VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_20-vv-00845 Package ID: USCOURTS-cofc-1_20-vv-00845 Petitioner: Annette Molina Filed: 2020-07-13 Decided: 2024-09-17 Vaccine: influenza Vaccination date: 2018-10-04 Condition: right shoulder injury Outcome: dismissed Award amount USD: AI-assisted case summary: Annette Molina, a 28-year-old adult, filed a petition on July 13, 2020, alleging that she suffered a right shoulder injury resulting from an influenza vaccination administered on October 4, 2018. The respondent is the Secretary of Health and Human Services. Initially, the case was considered for a Table Injury, specifically Shoulder Injury Related to Vaccine Administration (SIRVA), which is compensable if it occurs within 48 hours of vaccination. However, the Chief Special Master dismissed the Table SIRVA claim, finding that the petitioner's condition was diagnosed as calcific tendinitis, which, when it can explain the symptoms, is not a Table SIRVA. The case then proceeded as an off-Table claim, requiring Ms. Molina to prove causation-in-fact between the vaccination and her injury under the Althen test. Ms. Molina received the influenza vaccination in her right deltoid. She reported immediate onset of shoulder pain post-vaccination. Approximately four months later, she presented with complaints of right arm pain that had increased since December, stating she could not raise her arm beyond 90 degrees of flexion and that the pain radiated. However, physical examination at that time showed no tenderness and full range of motion. On March 19, 2019, she presented to a primary care provider with tenderness over the deltoid and acromioclavicular joint, pain with elevation above 90 degrees, and limited active range of motion. X-rays revealed calcification adjacent to the greater tuberosity, leading to a diagnosis of calcific tendinitis. She was referred for physical therapy and saw a physiatrist on August 26, 2019, who diagnosed calcific tendinitis and noted reduced flexion and abduction, positive empty can and Hawkins tests, but also stated the pain was likely referred from the calcific tendinitis and it was difficult to say if it occurred from an inappropriate injection. Over a year later, on September 28, 2020, an orthopedist maintained the diagnosis of calcific tendinitis, though noting the chronicity was atypical, and findings suggested mild supraspinatus tendinitis. Treatment included a therapeutic injection, and a possible subacromial decompression was considered. Petitioner presented an expert report from Naveed Natanzi, D.O., who opined that Ms. Molina's clinical history was consistent with a SIRVA-like injury, citing no prior shoulder pain, onset within 48 hours of vaccination, and documented reduced range of motion. Dr. Natanzi suggested that post-vaccination inflammation could activate calcific tendinitis, citing a case report. Respondent presented an expert report from Geoffrey Abrams, M.D., an orthopedic surgeon, who opined that Ms. Molina's shoulder pain was most likely explained by her confirmed calcific tendinitis, not SIRVA. Dr. Abrams argued that calcific tendinitis is a common cause of shoulder pain with an acute phase that can cause pain and restriction, representing a distinct etiology from SIRVA. He also noted that Ms. Molina's exam findings were inconsistent with expected SIRVA in terms of limited range of motion, as she had documented full range of motion in early encounters. Special Master Daniel T. Horner adopted the Chief Special Master's findings regarding the dismissal of the Table SIRVA claim. Regarding the off-Table claim, the Special Master found that while vaccines can cause some shoulder pathologies, Ms. Molina failed to prove that the vaccination specifically caused her asymptomatic calcific tendinitis to become symptomatic. The Special Master noted that calcific tendinitis, as diagnosed by treating physicians, could independently explain her symptoms, including acute onset. The court found Dr. Natanzi's theory that vaccination could activate calcific tendinitis to be inadequately supported, relying heavily on a single case report that was discounted. The Special Master concluded that calcific tendinitis can have an acute onset and is an inflammatory condition in its resorptive phase, which can explain the symptoms without requiring a separate inflammatory trigger from vaccination. Therefore, Ms. Molina did not meet her burden of proof under the Althen test for causation-in-fact. The petition was dismissed. Theory of causation field: Petitioner Annette Molina, age 28, received an influenza vaccination on October 4, 2018, and alleged a right shoulder injury. The case proceeded as an off-Table claim after a Table SIRVA claim was dismissed due to a diagnosis of calcific tendinitis. Petitioner's expert, Naveed Natanzi, D.O., opined that post-vaccination inflammation activated pre-existing asymptomatic calcific tendinitis, citing a case report. Respondent's expert, Geoffrey Abrams, M.D., opined that calcific tendinitis, a common cause of shoulder pain with an acute phase, was the sole cause of petitioner's symptoms and distinct from SIRVA. Special Master Daniel T. Horner found that petitioner failed to prove by a preponderance of the evidence that the vaccination caused her calcific tendinitis to become symptomatic. The Special Master determined that calcific tendinitis can explain the acute onset of shoulder pain independently and that the theory of vaccine-induced activation of calcific tendinitis was inadequately supported, relying on a single case report. The petition was dismissed. Attorneys for petitioner were David John Carney and Green & Schafle, LLC. Attorney for respondent was Ryan Daniel Pyles. Decision date: September 17, 2024. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_20-vv-00845-0 Date issued/filed: 2024-05-09 Pages: 10 Docket text: PUBLIC ORDER/RULING (Originally filed: 09/14/2022) regarding 32 Findings of Fact & Conclusions of Law ( Signed by Chief Special Master Brian H. Corcoran. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 1 of 10 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 20-0845V UNPUBLISHED ANNETTE MOLINA, Chief Special Master Corcoran Petitioner, Filed: September 14, 2022 v. Special Processing Unit (SPU); SECRETARY OF HEALTH AND Findings of Fact; Onset; Influenza HUMAN SERVICES, (Flu) Vaccine; Shoulder Injury Related to Vaccine Administration Respondent. (SIRVA) David John Carney, Green & Schafle LLC, Philadelphia, PA, for Petitioner. Ryan Daniel Pyles, U.S. Department of Justice, Washington, DC, for Respondent. FINDINGS OF FACT AND CONCLUSIONS OF LAW DISMISSING TABLE CLAIM1 On July 13, 2020, Annette Molina filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that she suffered a shoulder injury related to vaccine administration (“SIRVA”) from an influenza ("flu”) vaccine she received on October 4, 2018. Petition at 1. The case was assigned to the Special Processing Unit of the Office of Special Masters (the “SPU”). 1 Because this unpublished Fact Ruling contains a reasoned explanation for the action in this case, I am required to post it on the United States Court of Federal Claims' website in accordance with the E- Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the Fact Ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 2 of 10 For the reasons discussed below, Petitioner’s Table SIRVA claim must be dismissed – primarily because the evidentiary record does not support the conclusion that her pain and reduced range of motion were limited to the vaccinated shoulder. This leaves a possibly meritorious causation-in-fact claim to be adjudicated, however – and hence dismissal of the Table claim will be accompanied by transfer of the case out of SPU for further proceedings. I. Relevant Procedural History A year after the case’s assignment to SPU, Petitioner confirmed in July 2021 that she had sent a settlement demand to Respondent. ECF No. 22. On October 6, 2021, Respondent filed a status report stating that he was potentially open to engaging in settlement negotiations, but requesting an opportunity “to first report his formal position through a Rule 4(c) report.” ECF No. 24. That same day, Petitioner filed a comprehensive Motion for Ruling on the Record (“Mot.”), seeking a ruling on both entitlement and damages. ECF No. 25. On November 9, 2021, Respondent filed a Rule 4(c) Report arguing that Petitioner had not established entitlement to compensation. ECF No. 28. Respondent specifically maintained that “the record does not support by preponderant evidence a finding that Petitioner’s shoulder injury began specifically within forty-eight hours of vaccination.” Rule 4 Report at 11. Respondent further argued that Petitioner’s “symptoms were not limited to the shoulder in which the intramuscular vaccine was administered,” and that Petitioner’s diagnosis of calcific tendonitis is a condition that would explain her symptoms. Id. at 13. On December 17, 2021, Respondent filed a Response to Petitioner’s Motion for Ruling on the Record and Brief in Support of Damages (“Resp.”). ECF No. 30. Petitioner filed a reply (“Repl.”) on December 30, 2021. ECF No. 31. The matter is now ripe for adjudication. II. Medical History Petitioner’s pre-vaccination records reveal that she was in a motor vehicle accident in February 2015, after which she was treated for back pain. Ex. 4 at 8-14. Petitioner’s records do not reveal any prior pain or dysfunction in either shoulder. On October 4, 2018, Petitioner received a flu vaccine in her right deltoid. Ex. 1 at 3. Petitioner received the vaccine at the nursing home in Springfield, MA where she was employed as a nursing assistant. Id.; Ex. 2 at ¶9. Petitioner stated that she “immediately felt excruciating pain in [her] right shoulder” and that “in the moments following the vaccine, [her] right shoulder became increasingly stiff and painful.” Id. at ¶9-10. She 2 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 3 of 10 further stated that she experienced weakness “within two days after receiving the vaccination.” Id. at ¶11. On December 4, 2018 (now two months after her vaccination), Petitioner sought treatment from her physiatrist for chronic lower back pain. Ex. 4 at 2-3. The record of that visit contains no reference to right shoulder pain, however. Then, by the end of December 2018, Petitioner recalls that her “range of motion was extremely limited.” Ex. 2 at ¶12. She states that she reported her shoulder pain to a manager at work in the middle of January 2019 and that her employer requested that she see “one of their physicians” “for an evaluation.” Id. at ¶13. On February 6, 2019, four months after vaccination, Petitioner’s right shoulder was evaluated by physician’s assistant Jodi Maniscalco. Ex. 4 at 162. The record notes that Petitioner reported that her shoulder was “very sore after the injection,” and that she reported the soreness to the nurse that administered the vaccine “the next week.” Id. Petitioner reported that she spoke with a different nurse as work in November. Id. Petitioner reported pain of 7/10 to 9/10, worsening since December, that “will radiate to the right upper back” and “travels across back to the left shoulder as well.” Id. Petitioner’s shoulder exam was normal, with no tenderness to palpation, no edema, and full range of motion in all planes. Id. at 163. She was advised to follow up with her primary care physician (“PCP”). Id. On March 19, 2019, Petitioner presented to her PCP “complaining of continuing pain in her right shoulder since she had flu immunization in October.” Ex. 5 at 26. This record notes, however, that Petitioner “did not report the continued issues to the nursing home until several months later.” Id. Petitioner reported pain which worsened with raising her arm and with internal and external rotation, as well as pain in her scapula. Id. On examination, there was full passive range of motion, but pain and crepitus with some motion, and full active range of motion. Id. at 28. An x-ray revealed calcification and Petitioner was diagnosed with calcific tendonitis. Id. at 29. Petitioner was referred to physical therapy and prescribed diclofenac. Id. On July 17, 2019, Petitioner returned to her PCP to follow up on her right shoulder pain. Ex. 5 at 13. She had not attended physical therapy,3 and had failed to follow through on scheduled appointments with her PCP and physiatrist. Id. Petitioner’s exam showed full range of motion and strength. Id. A repeat x-ray showed increased calcification. Id. at 41. Petitioner was referred again to physical therapy and physiatry, and given a prescription for Mobic. Id. at 16. 