VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_18-vv-00643 Package ID: USCOURTS-cofc-1_18-vv-00643 Petitioner: Debra Juno Filed: 2018-05-07 Decided: 2022-12-02 Vaccine: influenza Vaccination date: 2016-10-10 Condition: shoulder injury related to vaccine administration (SIRVA) Outcome: compensated Award amount USD: 105400 AI-assisted case summary: Debra Juno filed a petition for compensation under the National Vaccine Injury Compensation Program on May 7, 2018, alleging that an influenza vaccine administered on October 10, 2016, caused a shoulder injury related to vaccine administration (SIRVA). Ms. Juno, who was 60 years old at the time of vaccination, reported immediate pain in her right shoulder following the injection. Her condition worsened, and she sought medical attention 23 days post-vaccination, where she was diagnosed with bilateral arm pain and myalgia. An MRI revealed a full thickness supraspinatus tear and a partial bursal sided infraspinatus tear. She underwent arthroscopic surgery to repair these tears and subsequently engaged in physical therapy for approximately seven months. The respondent initially contested entitlement, arguing that the onset of pain did not occur within the 48-hour window required for a Table SIRVA claim. However, Chief Special Master Brian H. Corcoran ruled in favor of Ms. Juno on the entitlement issue on September 13, 2021, finding that the onset of pain occurred within 48 hours. The respondent accepted this ruling as the law of the case for further proceedings. On October 15, 2021, Chief Special Master Corcoran issued a ruling finding Ms. Juno entitled to compensation. The parties were unable to agree on the damages, leading to a "Motions Day" proceeding. Ms. Juno sought $110,000.00 for pain and suffering, while the respondent proposed $80,000.00. Chief Special Master Corcoran reviewed prior SIRVA cases and the specifics of Ms. Juno's treatment, including surgery and physical therapy. He found the case most similar to the Cates v. Sec'y of Health & Human Servs. case, which awarded $108,000.00, but noted Ms. Juno's treatment course was slightly shorter. Ultimately, on December 2, 2022, Chief Special Master Corcoran awarded Ms. Juno a total of $105,400.00. This award included $100,000.00 for pain and suffering, $815.00 for out-of-pocket medical expenses, and $4,585.00 in lost wages. Petitioner was represented by Bridget Candace McCullough of Muller Brazil, LLP, and the respondent was represented by Debra A. Filteau Begley of the U.S. Department of Justice. Theory of causation field: Petitioner Debra Juno, age 60, received an influenza vaccine on October 10, 2016, and alleged a shoulder injury related to vaccine administration (SIRVA). The respondent initially contested entitlement, arguing the onset of pain was outside the 48-hour window for a Table SIRVA claim. Chief Special Master Brian H. Corcoran ruled in favor of Petitioner on entitlement, finding the onset occurred within 48 hours. The parties then litigated damages. Petitioner sought $110,000.00 for pain and suffering, citing SIRVA cases involving surgery and comparable treatment. Respondent proposed $80,000.00, arguing Ms. Juno's treatment course was shorter than in cited cases. Chief Special Master Corcoran awarded $100,000.00 for pain and suffering, $815.00 for out-of-pocket expenses, and $4,585.00 for lost wages, totaling $105,400.00. The decision was issued on December 2, 2022. Petitioner was represented by Bridget Candace McCullough, and Respondent by Debra A. Filteau Begley. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_18-vv-00643-0 Date issued/filed: 2021-10-13 Pages: 9 Docket text: ran. (sw) Service on parties made.PUBLIC ORDER/RULING (Originally filed: 09/13/2021) regarding 46 Findings of Fact & Conclusions of Law,, Scheduling Order,, Order on Motion for Ruling on the Record, Signed by Chief Special Master Brian H. Corco -------------------------------------------------------------------------------- Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 1 of 9 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 18-0643V UNPUBLISHED DEBRA JUNO, Chief Special Master Corcoran Petitioner, Filed: September 13, 2021 v. Special Processing Unit (SPU); SECRETARY OF HEALTH AND Findings of Fact; Onset; Influenza HUMAN