, prepared by neutral judicial officers (the special masters themselves), provide the most reliable guidance in deciding what similarly-situated claimants should also receive.7 The data for all categories of damages decisions described above reflect the expected differences in outcome, summarized as follows: Damages Proffered Stipulated Stipulated8 Decisions by Damages Damages Agreement Special Master Total Cases 352 2,560 34 2,248 Lowest $25,000.00 $4,000.00 $37,013.60 $1,000.00 1st Quartile $66,994.13 $58,000.79 $87,750.00 $30,000.00 Median $91,163.89 $77,500.00 $112,119.37 $47,951.60 3rd Quartile $125,000.00 $105,276.51 $160,376.79 $73,477.50 Largest $1,569,302.82 $1,845,047.00 $1,500,000.00 $550,000.00 B. Pain and Suffering Awards in Reasoned Decisions In the 352 SPU SIRVA cases in which damages were determined via reasoned decision or ruling, compensation for a petitioner’s actual or past pain and suffering varied from $25,000.00 to $215,000.00, with $89,500.00 as the median amount. Only ten of these cases involved an award for future pain and suffering, with yearly awards ranging from $250.00 to $1,500.00.9 In one of these cases, the future pain and suffering award was limited by the statutory pain and suffering cap.10 agreement reached by the parties, those presented by stipulation derive more from compromise than instances in which Respondent formally acknowledges that the settlement sum itself is a fair measure of damages. 7 Of course, even though all independently-settled damages issues (whether by stipulation/settlement or proffer) must still be approved by a special master, such determinations do not provide the same judicial guidance or insight obtained from a reasoned decision. But given the aggregate number of such cases, these determinations nevertheless “provide some evidence of the kinds of awards received overall in comparable cases.” Sakovits v. Sec’y of Health & Hum. Servs., No. 17-1028V, 2020 WL 3729420, at *4 (Fed. Cl. Spec. Mstr. June 4, 2020) (discussing the difference between cases in which damages are agreed upon by the parties and cases in which damages are determined by a special master). 8 Two awards were for an annuity only, the exact amounts which were not determined at the time of judgment. 9 Additionally, a first-year future pain and suffering award of $10,000.00 was made in one case. Dhanoa v. Sec’y of Health & Hum. Servs., No. 15-1011V, 2018 WL 1221922 (Fed. Cl. Spec. Mstr. Feb. 1, 2018). 10 Joyce v. Sec’y of Health & Hum. Servs., No. 20-1882V, 2024 WL 1235409, at *2 (Fed. Cl. Spec. Mstr. Feb. 20, 2024) (applying the $250,000.00 statutory cap for actual and future pain and suffering set forth in Section 15(a)(4) before reducing the future award to net present value as required by Section 15(f)(4)(A)); 4 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 5 of 9 In cases with lower awards for past pain and suffering, many petitioners commonly demonstrated only mild to moderate levels of pain throughout their injury course. This lack of significant pain is often evidenced by a delay in seeking treatment – over six months in one case. In cases with more significant initial pain, petitioners usually experienced this greater pain for three months or less. Most petitioners displayed only mild to moderate limitations in range of motion (“ROM”), and MRI imaging showed evidence of mild to moderate pathologies such as tendinosis, bursitis, or edema. Many petitioners suffered from unrelated conditions to which a portion of their pain and suffering could be attributed. These SIRVAs usually resolved after one to two cortisone injections and two months or less of physical therapy (“PT”). None required surgery. Except in one case involving very mild pain levels, the duration of the SIRVA injury ranged from six to 30 months, with most petitioners averaging approximately nine months of pain. Although some petitioners asserted residual pain, the prognosis in these cases was positive. Cases with higher awards for past pain and suffering involved petitioners who suffered more significant levels of pain and SIRVAs of longer duration. Most of these petitioners subjectively rated their pain within the upper half of a ten-point pain scale and sought treatment of their SIRVAs more immediately, often within 30 days of vaccination. All experienced moderate to severe limitations in range of motion. MRI imaging showed more significant findings, with the majority showing evidence of partial tearing. Surgery or significant conservative treatment, up to 133 PT sessions - occasionally spanning several years, and multiple cortisone injections, were required in these cases. In nine cases, petitioners provided sufficient evidence of permanent injuries to warrant yearly compensation for future or projected pain and suffering. III. The Parties’ Arguments The parties agree that I should award $1,426.91 in satisfaction of a Medicaid lien in this case. Petitioner’s Brief in Support of a Damages Decision (“Brief”) at 1, 7, ECF No. 31; Respondent’s Brief on Damages (“Opp.”) at 2, 10, ECF No. 32. Thus, the only area of disagreement is the amount of compensation which should be awarded for Petitioner’s past pain and suffering. Petitioner seeks $85,000.00, and Respondent argues for an award of $45,000.00. Id. Emphasizing her initial complaint of severe pain (rated ten out of ten) for which she sought treatment only two days post-vaccination, Petitioner insists that she gained see Youngblood v. Sec’y of Health & Hum. Servs., 32 F.3d 552, 554-55 (Fed. Cir.1994) (requiring the application of the statutory cap before any projected pain and suffering award is reduced to net present value). 