3 In April 2019, Petitioner made, but canceled, four physical therapy appointments. Ex. 9 at 12-15. There were no records of physical therapy treatment, although Petitioner referenced treatment for “less than a month” that she felt did not improve her symptoms in her affidavit. Ex. 2 at ¶17. 3 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 4 of 10 Petitioner reported to the emergency department four times in July and August of 2019, for issues unrelated to her shoulder pain. Ex. 3 at 8-10, 57, 77; Ex. 9 at 145. Then, on August 26, 2019, Petitioner presented to her physiatrist for her right shoulder pain. Ex. 7 at 19-20. She now reported that her “symptoms started in October 2018 after she had a flu shot,” but that “she did not have symptoms immediately” and “developed soreness within a few days.” Id. at 20. She reported her symptoms “became severe after a month.” Id. Physician assistant, Joseph Chappell, diagnosed calcific tendonitis and recommended physical therapy. Id. at 24. PA Chappell discussed Petitioner’s concern that she had a SIRVA injury and noted that Petitioner’s “area of discomfort is in the lower aspect of the deltoid muscle” which “is likely referred pain from calcific tendonitis.” Id. He noted that “it is difficult to say whether this actually occurred from an inappropriate injection which would have been higher,” but that it was difficult to assess almost a year later. Id. On August 28, 2019, Petitioner presented for an initial physical therapy evaluation. Ex. 8 at 8. She reported that she had “had a flu vaccination last October and [she] had pain in [her] shoulder which did not go away.” Id. Petitioner stated that she was a PA student and did not have time previously to seek treatment. Id. Petitioner’s exam was “consistent with the diagnosis of right calcifying tendinitis.” Id. Petitioner did not return to physical therapy and was discharged on September 27, 2019. Id. at 11. In September and October of 2019, Petitioner was seen in the emergency department four times, for more issues unrelated to her right shoulder pain. Ex. 9 at 195, 236, 257, 303. She then returned to her physiatrist on November 7, 2019. Ex. 7 at 8. She reported that she “underwent a course of physical therapy” with “very limited benefit.” Id. She complained of continued pain that increased with any activity. Id. PA Chappell confirmed Petitioner’s calcific tendinitis diagnosis and administered a corticosteroid injection. Id. at 13. Petitioner reported no significant improvement from the injection at her next appointment on December 18, 2019. Ex. 5 at 37. PA Chappell ordered an MRI and referred Petitioner to an orthopedist. Id. at 42. From December 2019 through February 2020, Petitioner presented to the emergency room on four occasions. Ex. 9 at 455, 492, 513, 557. At one visit, on January 26, 2020, Petitioner was treated for right upper back pain, between her scapula and spine. Id. at 492. She was seen in the emergency department four more times for unrelated complaints between June and September 2020. Ex. 9 at 588, 778, 818, 965. On September 28, 2020, Petitioner presented to an orthopedist, Dr. Noah Epstein, for the first time. Ex. 11 at 7. She reported that her pain started “3 years ago when she got an injection in her right deltoid, flu shot.” Id. Dr. Epstein reviewed Petitioner’s MRI and diagnosed calcific tendinitis. Id. at 8. He administered a subacromial steroid injection. Id. Petitioner followed up with Dr. Epstein on February 1, 2021, reporting that the injection “was helpful, but the pain has returned.” Id. at 5. She reported “discomfort now but it has 4 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 5 of 10 not gotten to the point that she is not sleeping or cannot tolerate the discomfort.” Id. The diagnosis remained calcific tendinitis and no further treatment was recommended at the time. Id. at 6. III. Applicable Legal Standards Pursuant to Vaccine Act Section 13(a)(1)(A), a petitioner must prove, by a preponderance of the evidence, the matters required in the petition by Section 11(c)(1). A special master must consider, but is not bound by, any diagnosis, conclusion, judgment, test result, report, or summary concerning the nature, causation, and aggravation of petitioner’s injury or illness that is contained in a medical record. Section 13(b)(1). “Medical records, in general, warrant consideration as trustworthy evidence. The records contain information supplied to or by health professionals to facilitate diagnosis and treatment of medical conditions. With proper treatment hanging in the balance, accuracy has an extra premium. These records are also generally contemporaneous to the medical events.” Cucuras v. Sec’y of Health & Human Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993). Accordingly, where medical records are clear, consistent, and complete, they should be afforded substantial weight. Lowrie v. Sec’y of Health & Human Servs., No. 03- 1585V, 2005 WL 6117475, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). However, this rule does not always apply. In Lowrie, the special master wrote that “written records which are, themselves, inconsistent, should be accorded less deference than those which are internally consistent.” Lowrie, at *19. And the Federal Circuit recently “reject[ed] as incorrect the presumption that medical records are accurate and complete as to all the patient’s physical conditions.” Kirby v. Sec’y of Health & Human Servs., 997 F.3d 1378, 1383 (Fed. Cir. 2021). The United States Court of Federal Claims has recognized that “medical records may be incomplete or inaccurate.” Camery v. Sec’y of Health & Human Servs., 42 Fed. Cl. 381, 391 (1998). The Court later outlined four possible explanations for inconsistencies between contemporaneously created medical records and later testimony: (1) a person’s failure to recount to the medical professional everything that happened during the relevant time period; (2) the medical professional’s failure to document everything reported to her or him; (3) a person’s faulty recollection of the events when presenting testimony; or (4) a person’s purposeful recounting of symptoms that did not exist. La Londe v. Sec’y of Health & Human Servs., 110 Fed. Cl. 184, 203-04 (2013), aff’d, 746 F.3d 1335 (Fed. Cir. 2014). The Court has also said that medical records may be outweighed by testimony that is given later in time that is “consistent, clear, cogent, and compelling.” Camery, 42 Fed. 5 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 6 of 10 Cl. at 391 (citing Blutstein v. Sec’y of Health & Human Servs., No. 90-2808, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998). The credibility of the individual offering such testimony must also be determined. Andreu v. Sec’y of Health & Human Servs., 569 F.3d 1367, 1379 (Fed. Cir. 2009); Bradley v. Sec’y of Health & Human Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993). A special master may find that the first symptom or manifestation of onset of an injury occurred “within the time period described in the Vaccine Injury Table even though the occurrence of such symptom or manifestation was not recorded or was incorrectly recorded as having occurred outside such period.” Section 13(b)(2). “Such a finding may be made only upon demonstration by a preponderance of the evidence that the onset [of the injury] ... did in fact occur within the time period described in the Vaccine Injury Table.” Id. The special master is obligated to fully consider and compare the medical records, testimony, and all other “relevant and reliable evidence contained in the record.” La Londe, 110 Fed. Cl. at 204 (citing § 12(d)(3); Vaccine Rule 8); see also Burns v. Sec’y of Health & Human Servs., 3 F.3d 415, 417 (Fed. Cir. 1993) (holding that it is within the special master's discretion to determine whether to afford greater weight to medical records or to other evidence, such as oral testimony surrounding the events in question that was given at a later date, provided that such determination is rational). IV. Finding of Fact A. Onset At issue first is whether Petitioner’s first symptom or manifestation of onset after vaccine administration occurred within 48 hours as set forth in the Vaccine Injury Table and the second QAI for a Table SIRVA. 