SERVICES, (Flu) Vaccine; Shoulder Injury Related to Vaccine Administration Respondent. (SIRVA) Bridget Candace McCullough, Muller Brazil, LLP, Dresher, PA, for Petitioner. Debra A. Filteau Begley, U.S. Department of Justice, Washington, DC, for Respondent. FINDINGS OF FACT1 On May 7, 2018, Debra Juno filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that she suffered a shoulder injury related to vaccine administration (“SIRVA”) as a result of an influenza (“flu”) vaccine administered to her right shoulder on October 10, 2016. Petition at 1. The case was assigned to the Special Processing Unit of the Office of Special Masters. For the reasons discussed below, I find the onset of Petitioner’s shoulder injury related to vaccine administration (“SIRVA”) occurred within 48 hours of vaccination. 1 Because this unpublished fact ruling contains a reasoned explanation for the action in this case, I am required to post it on the United States Court of Federal Claims' website in accordance with the E- Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the fact ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 2 of 9 I. Relevant Procedural History Ms. Juno filed her petition for compensation along with medical record exhibits on May 7, 2018. (ECF No. 1). After reviewing the records, Respondent filed a status report stating that he was amenable to engaging in settlement discussions, and requested that Petitioner provide a demand. (ECF No. 14). The parties were unable to resolve the case after more than a year of settlement discussions, however, so I ordered Respondent to file the Rule 4(c) Report to identify the area of disagreement. (ECF Nos. 36, 37). Respondent did so on February 2, 2020, maintaining therein that the case was not appropriate for compensation under the terms of the Vaccine Act. Respondent’s Report at 1 (ECF No. 38). Respondent argued that “petitioner’s records do not establish that her shoulder pain began within 48 hours of vaccination, and when she first sought treatment three weeks after vaccination, she actually reported bilateral shoulder pain.” Id. at 6. Respondent further argued that Petitioner does not allege in the alternative that her shoulder pain was caused-in-fact by the vaccination, and thus, cannot prove a causal link between the alleged injuries and a covered vaccine. Id. at 7-8. Petitioner filed a motion for a fact ruling (“Br.”) to resolve the onset issue. (ECF No. 43). Respondent filed his response (“Opp.”) on July 13, 2020. (ECF No. 44). Petitioner filed a reply (“Reply”) on July 27, 2020. (ECF. No. 45). The matter is now ripe for adjudication. II. Issue At issue is whether the onset of Petitioner’s right shoulder pain occurred within 48 hours after vaccination, as required by the Vaccine Injury Table. 42 C.F.R. §§ 100.3(a) XIV.B. (2017) (influenza vaccination) and 100.3(c)(10). III. Authority Pursuant to Vaccine Act § 13(a)(1)(A), a petitioner must prove, by a preponderance of the evidence, the matters required in the petition by Vaccine Act § 11(c)(1). A special master must consider, but is not bound by, any diagnosis, conclusion, judgment, test result, report, or summary concerning the nature, causation, and aggravation of petitioner’s injury or illness that is contained in a medical record. § 13(b)(1). “Medical records, in general, warrant consideration as trustworthy evidence. The records contain information supplied to or by health professionals to facilitate diagnosis and treatment of medical conditions. With proper treatment hanging in the balance, accuracy has an extra premium. These records are also generally contemporaneous to the medical events.” Cucuras v. Sec’y of Health & Human Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993). 