5 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 6 of 9 significant relief only after her third steroid injection (administered approximately eight months post-vaccination), and subsequent physical therapy (“PT”) attended two months thereafter. Brief at 6. Additionally, she attributes a more than five-month treatment gap following the administration of her first steroid injection and PT referral (from early November 2020 to late April 2021) to concerns related to the worldwide COVID-19 Pandemic,11 rather than any symptom improvement. Id. Petitioner favorably compares the facts and circumstances in her case to those experienced by the petitioners in Colucci and Bruegging12 - decisions featuring past pain and suffering awards of $80,000.00 and $90,000.00, respectively. Brief at 6-7. Acknowledging the Colucci petitioner attended a greater number of PT sessions, Ms. Cunningham insists her past pain and suffering award should be greater due to her quick initial complaint, longer injury duration, and greater number of steroid injections. Id. at 6. Petitioner maintains that her overall symptom duration was similar to that of the Bruegging petitioner, but her MRI findings were more significant, and she required multiple steroid injections. Id. at 7. Citing language in my entitlement ruling regarding the mildness and intermittent nature of Petitioner’s range of motion (“ROM”) limitation, Respondent contends that Petitioner’s award “should be on the lower end for a SIRVA.” Opp. at 5. He also emphasizes the limited duration of Petitioner’s SIRVA and the overall improvement she gained from only four months of active treatment. Id. at 5-6. Countering Petitioner’s argument that fears related to the COVID pandemic prevented her from pursuing PT during the almost six-month gap in treatment following the first steroid injection she received, Respondent observes that Petitioner “sought care for other medical concerns” during this time. Id. at 6 (citing Ex. 2 at 125-27; Ex. 5 at 21-23). Respondent also distinguishes the cases cited by Petitioner, contrasting the longer durations of moderate to severe pain and greater limitations in ROM experienced by those petitioners, as well as the more significant MRI findings for the Bruegging petitioner, and greater amount of PT in Colucci. Opp. at 7-8. Instead, for better comparable cases Respondent references Goatee and Piccolotti13 - decisions involving past pain and suffering awards of $43,000.00 and $45,000.00, respectively. Opp. at 8-9. 11 See https://www.cdc.gov/museum/timeline/covid19.html (last visited Mar. 23, 2026) (For a timeline related to the pandemic and availability of COVID vaccines). 12 Colucci v. Sec’y of Health & Hum. Servs., No. 19-1684V, 2022 WL 17849579 (Fed. Cl. Spec. Mstr. Nov. 14, 2022); Bruegging v. Sec’y of Health & Hum. Servs., No. 17-0261V, 2019 WL 2620957 (Fed. Cl. Spec. Mstr. May 13, 2019). 13 Goatee v. Sec’y of Health & Hum. Servs., No. 22-0827V, 2024 WL 5295109 (Fed. Cl. Spec. Mstr. Dec. 2, 2024); Piccolotti v. Sec’y of Health & Hum. Servs., No. 20-0135V, 2023 WL 3165383 (Fed. Cl. Spec. Mstr. May 1, 2023). 6 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 7 of 9 IV. Appropriate Compensation for Petitioner’s Pain and Suffering In this case, awareness of the injury is not disputed. The record reflects that at all times Petitioner was a competent adult with no impairments that would impact her awareness of her injury. Therefore, I analyze principally the severity and duration of Petitioner’s injury. When performing this analysis, I review the record as a whole to include the filed medical records, affidavits, and sworn declarations and all assertions made by the parties in written documents. I consider prior awards for pain and suffering in both SPU and non- SPU SIRVA cases and rely upon my experience adjudicating these cases. However, I base my determination on the circumstances of this case. A thorough review of the medical records reveals that Ms. Cunningham (age 56) suffered a mild SIRVA involving severe pain levels for less than one-month post- vaccination, little to no limitations in ROM, and significant relief following her first steroid injection administered on October 19, 2020. Ex. 2 at 139-43; Ex. 3 at 12-17. Although she required additional treatment from late April through July 2021 - consisting of two more steroid injections, an MRI revealing only minimal subacromial/subdeltoid bursal fluid, and 3 PT sessions, Petitioner reported only mild symptoms during this time. Ex. 3 at 5-11, 18; Ex. 4 at 10-21. Additionally, Petitioner’s almost six-month gap in