42 C.F.R. § 100.3(a) XIV.B.; 42 C.F.R. § 100.3(c)(10)(ii) (required onset for pain listed in the QAI). Respondent argues that the record does not support a finding of onset within 48 hours of vaccination because Petitioner did not seek treatment for her right shoulder pain until February 6, 2019, just over four months after her vaccination. Rule 4(c) Report at 11. Respondent further notes that, on December 4, 2018, two months earlier, Petitioner sought treatment for lower back pain, but that record said nothing about right shoulder pain – even though (since she was seeing a physiatrist) that presented a reasonable opportunity to mention such pain. Id. The absence of such evidence allowed for the conclusion that Petitioner’s shoulder pain more likely began after the appointment. Id. A treatment delay of four months is not by itself sufficient to compel a finding that onset did not occur within 48 hours of vaccine administration. See Bergstrom v. Sec. of 6 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 7 of 10 Health & Hum. Servs., No. 19-784V, 2020 WL 8373365 (Fed. Cl. Spec. Mstr. Dec. 4, 2020) (finding that onset occurred within 24 hours of vaccination, although the petitioner’s first medical consult about her shoulder pain was nearly four months after vaccination). An intervening medical appointment with a record that is silent on shoulder or arm pain also does not inerringly rebut an onset showing consistent with the Table. See Bishop v. Sec. of Health & Hum. Servs., No. 18-72V, 2019 WL 5718045 (Fed. Cl. Spec. Mstr. Sept. 20, 2019). In viewing the record as a whole, I find Petitioner’s explanation concerning the onset of her shoulder pain, and the absence of documentation of her pain at her December 4, 2018 medical records, to be plausible. In her affidavit, Petitioner states that she experienced excruciating pain immediately upon vaccine administration, and stiffness in the “moment following the vaccine.” Ex. 2 at ¶9-10. She further stated that she experienced weakness “within two days after receiving the vaccination.” Id. at ¶11. In her supplemental affidavit, Petitioner explained that the December 4, 2018 appointment was scheduled prior to her vaccination, and that her physiatrist’s office is particular about addressing only one concern at each appointment. Ex. 10 at ¶5. She states that she did mention her right shoulder pain to her provider, but that he suggested she make another appointment to have her shoulder evaluated. Id. Petitioner went on to explain that her range of motion continued to worsen through the end of December 2018, and that she reported her pain to her manager at work, who advised her to seek treatment. Id. at 6-7. Respondent argues that Petitioner’s affidavit testimony alone cannot establish onset, particularly in light of the four-month delay in seeking treatment. Rule 4(c) Report at 12. However, I am not solely relying on testimonial evidence. For once Petitioner began treating her right shoulder pain, she consistently and repeatedly associated the onset of that pain with her flu vaccination, and such record evidence is thus corroborated by the witness testimony. On February 6, 2019, for example, Petitioner reported that “she had an influenza vaccine on 10/4/2018 and that her shoulder was “very sore after” the flu vaccination.” Ex. 4 at 162. She reported that she had informed the nurse that administered the vaccine that it was sore “the next week.” Id. At a March 19, 2019 appointment with her PCP, Petitioner complained of “continuing pain in her right shoulder since she had flu immunization in October.” Ex. 5 at 26. The record even notes that Petitioner admitted that she “did not report the continued issues to the nursing home until several months later.” Id. In her first appointment with her physiatrist on August 26, 2019, Petitioner reported that her “symptoms started in October 2018 after she had a flu shot. Ex. 7 at 19. In her first orthopedist appointment on September 28, 2020, Petitioner reported that her pain started “3 years ago when she got an injection in her right deltoid, flu shot.” Ex. 11 at 7. While these entries are still based upon information provided by Petitioner, they should be 7 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 8 of 10 afforded additional weight as they were uttered closer in the time to when she sought medical care for the alleged vaccine injury.4 Petitioner, who was employed as a nursing assistant, has repeatedly described immediate pain at the time of vaccination that worsened over time until she sought treatment. Once she sought treatment, Petitioner consistently reported that her pain began with her flu vaccination. Accordingly, I find there is preponderant evidence to establish the onset of Petitioner’s pain occurred within 48 hours of vaccination. B. Injury Localized to Vaccinated Arm Also at issue is whether Petitioner’s pain and limited range of motion were limited to the shoulder in which the intramuscular vaccine was administered as set forth in the Vaccine Injury Table and the third QAI for a Table SIRVA. 42 C.F.R. § 100.3(a) XIV.B.; 42 C.F.R. § 100.3(c)(10)(iii). Respondent argues that Petitioner’s symptoms were not so limited. Rule 4(c) Report at 13. Here, the balance of evidence favors Respondent. In addition to a history of chronic low back pain, Petitioner reported symptoms beyond her right shoulder throughout her medical records.5 On February 6, 2019, for example, at her first appointment to evaluate her right shoulder pain, Petitioner reported pain that radiated “to the right upper back” and “across [her] back to the left shoulder as well.” Ex. 4 at 162. On March 19, 2019, Petitioner reported pain “into the scapula.” Ex. 5 at 26. On January 26, 2020, Petitioner was seen in the emergency department for right upper back pain, between her scapula and spine. Ex. 9 at 492. This evidence does not simply suggest pain beginning with the shoulder, but instead allows for the conclusion that pain was felt in other parts of the body. Because the medical records reveal that Petitioner’s pain and limited range of motion were not limited to her right shoulder, she cannot predominantly establish the third QAI for a Table SIRVA. C. Other Condition Present that Could Explain Symptoms A final issue in dispute is whether there is a condition or abnormality present that would explain Petitioner’s symptoms. See 42 C.F.R. § 100.3(a) XIV.B.; 42 C.F.R. § 4 The Federal Circuit has stated that “[m]edical records, in general, warrant consideration as trustworthy evidence . . . [as they] contain information supplied to or by health professionals to facilitate diagnosis and treatment of medical conditions.” Cucuras, 993 F.2d at 1528 (emphasis added). Thus, the Circuit has instructed that greater weight should be accorded to this information even when the information is provided by Petitioner. 5 Petitioner was seen by medical providers for a variety of conditions throughout her course of treatment. For brevity, only records where she sought treatment for her right shoulder pain are discussed herein. 8 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 9 of 10 100.3(c)(10)(iv). Respondent argues that Petitioner’s “treating physicians have consistently diagnosed her with calcific tendinitis.” Rule 4(c) Report at 13. Petitioner’s medical records reveal a repeated diagnosis of calcific tendinitis since her first x-ray ordered by her PCP on March 19, 2019. Ex. 5 at 29. The diagnosis was confirmed with a repeat x-ray on July 17, 2019, and with an MRI on September 28, 2020. Ex. 5 at 16, 41; Ex. 11 at 8. Petitioner’s initial physical therapy evaluation revealed “signs and symptoms consistent with the diagnosis of right calcifying tendinitis.” Ex. 8 at 8. Finally, Petitioner’s physiatrist, physician assistant, Joseph Chappell, diagnosed calcific tendonitis, while noting Petitioner’s concern that she had a SIRVA injury. Ex. 7 at 24. PA Chappell noted that Petitioner’s “area of discomfort is in the lower aspect of the deltoid muscle” which “is likely referred pain from calcific tendonitis.” Id. He further noted that “it is difficult to say whether this actually occurred from an inappropriate injection which would have been higher,” but that it was difficult to assess almost a year later. Id. The medical records reveal that Petitioner was diagnosed with a condition, calcific tendinitis, which was confirmed with imaging on three occasions, and which could explain her right shoulder symptoms. This puts into doubt her ability to predominantly establish the fourth QAI for a Table SIRVA (although such an argument could be rebutted with persuasive and reliable evidence). V. Conclusion Although I find Petitioner has preponderantly established that the onset of her shoulder pain occurred within 48 hours of vaccination, she cannot proceed in this action with a Table SIRVA claim because she has not predominantly established that her pain and limited range of motion were limited to the shoulder in which the vaccine was administered. In addition, even if the foregoing could be proven, Respondent has raised an alternative cause defense under one of the QAIs that at a minimum would invite expert input (and would be relevant even if the case proceeds as a non-Table claim). Accordingly, the matter shall be transferred to provide Petitioner the chance to prove that her generalized SIRVA-like injury was vaccine caused, and also to offer evidence regarding the alternative cause identified by Respondent. Petitioner’s Table SIRVA claim is dismissed, for the reasons set forth above and the case will be reassigned to a Special Master outside of the Special Processing Unit (“SPU”). 9 Case 1:20-vv-00845-UNJ Document 53 Filed 05/09/24 Page 10 of 10 IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 10 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_20-vv-00845-1 Date issued/filed: 2024-09-17 Pages: 19 Docket text: PUBLIC DECISION (Originally filed: 8/15/2024) regarding 54 DECISION of Special Master. Signed by Special Master Daniel T. Horner. (ksb) Service on parties made. -------------------------------------------------------------------------------- Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 1 of 19 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 20-845V Filed: August 15, 2024 Special Master Horner ANNETTE MOLINA, Petitioner, v. SECRETARY OF HEALTH AND HUMAN SERVICES, Respondent. David John Carney, Green & Schafle, LLC, Philadelphia, PA, for petitioner. Ryan Daniel Pyles, U.S. Department of Justice, Washington, DC, for respondent. DECISION1 On July 13, 2020, petitioner filed a petition under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10, et seq. (2012),2 alleging that she suffered a right shoulder injury resulting from her October 4, 2018 influenza (“flu”) vaccination. (ECF No. 1.) For the reasons discussed below, I now find that petitioner is not entitled to compensation. I. Applicable Statutory Scheme Under the National Vaccine Injury Compensation Program, compensation awards are made to individuals who have suffered injuries after receiving vaccines. In general, to gain an award, a petitioner must make a number of factual demonstrations, including showing that an individual received a vaccination covered by the statute; 1 Because this document contains a reasoned explanation for the action taken in this case, it must be made publicly accessible and will be posted on the United States Court of Federal Claims' website, and/or at https://www.govinfo.gov/app/collection/uscourts/national/cofc, in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2018) (Federal Management and Promotion of Electronic Government Services). This means the document will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 Within this decision, all citations to § 300aa will be the relevant sections of the Vaccine Act at 42 U.S.C. § 300aa-10, et seq. 1 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 2 of 19 received it in the United States; suffered a serious, long-standing injury; and has received no previous award or settlement on account of the injury. Finally – and the key question in most cases under the Program – the petitioner must also establish a causal link between the vaccination and the injury. § 300aa-11(c). In some cases, the petitioner may simply demonstrate the occurrence of what has been called a “Table Injury.” That is, it may be shown that the vaccine recipient suffered an injury of the type enumerated in the “Vaccine Injury Table,” corresponding to the vaccination in question, within an applicable time period following the vaccination also specified in the Table. If so, the Table Injury is presumed to have been caused by the vaccination, and the petitioner is automatically entitled to compensation, unless it is affirmatively shown that the injury was caused by some factor other than the vaccination. § 300aa-13(a)(1)(A)-(B); § 300 aa-11(c)(1)(C)(i); § 300aa-14(a). The Vaccine Injury Table lists a Shoulder Injury Related to Vaccine Administration or “SIRVA” as a compensable injury if it occurs within 48 hours of vaccine administration. § 300aa-14(a), amended by 42 CFR § 100.3. Table Injury cases are guided by statutory “Qualifications and aids in interpretation” (“QAIs”), which provide more detailed explanation of what should be considered when determining whether a petitioner has suffered an injury listed on the Vaccine Injury Table. 