2 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 3 of 9 Accordingly, where medical records are clear, consistent, and complete, they should be afforded substantial weight. Lowrie v. Sec’y of Health & Human Servs., No. 03- 1585V, 2005 WL 6117475, at *20 (Fed. Cl. Spec. Mstr. Dec. 12, 2005). However, this rule does not always apply. In Lowrie, the special master wrote that “written records which are, themselves, inconsistent, should be accorded less deference than those which are internally consistent.” Lowrie, at *19. The United States Court of Federal Claims has recognized that “medical records may be incomplete or inaccurate.” Camery v. Sec’y of Health & Human Servs., 42 Fed. Cl. 381, 391 (1998). The Court later outlined four possible explanations for inconsistencies between contemporaneously created medical records and later testimony: (1) a person’s failure to recount to the medical professional everything that happened during the relevant time period; (2) the medical professional’s failure to document everything reported to her or him; (3) a person’s faulty recollection of the events when presenting testimony; or (4) a person’s purposeful recounting of symptoms that did not exist. La Londe v. Sec’y of Health & Human Servs., 110 Fed. Cl. 184, 203-04 (2013), aff’d, 746 F.3d 1335 (Fed. Cir. 2014). The Court has also said that medical records may be outweighed by testimony that is given later in time that is “consistent, clear, cogent, and compelling.” Camery, 42 Fed. Cl. at 391 (citing Blutstein v. Sec’y of Health & Human Servs., No. 90-2808, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998). However, the Federal Circuit recently “reject[ed] as incorrect the presumption that medical records are accurate and complete as to all the patient’s physical conditions.” Kirby v. Sec’y of Health & Hum. Servs., 997 F.3d 1378, 1383 (Fed. Cir. 2021). The credibility of the individual offering such testimony must also be determined. Andreu v. Sec’y of Health & Human Servs., 569 F.3d 1367, 1379 (Fed. Cir. 2009); Bradley v. Sec’y of Health & Human Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993). A special master may find that the first symptom or manifestation of onset of an injury occurred “within the time period described in the Vaccine Injury Table even though the occurrence of such symptom or manifestation was not recorded or was incorrectly recorded as having occurred outside such period.” § 13(b)(2). “Such a finding may be made only upon demonstration by a preponderance of the evidence that the onset [of the injury] . . . did in fact occur within the time period described in the Vaccine Injury Table.” Id. The special master is obligated to fully consider and compare the medical records, testimony, and all other “relevant and reliable evidence contained in the record.” La Londe, 110 Fed. Cl. at 204 (citing § 12(d)(3); Vaccine Rule 8); see also Burns v. Sec’y of 3 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 4 of 9 Health & Human Servs., 3 F.3d 415, 417 (Fed. Cir. 1993) (holding that it is within the special master’s discretion to determine whether to afford greater weight to medical records or to other evidence, such as oral testimony surrounding the events in question that was given at a later date, provided that such determination is rational). IV. Parties’ Positions a. Petitioner’s Arguments Petitioner asserts that her right shoulder pain started within 48 hours of vaccination. Br. at 6-7. She notes that there are no complaints of shoulder pain prior to vaccination, and that in all her post-injury medical records she continuously related her right shoulder pain back to the flu vaccination. Id. at 7. In particular, just three weeks after vaccination, Ms. Juno specifically complained to her primary care physician about the pain in her shoulder “since” receiving the vaccinations on October 10, 2016. Id. And in all subsequent records that mention onset, Petitioner continued to relate her right shoulder pain back to her flu vaccination. Id. Petitioner also argues that the medical records are supported by her sworn testimony and the testimony of her fact witnesses. Id. at 8. b. Respondent’s Arguments Respondent, on the other hand, argues that the 48-hour onset is only described in Petitioner’s own statement and not corroborated by any objective evidence. Opp. at 4. Respondent states that Petitioner “cannot overcome inconsistencies or discrepancies in the medical records by simply filing Affidavits that state her preferred onset date.” Id. at 8. Respondent notes that in Petitioner’s initial visit to her PCP, she complained of bilateral arm pain, and because the record does not specifically state “right” shoulder when referring to the arm pain, such an inference cannot be made. Respondent also argues that the term “worsening” can also relate to an onset of shoulder pain prior to