treatment (from early November 2020 through April 2021) appears to have been due to the symptom relief she gained from her first steroid injection, rather than to fears related to the COVID Pandemic, as she contends.14 During this time, Petitioner visited the chiropractor twice for treatment of back pain and left rhomboid spasms. Ex. 5 at 22-23. And in 2020 (when the risk of contracting COVID was greater and the COVID vaccine was not yet available), Petitioner attended twelve chiropractic appointments (Ex. 5 at 10-21), and visited her primary care provider for routine care of her chronic conditions such as hyperlipidemia and perimenopausal symptoms (Ex. 2 at 144-51). The cases cited by Petitioner are not helpful comparisons due to the much longer acute phases of significant pain - approximately six months for the Colucci petitioner and eight months for the Bruegging petitioner. Colucci, 2022 WL 17849579, at *1-2, 4-5; Bruegging, 2019 WL 2620957, at *1-3, 9-10. Additionally, the Ross, Berberich, and Russo cases - featuring awards ranging from $59,000.00 to $63,000.00, and involving initial 14 When she returned to the orthopedist for treatment in late April 2021, Petitioner reported that she had not attended PT as prescribed due to concerns related to COVID. Ex. 5 at 10. 7 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 8 of 9 acute phases of severe pain more than twice the duration suffered by Petitioner (from two to three months) – support the conclusion that Petitioner’s award should be lower.15 The Goatee case cited by Respondent is similarly deficient, albeit in the opposite extreme – showing a lack of any acute initial phase of more intense shoulder pain. Goatee, 2024 WL 5295109, at *1-2, 5. However, the facts and circumstances experienced by the Piccolotti petitioner were similar to those in this case. Although the severity of the Piccolotti petitioner’s pain is not clearly stated, he sought treatment only ten days post- vaccination – signifying more severe initial symptoms. Piccolotti, 2023 WL 3165383, at *5. And his overall duration was close to that experienced by Petitioner, albeit with slightly less treatment – only two steroid injections and no PT. Id. I also find the Mejias16 case - featuring the same pain and suffering amount of $45,000.00 - offers a good comparison. The Mejias petitioner sought treatment within two days of vaccination and suffered a SIRVA with similar overall duration, albeit a longer (yet slightly less intense) acute phase of three months. Mejias, 2021 WL 5895622, at 6-7. Still, because the Meijas petitioner required only oral medication and lidocaine patches (id.), I will award slightly more for Petitioner’s past pain and suffering - $48,000.00. Conclusion For all of the reasons discussed above and based on consideration of the record as a whole, I find that $48,000.00 represents a fair and appropriate amount of compensation for Petitioner’s actual pain and suffering.17 Additionally, I will award the agreed upon Medicaid lien amount, $1,426.91. Based on the record as a whole and arguments of the parties, I award $49,426.91 as follows: 15 Ross v. Sec’y of Health & Hum. Servs., No. 20-1674V, 2023 WL 9424777 (Fed. Cl. Spec. Mstr. Dec. 18, 2023) (awarding $59,000.00 for past pain and suffering in a short-form decision following expedited Motions Day argument); Berberich v. Sec’y of Health & Hum. Servs., No. 20-0010V, 2021 WL 4823551, at *7-8 (Fed. Cl. Spec. Mstr. Sept. 14, 2021) (awarding $60,000.00 for past pain and suffering); Russo v. Sec’y of Health & Hum. Servs., No. 20-1491V, 2022 WL 4717927, at *1-2, 4 (Fed. Cl. Spec. Mstr. Aug. 31, 2022) (awarding $63,000.00 for past pain and suffering). 16 Mejias v. Sec’y of Health & Hum. Servs., No. 19-1994V, 2021 WL 5895622 (Fed. Cl. Spec. Mstr. Nov. 10, 2021); Merwitz v. Sec’y of Health & Hum. Servs., No. 20-1141V, 2022 WL 17820768 (Fed. Cl. Spec. Mstr. Oct. 11, 2022). 17 Since this amount is being awarded for actual, rather than projected, pain and suffering, no reduction to net present value is required. See Section 15(f)(4)(A); Childers v. Sec’y of Health & Hum. Servs., No. 96- 0194V, 1999 WL 159844, at *1 (Fed. Cl. Spec. Mstr. Mar. 5, 1999) (citing Youngblood v. Sec’y of Health & Hum. Servs., 32 F.3d 552 (Fed. Cir. 1994)). 8 Case 1:23-vv-00411-UNJ Document 42 Filed 04/10/26 Page 9 of 9 A. A lump sum payment of $48,000.00, representing compensation for actual pain and suffering, to be paid through an ACH deposit to Petitioner’s counsel’s IOLTA account for prompt disbursement to Petitioner; and B. A lump sum of $1,426.91, representing compensation for satisfaction of the State of Maryland Medicaid lien, to be paid through an ACH deposit to Petitioner’s counsel’s IOLTA account for prompt disbursement to the appropriate agency. This amount represents compensation for all damages that would be available under Section 15(a). The Clerk of Court is directed to enter judgment in accordance with this Decision.18 IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 18 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint filing of notice renouncing the right to seek review. 9