42 CFR § 100.3(c). To be considered a “Table SIRVA,” petitioner must show that his injury fits within the following definition: SIRVA manifests as shoulder pain and limited range of motion occurring after the administration of a vaccine intended for intramuscular administration in the upper arm. These symptoms are thought to occur as a result of unintended injection of vaccine antigen or trauma from the needle into and around the underlying bursa of the shoulder resulting in an inflammatory reaction. SIRVA is caused by an injury to the musculoskeletal structures of the shoulder (e.g. tendons, ligaments, bursae, etc.). SIRVA is not a neurological injury and abnormalities on neurological examination or nerve conduction studies (NCS) and/or electromyographic (EMG) studies would not support SIRVA as a diagnosis . . . . A vaccine recipient shall be considered to have suffered SIRVA if such recipient manifests all of the following: (i) No history of pain, inflammation or dysfunction of the affected shoulder prior to intramuscular vaccine administration that would explain the alleged signs, symptoms, examination findings, and/or diagnostic studies occurring after vaccine injection; (ii) Pain occurs within the specified time-frame; (iii) Pain and reduced range of motion are limited to the shoulder in which the intramuscular vaccine was administered; and (iv) No other condition or abnormality is present that would explain the patient's symptoms (e.g. NCS/EMG or clinical evidence of radiculopathy, brachial neuritis, mononeuropathies, or any other neuropathy). 2 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 3 of 19 42 CFR § 100.3(c)(10). Alternatively, if no injury falling within the Table can be shown, the petitioner may still demonstrate entitlement to an award by showing that the vaccine recipient’s injury was caused-in-fact by the vaccination in question. § 300aa-13(a)(1)(A); § 300aa- 11(c)(1)(C)(ii). To so demonstrate, a petitioner must show that the vaccine was “not only [the] but-for cause of the injury but also a substantial factor in bringing about the injury.” Moberly ex rel. Moberly v. Sec'y of Health & Human Servs., 592 F.3d 1315, 1321-22 (Fed. Cir. 2010) (quoting Shyface v. Sec'y of Health & Human Servs., 165 F.3d 1344, 1352 (Fed. Cir. 1999)); see also Pafford ex rel. Pafford v. Sec'y of Health & Human Servs., 451 F.3d 1352, 1355 (Fed. Cir. 2006). In particular, a petitioner must show by preponderant evidence: “(1) a medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause and effect showing that the vaccination was the reason for the injury; and (3) a showing of proximate temporal relationship between vaccination and injury” in order to prove causation-in-fact. Althen v. Sec’y of Health & Human Servs., 418 F.3d 1274, 1278 (Fed. Cir. 2005). For both Table and Non–Table claims, Vaccine Program petitioners must establish their claim by a “preponderance of the evidence”. § 300aa-13(a). That is, a petitioner must present evidence sufficient to show “that the existence of a fact is more probable than its nonexistence . . . .” Moberly, 592 F.3d at 1322 n.2. Proof of medical certainty is not required. Bunting ex rel. Bunting v. Sec'y of Health & Human Servs., 931 F.2d 867, 872-73 (Fed. Cir. 1991). However, a petitioner may not receive a Vaccine Program award based solely on his assertions; rather, the petition must be supported by either medical records or by the opinion of a competent physician. § 300aa-13(a). Once a petitioner has established their prima facie case, the burden then shifts to respondent to prove, also by preponderant evidence, that the alleged injury was caused by a factor unrelated to vaccination. Althen, 418 F.3d at 1278 (citations omitted); § 300aa-13(a)(1)(B). II. Procedural History Based on the allegations in the petition, this case was initially assigned to the Chief Special Master as part of the Special Processing Unit (“SPU”). (ECF No. 9-10.) Petitioner filed an affidavit and medical records marked as Exhibits P1-P11. (ECF Nos. 6, 14, 17, 19.) Petitioner then filed a motion for a ruling on the record and respondent filed a combined motion response and Rule 4(c) Report. (ECF Nos. 25, 28.) Once briefing was complete, the Chief Special Master filed his Findings of Fact and Conclusions of Law. (ECF No. 32.) The Chief Special Master dismissed petitioner’s Table SIRVA claim but indicated that petitioner should have an opportunity to prove that “her generalized SIRVA-like injury” was caused-in-fact by her vaccination. (Id. at 9.) The case was reassigned to the undersigned for that purpose on September 14, 2022. (ECF Nos. 33-34.) Petitioner then filed an expert report by physical medicine and rehabilitation specialist Naveed Natanzi, D.O., with supporting materials. (ECF Nos. 37-39; Exs. P12- 3 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 4 of 19 P14.) Respondent responded with a report by orthopedic surgeon Geoffrey Abrams, M.D., accompanied by supporting materials. (ECF No. 42; Exs. A-B.) Petitioner subsequently filed a supplemental report by Dr. Natanzi (Ex. P15) and additional medical records (Exs. P16-P18). (ECF Nos. 46, 48.) Respondent opted not to file a further expert report. (ECF No. 47.) Thereafter, petitioner filed another motion for a ruling on the record. (ECF No. 49.) Respondent filed a response and petitioner filed a reply. (ECF Nos. 51-52.) In light of the above I have determined that the parties have had a full and fair opportunity to present their cases and that it is appropriate to resolve this issue without a hearing. See Vaccine Rule 8(d); Vaccine Rule 3(b)(2); Kreizenbeck ex rel. C.J.K. v. Sec’y of Health & Human Servs., 945 F.3d 1362, 1366 (Fed. Cir. 2020) (noting that “special masters must determine that the record is comprehensive and fully developed before ruling on the record”). Accordingly, this matter is now ripe for resolution. III. Factual History Petitioner received the vaccination at issue in her right deltoid on October 4, 2018. (Ex. P1, p. 3.) She was 28 years old at the time and had a prior history of lumbar disc herniation and chronic back pain from an automobile accident in 2015. (Ex. P4, p. 10.) For the reasons discussed in the prior ruling, the Chief Special Master accepted petitioner’s written statement and medical records as preponderately supporting an “immediate” onset of shoulder pain after the vaccination. (ECF No. 32, pp. 7-8.) About four months later, petitioner was seen by occupational health on February 6, 2019, for complaints of post-vaccination right arm pain. (Ex. P4, pp. 162-63.) Petitioner described pain in the right deltoid that began post-vaccination and increased since December. (Id. at 162.) She indicated that she could not raise her arm beyond 90 degrees of flexion and that the pain radiated from the deltoid to the upper back and across to the opposite shoulder. (Id.) However, on physical examination she had no tenderness to palpation and full range of motion of the right shoulder. (Id. at 163.) For this and for other complaints, she was directed to follow up with a primary care provider. (Id.) Petitioner presented to a primary care provider on March 19, 2019. (Ex. P5, p. 26.) On physical examination, petitioner had tenderness over the deltoid and acromioclavicular joint. (Id. at 28.) She had full passive range of motion, but pain with elevation above 90 degrees and with internal and external rotation. (Id.) She had some crepitus and active range of motion was limited to 110 degrees of elevation. (Id.) She was initially assessed as having a disorder of the bursa and tendons in the right shoulder region, but calcific tendinitis was more specifically assessed after x-rays showed “tiny calcification adjacent to the greater tuberosity.” (Id. at 29.) She was referred to a physiatrist and physical therapy. (Id.) She was also prescribed 4 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 5 of 19 diclofenac.3 (Id.) However, petitioner did not initially complete any physical therapy or see the physiatrist. (Ex. P5, p. 13.) On July 17, 2019, petitioner followed up with her primary care provider regarding her shoulder pain. (Ex. P5, p. 13.) She reportedly had been using diclofenac “off-and- on with limited relief.” (Id.) A repeat x-ray showed enlargement of the calcification seen on the prior x-ray; however, symptoms were reportedly neither worse nor resolved. (Id. at 13-14, 41.) The impression remained the same and petitioner was again referred to physical therapy and physiatry. (Id. at 16.) She was prescribed meloxicam.4 (Id.) Petitioner presented to a physiatrist for the first time on August 26, 2019. (Ex. P7, pp. 19-25.) On physical examination, petitioner did not have pain on palpation over the right later shoulder. (Id. at 22.) She had full strength. (Id.) She had reduced flexion and abduction of the right shoulder (90 degrees/nl 180 degrees) and a 50% reduction in internal rotation. (Id.) Empty can test5 and Hawkins test6 were positive. (Id.) She was diagnosed with calcific tendinitis. (Id. at 24.) Regarding vaccine causation, the physiatrist wrote: She expresses concerns of SIRVA which is well documented in the literature. Typically injury to the shoulder after an injection likely occurs with an injection into the joint capsule as opposed to the deltoid muscle. She describes her pain [as] at the site of the injection which brings her concern. The area of her discomfort is in the lower aspect of the deltoid muscle. This is likely referred pain from calcific tendinitis, but it is difficult to say whether 3 “Diclofenac” is “a nonsteroidal anti-inflammatory drug.” Diclofenac, DORLAND’S MEDICAL DICTIONARY ONLINE, https://www.dorlandsonline.com/dorland/definition?id=13937&searchterm=diclofenac (last visited Aug. 12, 2024). 4 “Meloxicam” is “a nonsteroidal anti-inflammatory drug used in the treatment of osteoarthritis.” Meloxicam, DORLAND’S MEDICAL DICTIONARY ONLINE, https://www.dorlandsonline.com/dorland/definition?id=30286&searchterm=meloxicam (last visited Aug. 13, 2024). 