vaccination. Id. Finally, Respondent states that the Dearborn disability documents filed by Petitioner which report an onset of shoulder symptoms within 48-hours of vaccination do not substantiate her claim. Therefore, Petitioner’s SIRVA claim should be denied. V. Finding of Fact I make the following findings after a complete review of the record to include all medical records, affidavits, Respondent’s Rule 4(c) report, the parties’ briefing and any additional evidence filed. Specifically, I base the findings on the following evidence: 4 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 5 of 9  Ms. Juno’s past medical history is significant for hypothyroidism, restless leg syndrome, gastric reflux, and a hiatal hernia. Petitioner’s Exhibit (“Ex.”) 2 at 2. She also reported a remote history of elbow surgery. Ex. 4 at 36.  Approximately 10 days prior to receiving the vaccination at issue, on September 27, 2016, Ms. Juno was seen by her primary care provider (“PCP”), Dr. Elham Siddiqui, for an annual exam. She reported “no current complaints,” and her exam was normal. There is no history of shoulder complaints noted. Ex. 2 at 22- 24.  Ms. Juno was 60 years old when she was administered a flu vaccine in her right shoulder on October 10, 2016, by a nurse at her PCP’s office. Ex. 1 at 1; Ex. 7 at 8. Ms. Juno also received the Pneumovax 23 vaccine in her left deltoid during this visit. Id.  In her affidavit, Ms. Juno recalled that “[i]mmediately following the influenza vaccination, I began to develop pain in my right shoulder.” Ex. 10 at 1, ¶2. She stated that the nurse administering the vaccination was standing, while Ms. Juno was seated. Ex. 11 at 1, ¶3.  Ms. Juno stated in her affidavit that she was advised by her PCP’s office to wait a week to see if her shoulder pain subsided. Id. at ¶ 6. When the pain did not subside, she contacted her PCP again and made an appointment for November 2, 2016. Id. at ¶7.  On November 2, 2016, 23 days after vaccination, Ms. Juno presented to Dr. Siddiqui complaining of “worsening arm pain since getting flu and pneumonia vaccines.” Ex. 2 at 36. Dr. Siddiqui diagnosed her with bilateral arm pain and myalgia. She was prescribed a steroid taper. Id. at 38.  By December 14, 2016, Ms. Juno was still experiencing pain in her right shoulder. She returned to her PCP stating that she “still [had] difficulty raising her arm, can’t take shirt off”, “aching, can’t reach behind,” “very sore to touch.” Ms. Juno stated that she had tried steroid and anti-inflammatory medications to no avail. Ex. 2 at 32. On exam, she exhibited decreased range of motion of the right shoulder, tenderness, pain and decreased strength. Id. at 34. Dr. Siddiqui ordered an MRI. Id.  On December 21, 2016, Ms. Juno underwent an MRI of her right shoulder which demonstrated a “full thickness supraspinatus tear, partial bursal sided infraspinatus tear, and moderate osteoarthritis of the acromioclavicular joint.” Ex. 2 at 64. 5 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 6 of 9  On January 11, 2017, Ms. Juno was examined by orthopedic surgeon, Dr. John McPhilemy, who noted that Ms. Juno “began to experience right shoulder symptoms following a flu shot she received on or about 10/10/2016. Symptoms have persisted over the past three months…” Ex. 5 at 6-7. He recommended arthroscopic surgery to repair the tears, followed by a course of physical therapy. Id. at 7.  On January 20, 2017, Ms. Juno underwent a right shoulder arthroscopic shoulder repair. Ex. 3 at 9. The postoperative diagnoses included: (1) rotator cuff tear, right shoulder, (2) degenerative glenoid labrum tear, and (3) early osteoarthritis, right glenohumeral joint. Id.  Five days later, on January 25, 2017, Ms. Juno was examined by Dr. McPhilemy who noted that Ms. Juno’s incisions were healing and there were no signs of infection or deep vein thrombosis. Ex. 5 at 5. She was to be reexamined in one week.  Ms. Juno had several post-operative appointments with Dr. McPhilemy on February 1, 8, and 27, 2017. See generally Ex. 3, 5.  On March 27, 2017, nine weeks after surgery, Dr. McPhilemy noted that Ms. Juno’s pain was “slowly improving” although she was not yet pain free. Ex. 3 at 3. He recommended that Ms. Juno work with a physical therapist to improve her range of motion and to prevent adhesive capsulitis. Id.  