5 An “empty can test” or “Jobe’s test” is “used to diagnose shoulder injuries,” and “examine the integrity of the supraspinatus muscle and tendon.” Empty can/Full can tests, WIKIPEDIA, https://en.wikipedia.org/wiki/Empty_can/Full_can_tests (last visited Aug. 12, 2024). During the test, “the arm is rotated to full internal rotation (thumb down).” (Id.) “A positive test result suggests a tear to the supraspinatus tendon or muscle, or neuropathy of the suprascapular nerve.” (Id.) 6 The “Hawkins-Kennedy Test” is used to evaluate a shoulder injury. Hawkins-Kennedy test, WIKIPEDIA, https://en.wikipedia.org/wiki/Hawkins%E2%80%93Kennedy_test (last visited Aug. 12, 2024). A positive test is “likely indicative of damage of the tendon of the supraspinatus muscle.” (Id.) During the test, the patient sits “with their shoulder flexed to 90 [degrees] and their elbow flexed to 90 [degrees]. The examiner grasps and supports proximal to both, the patient’s wrist and elbow, to ensure maximal relaxation, then quickly rotates the patient’s arm internally.” (Id.) Pain below the acromioclavicular joint is a positive test result. (Id.) 5 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 6 of 19 this actually occurred from an inappropriate injection which would have been higher. (Id.) Physical therapy was again recommended. (Id.) Over a year later, petitioner presented to an orthopedist on September 28, 2020. (Ex. P11, p. 7-8.) Petitioner has an extensive medical history in the interim; however, it is not illuminating with respect to the correct diagnosis of her right shoulder condition or its potential connection to her vaccination. On physical exam, the orthopedist found impingement on Hakwins and Neer7 testing as well as a positive O’Brien’s test.8 (Id. at 7.) However, the empty can test was negative. (Id.) The orthopedist maintained the diagnosis of calcific tendinitis, though he felt the chronicity of her pain was atypical. (Id. at 8.) Petitioner’s x-ray showed a small post superior calcification, though the calcification was not well visualized on MRI. (Id.; Ex. P17, p. 543.) The MRI concluded “[f]indings suggestive of mild supraspinatus tendinitis” and “[s]mall subchondral cysts in the humeral head.” (Ex. P17, p. 543.) The subscapularis and infraspinatus tendons were noted to be unremarkable. (Id.) A therapeutic injection into the subacromial space was completed and a possible subacromial decompression and resection of the calcium deposit was noted as a potential further course of action. (Ex. P11, p. 8.) Petitioner returned to the orthopedist about four months later on February 1, 2021. (Id. at 4-6.) She reported having experienced temporary relief from the therapeutic injection; however, petitioner’s condition was reportedly “getting slowly worse,” though the pain was noted to be “mild.” (Id. at 6.) Petitioner disfavored surgery and no further action was taken. (Id.) Her diagnosis remained unchanged. (Id.) The remainder of petitioner’s medical records do not appear to be informative of the issues presented by the parties. IV. Expert Reports a. Naveed Natanzi, D.O.9 7 The “Neer impingement test” is “designed to reproduce symptoms of rotator cuff impingement through flexing the shoulder and pressure application.” Near impingement test, WIKIPEDIA, https://en.wikipedia.org/wiki/Neer_impingement_test (last visited Aug. 13, 2024). 8 The “O’Brien’s Test” “indicate[s] potential labral . . . or acromioclavicular lesions.” O’Briens Test, PHYSIOPEDIA, https://www.physio-pedia.com/O%27Briens_Test (last visited Aug. 13, 2024). During the test, the patient sits and the arm is “placed in 90 degrees of shoulder flexion and 10-15 degrees of horizontal adduction.” (Id.) “Depth of symptoms must also be assessed as superficial pain can indicate acromioclavicular joint symptoms and deep pain is more often a sign of a labral lesion.” (Id.) 9 Dr. Naveed Natanzi received his bachelor’s degree from the University of California at Santa Barbara and his Doctor of Osteopathy from Western University of Health Sciences. (Ex. 13, p. 2.) He completed a traditional rotating internship at Downey Regional Medical Center, a residency in physician medicine and rehabilitation at the University of California, Irving, and a fellowship in interventional regenerative sports and spine medicine at Bodor Clinic. (Id. at 1-2.) He is board certified in physical medicine and rehabilitation, and pain management. (Id. at 1.) He currently works at Regenerative Sports and Spine 6 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 7 of 19 According to Dr. Natanzi, petitioner’s clinical history is consistent with a SIRVA- like injury because she had no prior history of shoulder pain, onset of shoulder pain within 48 hours of vaccination, and documented reduction in her range of motion as of February 6, 2019.10 (Ex. P12, p. 6 (citing Ex. P3, p. 6).) Furthermore, petitioner’s positive response to a subacromial injection on September 28, 2020 is suggestive of an inflammatory process such as bursitis or a rotator cuff injury. (Id. (citing Ex. P11, p. 7).) All of this strongly suggests a causal relationship to petitioner’s vaccination. (Id.) In particular, he cites four records – by Physician’s Assistant (“PA”) Gibson on March 19, 2019 (Ex. P5, p. 26); by PA Chappell on August 26, 2019 (Ex. P5, p. 49); and by Dr. Epstein on September 28, 2020 and February 1, 2021 (Ex. P11, pp. 4, 7) – that document restriction in flexion and abduction, which are planes respondent’s expert agrees are “universally accepted directions for loss of motion in SIRVA cases.” (Ex. P15, p. 2.) Dr. Natanzi cites eighteen different publications, mostly case reports, addressing various types of shoulder conditions coming to medical attention post-vaccination. (Ex. P12, pp. 3-5.) He also cites a study by Trollmo, et al., in which it was demonstrated that intraarticular injection of the flu vaccine results in a stronger immune response compared to subcutaneous injection. (Id. at 3 (citing C. Trollmo et al., Intra-Articular Immunization Induces Strong Systemic Immune Response in Humans, 82 CLINICAL & EXPERIMENTAL IMMUNOLOGY 384 (1990) (Ex. P14, Tab i)).) Dr. Natanzi explains his theory via the following flowchart: Institute, as a staff physician at VA Long Beach Healthcare System, and a medical director at Tova Surgical Center. (Id.) He has also submitted eight publications. (Id. at 3.) 10 In fact, although petitioner reported reduced range of motion to occupational health in February of 2019, reduced range of motion was not confirmed by physical exam until she presented to her primary care physician on March 19, 2019. (Compare Ex. 4, p. 162-63 and Ex. 5, p. 26-29.) However, given the limitations of the occupational health record, I find the physical therapist’s documented physical exam to be more reliable. 7 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 8 of 19 (Id. at 7.) Dr. Natanzi acknowledges that petitioner had calcific tendinitis11 but opines that it was an incidental finding that played no role in petitioner’s perception of shoulder pain. (Ex. P12, p. 6.) He notes that between 2-20% of calcific tendinitis is asymptomatic. (Id. (citing Min-Su Kim et al., Diagnosis and Treatment of Calcific Tendinitis of the Shoulder, 23 CLINICS SHOULDER & ELBOW 210 (2020) (Ex. P14, Tab t)).) Nonetheless, he also cites a case report by Klabklay, et al., that hypothesized that a vaccine-mediated reaction resulted in a previously asymptomatic calcific tendonitis becoming symptomatic. (Id. at 7 (citing Prapakorn Klabklay et al., A COVID-19 Vaccination Precipitating Symptomatic Calcific Tendinitis: A Case Report, 74 ANNALS MED. & SURGERY 103347 (2022) (Ex. P14, Tab u)).) In his supplemental report, Dr. Natanzi explained that calcific tendinitis and SIRVA can have similar presentations and that context is what differentiates between the different pathologies. (Ex. P15, p. 1.) Thus, Dr. Natanzi reiterates the emphasis he places on the fact that petitioner’s pain arose for the first time within 48 hours of vaccination, which he opines is incompatible with the weeks to months long onset of calcific tendinitis. (Id. at 1-2.) But for this factor, Dr. Natanzi indicates he would otherwise likely offer an opinion “more in line with those of Dr. Abrams.” (Id. at 2.) However, whereas Dr. Abrams highlights exam findings of full range of motion, Dr. Natanzi does stress other exam findings where reduced range of motion is noted. (Id. at 2 (citing Ex. P5, p. 26 (March 19, 2019 exam with PA Gibson); Ex. P5, p. 49 (August 11 Throughout his reports, Dr. Natanzi refers to the condition at issue as calcific tendinopathy. However, Dr. Abrams refers to the same condition as calcific tendinitis. Based on my review of the record, Dr. Abrams’s word choice is more consistent with the literature. Accordingly, this decision will use the term calcific tendinitis, except where directly quoting Dr. Natanzi. I do not understand Dr. Natanzi to be invoking any significant distinction by using the term tendinopathy. 8 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 9 of 19 26, 2019 exam with PA Chappell); Ex. P11, pp. 4, 7 (September 28, 2020 and February 1, 2021 exams with Dr. Epstein).) b. Geoffrey Abrams, M.D.12 Based on his assessment of the medical records, where he notably doubts the timing of onset as found by the Chief Special Master, Dr. Abrams opines that petitioner’s shoulder pain is most likely explained by her confirmed calcific tendonitis rather than by SIRVA. (Ex. A, p. 8.) He notes the diagnosis is demographically appropriate for petitioner, as it typically affects the young and is more often seen in women. (Id. at 6 (citing Cathy A. Speed & Brian L. Hazleman, Calcific Tendinitis of the Shoulder, 340 NEW ENG. J. MED. 1582 (1999) (Ex. A, Tab 3)).) Dr. Abrams also explains that calcific tendinitis is one of the most frequent causes of shoulder pain, occurring in up to 42% of symptomatic shoulders. (Id. (citing Christelle Darrieutort-Laffite et al., Calcific Tendonitis of the Rotator Cuff: From Formation to Resorption, 85 JOINT BONE SPINE 687 (2018) (Ex. A, Tab 1)).) By contrast, it appears incidentally only 2.7% of the time. (Id. (citing Harrison L. McLaughlin, Lesions of the Musculotendinous Cuff of the Shoulder: III. Observations on the Pathology, Course and Treatment of Calcific Deposits, 124 ANNALS SURGERY 354 (1946) (Ex. A, Tab 2)).) Therefore, he disagrees that it would be likely to have been an incidental finding for petitioner. Even setting aside Dr. Abrams’s disagreement as to the timing of onset, he opines that petitioner’s condition is inconsistent with SIRVA because her exam findings do not match what is expected in SIRVA in terms of limited range of motion. (Ex. A, p. 7.) According to Dr. Abrams, whereas loss of external rotation, forward elevation, and abduction are expected in SIRVA, petitioner had documented full range of motion from the point of her first medical encounter through July 2019. (Id. at 7-8 (citing Ex. P3, p. 3 (February 6, 2019); Ex. P5, p. 26 (March 19, 2019); Ex. P5, p. 19 (July 17, 2019).) Calcific tendinitis has a natural course that includes an acute phase associated with severe pain. (Ex. A, p. 6.) That phase results in diffusion of calcium crystals into the bursa, leading to inflammation that in turn causes pain and restriction in movement. (Id. (citing Darrieutort-Laffite et al., supra, at Ex. A, Tab 1; McLaughlin, supra, at Ex. A, Tab 2; Speed & Hazleman, supra, at Ex. A, Tab 3).) As Dr. Abrams explains it, this is a distinct, or alternative, etiology from SIRVA. (Id.) Dr. Abrams is not persuaded by the Klabklay, et al., case report cited by Dr. Natanzi, because that report involved a single patient experiencing calcific tendinitis of the subscapularis tendon, which is less relevant in a proposed SIRVA. (Id.) 12 Dr. Geoffrey Abrams received his bachelor’s degree from Stanford University and his Medical Degree from the University of California, San Diego. (Ex. B, p. 1.) He completed a surgical internship in the Department of General Surgery and a residency in the Department of Orthopedic Surgery at Stanford University. (Id.) He also completed a fellowship in orthopedic sports medicine at Rush University Medical Center. (Id.) He is board certified in orthopedic surgery and has a subspecialty certificate in orthopedic sports medicine. (Id. at 2.) He has authored 67 peer reviewed publications, five commentaries, 84 peer reviewed abstracts, and 26 book chapters. (Id. 2-8; 10-21.) 9 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 10 of 19 V. Party Contentions In her motion, petitioner acknowledges that her Table SIRVA claim was previously dismissed and argues that she has otherwise presented a cause-in-fact claim pursuant to the Althen test. (ECF No. 49, p. 19.) Petitioner asserts that she has met her burden of proof under Althen prong one via the commonly understood mechanism of injury underlying the SIRVA concept, namely that post-vaccination inflammation of the bursa can activate pathology otherwise affecting other structures of the shoulder. (Id. at 20-23.) She does not specifically address Dr. Natanzi’s opinion that calcific tendinitis in particular can be activated by this process, reserving discussion of calcific tendinitis to alternative causation. (See id. at 23.) Petitioner argues that relative to her assertion of a SIRVA-like injury under Althen prong one, the Chief Special Master’s prior ruling as to a 48-hour onset already confirms that she satisfies the timing requirement under Althen prong three. (Id. at 26.) Regarding Althen prong two, petitioner argues that the vaccination did cause her injury based on her assertions that (1) onset is appropriate to infer vaccine causation, (2) findings of calcific tendinitis were merely incidental, (3) documented restricted motion, tenderness at the deltoid, and impingement signs are indicative of SIRVA, (4) she had no prior history of shoulder dysfunction, and (5) her response to steroid treatment indicates an inflammatory process. (ECF No. 49, pp. 27-29.) Regarding an alternative cause, petitioner argues that respondent’s assertion that petitioner suffered calcific tendinitis is flawed for two reasons. First, petitioner asserts “it is medically impossible for Petitioner’s shoulder pain to occur within 48 hours of the flu vaccine but be caused by a spontaneous and once-asymptomatic calcific tendinitis.” (Id. at 31.) Second, Dr. Abrams is incorrect to assert that petitioner did not have reduced range of motion. (Id.) In response, respondent first seeks to reargue the Chief Special Master’s finding as to onset. (ECF No. 51, pp. 13-17.) Turing to causation in fact, respondent argues that petitioner cannot merely rely on the broader “SIRVA” concept in a cause-in-fact case without identifying a more particularized shoulder injury. (Id. at 17-20.) Regarding the shoulder injury diagnosed by the treating physicians, he contends that Dr. Natanzi’s extension of SIRVA under Althen prong one to include calcific tendinitis is speculation, supported only by a single case report. (Id. at 23-24.) He contends that “[a]t base there really is not even a theory here, but rather a basic assertion that petitioner suffered from vaccine-related inflammation somehow because of her calcific tendinitis.” (Id. at 24 (emphasis original).) Under Althen prong two, respondent argues that the calcific tendinitis diagnosed by the treating physicians is the cause of petitioner’s condition and cannot be dismissed as an incidental finding. (Id. at 25-27.) Contrary to petitioner’s assertion of impossibility, respondent stresses that calcific tendinitis does include an acute phase. (Id. at 27.) In reply, petitioner argues that she can pursue a cause-in-fact SIRVA claim because it is a medically recognized injury with a distinct pathology. (ECF No. 52, p. 4.) 10 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 11 of 19 VI. Analysis a. Table Injury and Prior Findings of Fact I have considered the parties’ arguments and the expert reports filed after the Chief Special Master issued his prior ruling; however, I do not see any reason to reopen the Chief Special Master’s dismissal of petitioner’s Table Injury claim or any of the factual findings within that ruling. Generally, special masters may change or revisit any ruling until judgment enters, even if the case has been transferred. See McGowan v. Sec'y of Health & Human Servs., 31 Fed. Cl. 734, 737–38 (1994). In most cases, however, a judicial officer such as a special master departs from previously decided issues only in the event of “new evidence, supervening law, or a clearly erroneous decision.” Id. at 737; see also Sullivan v. Sec'y of Health & Human Servs., No. 10– 398V, 2015 WL 1404957, at *20 n.36 (Fed. Cl. Spec. Mstr. Feb. 13, 2015). Dr. Natanzi’s explanation that calcific tendinitis can sometimes be an asymptomatic, incidental finding does not overcome the Chief Special Master’s conclusion that the presence of calcific tendonitis in this particular case defeats a Table SIRVA claim under QAI criterion four. (ECF No. 32, p. 9.) I have previously observed that, when respondent asserts that shoulder pathology defeats a SIRVA under prong four, “the question raised by respondent’s argument is whether petitioner’s own clinical history indicates that her shoulder pathology wholly explains her symptoms independent of vaccination.” Lang v. Sec’y of Health & Human Servs., No. 17-995V, 2020 WL 7873272, at *13 (Fed. Cl. Spec. Mstr. Dec. 11, 2020). Here, the Chief Special Master specifically explained that the treating physicians addressed whether a SIRVA-like process could be distinguished from her otherwise diagnosed calcific tendonitis and were unable to do so. (ECF No. 32, p. 9.) For the reasons discussed below, there is a debate between the experts as to whether post-vaccination inflammation may intersect with petitioner’s calcific tendinitis to explain her overall presentation; however, that is a theory that requires adjudication under the Althen test. As Dr. Abrams explains, calcific tendinitis is a condition that can in itself present with acute onset of shoulder pain. (Ex. A, p. 6.) Accordingly, as the Chief Special Master held, the treating physicians’ diagnosis of calcific tendinitis unrelated to vaccination is sufficient to remove this case from the Table injury context even without being entirely dispositive of a cause-in-fact claim. Accord Durham v. Sec’y of Health & Human Servs., No. 17-1899V, 2023 WL 3196229, at *15 (Fed. Cl. Spec. Mstr. May 2, 2023) (explaining that “[i]n the cause-in- fact context, petitioner’s claim can be more appropriately assessed based on an affirmative showing of a logical sequence of cause and effect between her vaccination and a shoulder pathology, balanced against the confounding signs and symptoms, rather than on the process-of-elimination type showing inherent to a Table SIRVA.”) ; see also Lindsay v. Sec’y of Health & Human Servs., No. 20-1650V, 2023 WL 4858539, at *9 (Fed. Cl. Spec. Mstr. June 29, 2023) (dismissing Table SIRVA claim due to calcific tendinitis but permitting cause-in-fact claim to proceed even though “doubtful”); see also Smith v. Sec’y of Health & Human Servs., 20-300V, 2023 WL 6620362 (Fed. Cl. Spec. Mstr. Feb. 24, 2023) (dismissing Table claim only due to calcific tendinitis). 11 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 12 of 19 Dr. Abrams’s interpretation of the medical records regarding onset likewise does not disturb the Chief Special Master’s finding that onset of petitioner’s shoulder pain did occur within 48 hours of vaccination. While petitioner did delay seeking treatment, the Chief Special Master explained why the medical records and petitioner’s written statements collectively establish that onset of her shoulder pain more likely than not occurred within 48 hours of vaccination. (ECF No. 32, pp. 7-8.) Dr. Abrams believes, in effect, that because he opines petitioner had calcific tendinitis, the medical records should be interpreted in the manner most consistent with the more typical onset of calcific tendonitis. (Ex. A, pp. 6-7.) However, the diagnosis does not call the Chief Special Master’s weighing of the medical records into question or itself resolve the factual issue. The treating physicians diagnosed calcific tendinitis while also recording that petitioner’s shoulder pain arose acutely after vaccination. In that regard, Dr. Abrams himself asserts that calcific tendinitis can result in result in acute onset of shoulder pain. (Id. at 6.) Accordingly, upon consideration of the record as a whole, I adopt the Chief Special Master’s findings of fact and dismissal of petitioner’s Table SIRVA claim in full and for the reasons stated therein. (See ECF No. 32.) b. Althen prong one Under Althen prong one, petitioner must provide a “reputable medical theory,” demonstrating that the vaccine received can cause the type of injury alleged. Pafford, 451 F.3d at 1355-56. Such a theory must only be “legally probable, not medically or scientifically certain.” Knudsen ex rel. Knudsen v. Sec’y of Health & Human Servs., 35 F.3d 543, 548-49 (Fed. Cir. 1994). Petitioner may satisfy the first Althen prong without resort to medical literature, epidemiological studies, demonstration of a specific mechanism, or a generally accepted medical theory. Andreu ex rel. Andreu v. Sec’y of Health & Human Servs., 569 F.3d 1367, 1378-79 (Fed. Cir. 2009) (citing Capizzano v. Sec’y of Health & Human Servs., 440 F.3d 1317, 1325-26 (Fed. Cir. 2006)). However, “[a] petitioner must provide a ‘reputable medical or scientific explanation’ for [her] theory. While it does not require medical or scientific certainty, it must still be ‘sound and reliable.’” Boatmon ex rel. J.B. v. Sec’y of Health & Human Servs., 941 F.3d 1351, 1359 (quoting Knudsen, 35 F.3d at 548-49). The theory underlying SIRVA and SIRVA-like injuries is well known in the program and well-illustrated by the flow chart included in Dr. Natanzi’s report. (Ex. P12, pp. 7.) In short, injection of a vaccination may affect the subacromial bursa, resulting in inflammation of the shoulder capsule itself. In some cases, this may lead directly to painful bursitis. In other cases, the inflammatory process affecting the shoulder capsule may activate previously-asymptomatic shoulder joint dysfunction, such as rotator cuff tears or adhesive capsulitis. (S. Atanasoff et al., Shoulder Injury Related to Vaccine Administration (SIRVA), 28 VACCINE 8049, 8051 (2010) (Ex. P14, Tab b, p. 3); Marko Bodor & Enoch Montalvo, Vaccination-Related Shoulder Dysfunction, 25 VACCINE 585 (2007) (Ex. P14, Tab g).). Indeed, Dr. Abrams has not challenged this general concept. 12 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 13 of 19 Thus, to the extent petitioner asserts that her calcific tendinitis was merely incidental and her shoulder pain is explained by a SIRVA-like injury, she is persuasive in contending that the evidence of record preponderantly supports a theory of causation for such an injury. See Morris v. Sec’y of Health & Human Servs., No. 19-1570V, 2023 WL 5092691, at *6 (Fed. Cl. Spec. Mstr. July 11, 2023) (explaining of the Atanasoff and Bodor publications that “[r]egardless of respondent’s argument that the broader SIRVA concept is a create of his own rulemaking, respondent cannot reasonably argue that these studies which he had already himself specifically endorsed are not persuasive as support for a medical theory of causation.”) However, in the interest of completeness, I must also address the additional theoretical question raised by Dr. Natanzi’s report. If petitioner’s calcific tendinitis is not merely incidental, then Dr. Natanzi further asserts that calcific tendinitis in particular can be among the conditions aggravated by inflammation of the subacromial bursa. (Ex. P12, pp. 7-8.) Although Dr. Natanzi does not really explain this theory, his flow chart documenting the pathology of SIRVA asserts that inflammation of the rotator cuff and tendons otherwise implicated in SIRVA may also possibly aggravate calcific tendonitis. (Id. at 7.) Dr. Abrams disagrees with this assertion, positing that calcific tendonitis indicates a different etiology than SIRVA that is sufficient to explain acute shoulder pain. (Ex. A, p. 6.) As Dr. Natanzi and Dr. Abrams both explain, calcific tendonitis is a condition in which calcium deposits develop in the tendons of the rotator cuff. (Ex. P12, p. 6; Ex. A, p. 6.) Eventually, the calcium deposits are resorpted13 and the tissues remodeled to be replaced by granular tissue. (Kim et al., supra, at Ex. P14, Tab t, p. 2).) Neither the mechanism by which these deposits form nor the factors associated with resorption are known. (Darrieutort-Laffite, supra, at Ex. A, Tab 1, p. 1.) Overuse and degenerative phenomenon are less likely to fully explain calcific tendonitis because the condition tends to be observed in younger patients and is not associated with manual work. (Id. at 2.) Calcific tendonitis occurs gradually and over the course of three different stages, pre-calcific, calcific, and post-calcific. (Kim et al., supra, at Ex. P14, Tab t, p. 2.) The calcific stage itself has three phases – formative, resting, and resorptive. (Id.) Dr. Natanzi does not actually explain how vaccination would cause calcific tendinitis to become symptomatic; however, the literature filed in this case necessarily establishes the resportive phase of the calcific stage as operative to Dr. Natanzi’s theory. Whereas the formative phase is usually not painful, acute pain arises in the resorptive phase of the calcific stage and can appear suddenly. (Kim et al., supra, at Ex. P14, Tab t, p. 2.) This is the point at which an acute, local inflammatory process subjects the calcium deposits to phagocytosis by macrophages. (Id.; Darrieutort-Laffite et al., supra, at Ex. A, Tab 1, pp. 3-5; see Speed & Hazleman, supra, at Ex. A, Tab 3, p. 13 “Resorption” is “the loss of substance through physiologic or pathologic means.” Resorption, DORLAND’S MEDICAL DICTIONARY ONLINE, https://www.dorlandsonline.com/dorland/definition?id=43427&searchterm=resorption (last visited Aug. 12, 2024). 13 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 14 of 19 3).) Importantly, however, as Dr. Abrams explains it, this typically involves non- traumatic inflammation, and it is the process whereby calcium crystals are diffused out into the subacromial bursa that leads the calcific tendinitis itself to in turn result in painful bursitis (Ex. A, p. 6) – not the other way around as Dr. Natanzi seems to suggest. Petitioner has filed a single case report wherein a patient experienced new onset of shoulder pain and reduced range of motion about three hours of a Covid-19 vaccination. (Klabklay et al., supra, at Ex. P14, Tab u.) The patient was diagnosed with calcific tendinitis and, citing inter alia Atanasoff, et al., the clinicians further concluded the calcific tendinitis was activated by the vaccination in the manner of a SIRVA. (Id. at 2 (citing Atanasoff et al., supra, at Ex. P14, Tab b).) Based on the overall clinical presentation, they explained their conclusion as follows: Not all patients with calcific tendinitis have the clinical symptom of shoulder pain, and incidences of asymptomatic calcific tendinitis have been reported from 2.7% to 20%. In our case, the injection technique was found to be correct, so other causes were considered, and following ultrasonography we found a linear calcification near the footprint of the subscapularis tendon, which immediately led to the probable diagnosis of the COVID-19 vaccination [having] precipitated the patients formerly asymptomatic calcific tendinitis to symptomatic calcific tendinitis. (Id.) As a threshold matter, the rationale stated by the case report authors reflects post hoc ero propter hoc reasoning. (See Klabklay et al., supra, at Ex. P14, Tab u, p. 2.) Additionally, Dr. Abrams contends this case report is of no value, because the patient experienced calcific tendinitis of the subscapular tendon whereas SIRVA is generally proximate to the supraspinatus and infraspinatus tendons. (Ex. A, p. 6.) Regardless of whether Dr. Abrams’s opinion would be sufficient to rule out subscapular involvement in SIRVA, Dr. Abrams is persuasive in discounting the value of this particular case report for this reason. The literature Dr. Abrams has submitted explains that, while the infraspinatus, supraspinatus, and subscapularis tendons may all be affected by calcific tendinitis, the subscapularis, consistent with the presentation in the above-discussed case report, is more likely to present as an acute event. “Deposits in the subscapularis tendon often remain quiescent until, or unless, an acute attack supervenes.” (Harrison, supra, at Ex. A, Tab 2, p. 5.) These “acute attacks” are not in themselves inflammatory but are mediated by the contact between the calcium deposit and the bursal floor, which can result from “minute traumatic factors” such as minor injury or strain. (Id. at 4-5.) This is in contrast to calcific tendinitis of the infraspinatus and supraspinatus which tend to produce a constant aching sensation. (Id. at 5.) It is postulated that the presence of the 14 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 15 of 19 calcium deposits produces the inflammation as a “foreign body reaction to tissue irritation.” (Id. at 3-4.) Probably most quiescent lesions eventually develop symptoms in some degree since the symptoms are nothing more than a subjective manifestation of nature’s attempt to eradicate the lesion. It has been apparent that so long as the deposit remains buried in tendon it tends to remain quiescence, but that sooner, or later, it gradually or suddenly penetrates the overlying tendon fibers to come into contact with the floor of the subdeltoid bursa, following which an inflammatory reaction immediately is mobilized with ensuing symptoms. (Id. at 4.) The literature filed by petitioner likewise confirms that, while calcific tendinitis can be chronic or subacute (arising over three or more weeks), some cases manifest in less than two weeks and are therefore considered acute. (Kim et al., supra, at Ex. P14, Tab t, p. 2.) Further to this, studies have shown experimentally that the crystals implicated in the pathogenesis of painful calcific tendinitis have produced inflammation of the synovial membrane within 6 hours, with the inflammatory response peaking at 24 hours and decreasing by 48 hours. (Darrieutort-Laffite et al., supra, at Ex. A, Tab 1, p. 4.) While this would tend to confirm that symptoms of calcific tendinitis can arise very abruptly, it suggests that at least some period of latency is required. Thus, with regard to the Klabklay, et al, case report, this casts doubt on the idea that the Covid-19 vaccination occurring three hours prior to onset is the best explanation for the onset of the patient’s painful calcific tendinitis. (Klabklay et al., supra, at Ex. P14, Tab u, p. 1.) Considering all of this – the relationship between subscapular involvement and acute onset, the fact that calcium crystals produce inflammation over at least six hours, and the post hoc ergo propter hoc reasoning – I am not persuaded that the Klabklay, et al., case report establishes the patient’s vaccination as any necessary component of his presentation. In any event, isolated case reports are not strong evidence even though they are not entirely without evidentiary value. E.g., Caves v. Sec’y of Health & Human Servs., No. 07-443V, 2010 WL 5557542, at *14 (Fed. Cl. Spec. Mstr. Nov. 29, 2010), mot. for review denied, 100 Fed. Cl. 119 (2011), aff’d, 463 F. App’x 932 (Fed. Cir. 2012). Standing alone, a single case report does not support petitioner’s burden of proof. Apart from this unpersuasive case report and Dr. Natanzi’s ipse dixit, nothing else on this record purports to marry the mechanism of injury postulated for SIRVA with the pathophysiology of calcific tendinitis. Considering all of this and the record as a whole, petitioner has not substantiated that a vaccination can cause or aggravate calcific tendinitis. Moreover, petitioner is incorrect to assert that “it is medically impossible for petitioner’s shoulder pain to occur within 48 hours of the flu vaccine but be caused by a spontaneous and once- asymptomatic calcific tendinitis.” (ECF No. 49, p. 31.) Rather, this record reflects that 15 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 16 of 19 the pathophysiology of calcific tendinitis is a complete explanation for acute shoulder pain. As the literature in this case explains, while it is a chronic condition overall, it typically culminates in an acute painful presentation that is itself an inflammatory process. This culminating process is an expected part of the course of the condition, does not require a separate inflammatory trigger to become symptomatic, and can appear suddenly. Thus, not only is petitioner’s theory inadequately supported, but calcific tendinitis can actually be incompatible with SIRVA or a SIRVA-like injury. Accordingly, petitioner has demonstrated under Althen prong one that vaccines can cause some shoulder pathologies to be activated in the manner of a SIRVA but has not met her burden of proof with respect to demonstrating that vaccination can cause asymptomatic calcific tendinitis in particular to become symptomatic. c. Althen prong two The second Althen prong requires proof of a logical sequence of cause and effect, usually supported by facts derived from a petitioner's medical records. Althen, 418 F.3d at 1278; Andreu, 569 F.3d at 1375–77; Capizzano, 440 F.3d at 1326-27; Grant, 956 F.2d at 1147-48. Medical records are generally viewed as particularly trustworthy evidence. Cucuras ex rel. Cucuras v. Sec'y of Health & Human Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993). However, medical records and/or statements of a treating physician's views do not per se bind the special master. See § 300aa-13(b)(1) (providing that “[a]ny such diagnosis, conclusion, judgment, test result, report, or summary shall not be binding on the special master or court”); Snyder ex rel. Snyder v. Sec’y of Health & Human Servs., 88 Fed. Cl. 706, 745 n.67 (2009) (“there is nothing ... that mandates that the testimony of a treating physician is sacrosanct—that it must be accepted in its entirety and cannot be rebutted.”) A petitioner may support a cause-in- fact claim through either medical records or expert medical opinion. § 300aa-13(a). The special master is required to consider all the relevant evidence of record, draw plausible inferences, and articulate a rational basis for the decision. Winkler v. Sec’y of Health & Human Servs., 88 F.4th 958, 963 (Fed. Cir. 2023) (citing Hines ex rel. Sevier v. Sec’y of Health & Human Servs., 940 F.2d 1518, 1528 (1991)). Given my resolution of Althen prong one, the question of whether petitioner’s calcific tendinitis is merely an incidental finding is dispositive. In her motion, petitioner presents calcific tendinitis as an alternative cause, suggesting that respondent bears the burden of proof on this point. (ECF No. 49, pp. 29-31.) However, this is not persuasive. Although petitioners do not bear a burden of eliminating other causes of injury, evidence of other possible sources of injury can be relevant to determining whether a prima facie showing has been made as to vaccine causation. Winkler, 88 F.4th at 963 (quoting Stone ex rel. Stone v. Sec’y of Health & Human Servs., 676 F.3d 1373, 1379 (Fed. Cir. 2012).) This is consistent with prior shoulder injury cases that have examined calcific tendinitis as a source of shoulder pain under the framework of Althen prong two. Compare Bulman v. Sec’y of Health & Human Servs., No. 19-1217V, 2023 WL 5844348 (Fed Cl. Spec. Mstr. Aug. 16, 2023) (finding calcific tendinitis defeated shoulder injury claim under Althen prong two) and Peka v. Sec’y of Health & Human Servs., No. 20- 1099V, 2024 WL 1406421 (Fed. Cl. Spec. Mstr. Mar. 7, 2024) (finding petitioner entitled 16 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 17 of 19 to compensation for vaccine-caused shoulder injury where calcific tendinitis was an incidental finding). As Atanasoff, et al., explained “there is no specific diagnostic test for shoulder dysfunction due to vaccine needle over-penetration.” (Atanasoff et al., supra, at Ex. P14, Tab b, p. 4.) Thus, SIRVA and SIRVA-like injuries are identified by clinical presentation. (Id.) Effectively, SIRVA is an umbrella term for a phenomenon whereby various shoulder pathologies come to medical attention in close proximity to vaccination and vaccine causation is ascribed where no other explanation is available. Yet, for the reasons discussed above, calcific tendinitis is a condition that can otherwise explain the acute onset of shoulder pain. This is precisely why Dr. Natazi himself stressed in his supplemental report the importance of “context” in assessing petitioner’s condition. (Ex. P15, p. 1.) In that regard, although petitioner asserts that respondent should bear a burden of proof in establishing calcific tendinitis as the cause of petitioner’s shoulder pain, she nonetheless acknowledges that Dr. Natanzi’s causation opinion is specifically premised on his assumption that petitioner’s calcific tendinitis is only an incidental finding. (ECF No. 49, p. 27.) On this record, I am not persuaded by Dr. Natanzi’s assessment of petitioner’s calcific tendinitis as merely incidental for several reasons. Three treating physicians – a primary care provider, a physiatrist, and an orthopedist, all consistently diagnosed petitioner’s shoulder pain as calcific tendinitis. (Ex. P5, p. 29; Ex. P11, p. 8; Ex. P7, p. 24.) “[T]reating physicians are likely to be in the best position to determine whether ‘a logical sequence of cause and effect show[s] that the vaccination was the reason for the injury.’” Capizzano, 440 F.3d at 1326 (citing Althen, 418 F.3d at 1280).) Especially to the extent that Dr. Natanzi stresses “context” as the key to distinguishing a possible SIRVA from calcific tendinitis (Ex. P15, p. 1), these treating physicians were all aware of petitioner’s report of an abrupt post- vaccination onset. (Ex. P5, p. 26; Ex. P11, p. 7; Ex. P7, p. 24.) Moreover, the physiatrist specifically contrasted the diagnosed calcific tendinitis against a possible SIRVA, determining that her presentation was more consistent with calcific tendinitis. (Ex. P7, p. 24.) Even as the orthopedist felt that petitioner’s pain was unusually chronic for a calcific tendinitis, he maintained the diagnosis and his anticipated surgical plan was for a resection of the calcium deposit. (Ex. P11, p. 8.) This is incompatible with any suspicion that the deposit was an incidental finding. Dr. Natanzi is also not persuasive in contending that petitioner’s response to steroid injection meaningfully distinguishes the nature of petitioner’s shoulder pain. (Ex. P12, p. 6.) Although he may be correct to suggest that response to steroid treatment could be indicative of an inflammatory response such as SIRVA, calcific tendinitis in the resorptive phase is also an inflammatory condition. (Harrison, supra, at Ex. A, Tab 2, pp. 3-4.) The literature filed in this case reflects that steroid injections are among the treatments known to provide at least temporary pain relief from calcific tendinitis during the resorptive phase, though some argue anti-inflammatory treatment impedes the healing aspect of the resportive process. (Speed & Hazleman, supra, at Ex. A, Tab 3, p. 3.) Thus, given the conditions at issue, petitioner’s response to steroid injection does not imply a SIRVA-like process. 17 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 18 of 19 Although I do not find Dr. Abrams persuasive in contending that petitioner had full range of motion, Dr. Natanzi ultimately does not present this as a dispositive issue. In his supplemental report, Dr. Natanzi explains that “[i]t is important to acknowledge that calcific tendinopathy to the supraspinatus or infraspinatus tendon and a SIRVA can both demonstrate very similar physical exams with pain, range of motion deficits, and impingement signs.” (Ex. P15, p. 1.) And, although Dr. Natanzi purports to rely on “context” to distinguish the two conditions, petitioner is unpersuasive for the reasons discussed under Althen prong one above, in contending that the abrupt post-vaccination onset in this case is impossible from a spontaneous calcific tendinitis. As Dr. Abrams opines, calcific tendonitis is known to be capable of an acute onset. (Ex. A, p. 6.) Moreover, as explained above, calcific tendonitis was the diagnostic impression of the treating physicians. Finally, I note that, even setting diagnosis aside, none of the treating physicians otherwise expressed any belief that petitioner’s shoulder pain could have been vaccine- related. The only physician that recorded such consideration – the physiatrist – contrasted a potential SIRVA against calcific tendinitis and concluded that calcific tendinitis was more likely based on petitioner’s own presentation and declined to implicate the vaccination. (Ex. P7, p. 24.) For all these reasons, petitioner has not met her burden of proof under Althen prong two. d. Althen prong three The third Althen prong requires establishing a “proximate temporal relationship” between the vaccination and the injury alleged. 418 F.3d at 1278. A petitioner must offer “preponderant proof that the onset of symptoms occurred within a timeframe for which, given the medical understanding of the disorder's etiology, it is medically acceptable to infer causation-in-fact.” de Bazan v. Sec'y of Health & Human Servs., 539 F.3d 1347, 1352 (Fed. Cir. 2008). The explanation for what is a medically acceptable timeframe must coincide with the theory of how the relevant vaccine can cause an injury (Althen prong one's requirement). Id.; Shapiro v. Sec’y of Health & Human Servs., 101 Fed. Cl. 532, 542 (2011), mot. for recons. den’d after remand, 105 Fed. Cl. 353 (2012), aff’d, 503 F. App’x. 952 (Fed. Cir. 2013); Koehn ex rel. Koehn v. Sec’y of Health & Human Servs., No. 11-355V, 2013 WL 3214877, at *26 (Fed. Cl. Spec. Mstr. May 30, 2013), aff’d, 773 F.3d 1239 (Fed. Cir. 2014). In Trollmo, et al., all of the subjects that received injections into their joints experienced swelling and stiffness of the joint within 2-4 hours. (Trollmo et al., supra, at Ex. P14, Tab i, p. 3).) This is also consistent with the timing of onset within the case report submitted by Dr. Natanzi. (Klabklay et al., supra, at Ex. P14, Tab u, p. 1.) Additionally, studies have shown experimentally that the crystals implicated in the pathogenesis of painful calcific tendinitis have been shown to produce inflammation of the synovial membrane within 6 hours of injection, with the inflammatory response 18 Case 1:20-vv-00845-UNJ Document 55 Filed 09/17/24 Page 19 of 19 peaking at 24 hours and decreasing by 48 hours. (Darrieutort-Laffite et al., supra, at Ex. A, Tab 1, p. 4.) Thus, if one were to accept under Althen prong one that vaccine- induced inflammation could commence the resorptive phase, there is little reason not to conclude that the process could happen in a timeframe similar to SIRVA. Accordingly, given the Chief Special Master’s ruling that onset of shoulder pain occurred within 48 hours of vaccination, had petitioner met her burden under Althen prong one then I would have concluded she also met her burden under Althen prong three. VII. Conclusion Balancing all of the above, and based on the record as a whole, I conclude that petitioner has not demonstrated by a preponderance of the evidence that she suffered a shoulder injury attributable to her October 4, 2018 flu vaccination. Instead, her condition was diagnosed as calcific tendinitis, which has not been shown to be vaccine caused. Although petitioner stressed her abrupt post-vaccination onset of shoulder pain, she has not demonstrated that this is incompatible with calcific tendinitis unrelated to vaccination. Accordingly, this case is dismissed.14 IT IS SO ORDERED. s/Daniel T. Horner Daniel T. Horner Special Master 14 In the absence of a timely-filed motion for review of this Decision, the Clerk of the Court shall enter judgment accordingly. 19