By April 17, 2017, Dr. McPhilemy noted that Ms. Juno’s range of motion “is improved to about 90% of normal, pain is improved and strength is about 85% of normal.” Ex. 3 at 2. Dr. McPhilemy recommended that Ms. Juno continue with physical therapy for another two weeks. Id.  At her May 3, 2017 appointment with Dr. McPhilemy, Ms. Juno’s right shoulder had improved but she was not pain free. Ex. 3 at 1. Dr. McPhilemy confirmed that Ms. Juno still had some restriction in her right shoulder and “uncomfortable internal rotation”, but all other motion was “pretty close to normal.” Strength was 90% of normal. Id.  Ms. Juno attended post-surgical physical therapy from March 27, 2017 to May 31, 2017. See generally Exs. 3, 4. She was discharged from physical therapy on May 31, 2017, to a home exercise program. Ex. 3 at 5.  Ms. Juno filed a short-term disability claim with Dearborn National Disability on January 25, 2017. Ex. 12 at 10-11. Petitioner listed her injury as “torn rotator cuff” 6 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 7 of 9 with symptoms first manifesting on October 11, 2016, one day after vaccination. Id. The record as summarized above preponderantly supports the conclusion that Petitioner experienced right shoulder pain immediately after administration of the flu vaccine on October 10, 2016. Despite Respondent’s reluctance to admit that Petitioner reported her right shoulder pain just three weeks after vaccination, the records make clear that Petitioner’s right shoulder pain began immediately after vaccination and within the 48 hour onset period to prove a SIRVA claim. Thus, just 23 days after vaccination, Ms. Juno had an appointment with her PCP to specifically complain of her shoulder pain. In her affidavit, she states that she called her PCP’s office more than once to complain of shoulder pain, although the phone records have not been filed into the record. But clearly Ms. Juno made at least one phone call to set the November 2, 2017 appointment – and it was within a month of the vaccine’s administration. In addition, the record from that first appointment with Dr. Siddiqui states that Ms. Juno complained of “worsening arm pain since getting flu and pneumonia vaccines.” Ex. 2 at 36 (emphasis added). This descriptor “worsening” indicates that Ms. Juno’s bilateral shoulder pain started prior to the November 2, 2017 visit, and provides further evidence that her bilateral arm pain, which includes the right shoulder, was “worsening” “since” receiving the vaccinations – supporting the contention that the pain itself began at or close to the time of vaccination. Respondent’s view that the term “bilateral” discounts the possibility of a Table onset is not persuasive, since Dr. Siddiqui clearly stated that Ms. Juno’s arm pain stemmed from both the flu and pneumonia vaccines (and both are grounds for a Table SIRVA claim). Equally unpersuasive is Respondent’s argument that bilateral pain means Petitioner could not have experienced pain in her right shoulder after receiving the flu vaccine. The medical record allows the conclusion that her left arm pain from the Pneumovax vaccine resolved (consistent with the vast majority of vaccinations), while the right arm pain lingered, and therefore it is the actionable vaccination. The other factor that weighs in my finding of the 48-hour onset of right shoulder pain is the absence of any statement or record that places the onset of Ms. Juno’s right shoulder pain outside the 48-hour window. While Respondent correctly notes in a footnote that Dr. McPhilemy’s record memorialized a three-month history of arm pain - which if correct would place the onset of right shoulder pain prior to vaccination (see Opp. at 2, fn. 2) - it is clear that Dr. McPhilemy was generalizing the onset period, rather than precisely calculating the period for legal purposes (as is done in Vaccine Program 7 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 8 of 9 cases).3 Dr. McPhilemy otherwise clearly sets the onset of Petitioner’s right shoulder pain as starting on 10/10/2016, and taken as a whole, this is the most reasonable interpretation of his entire statement. Respondent further argues that Petitioner cannot overcome inconsistencies or discrepancies in the medical records simply by filing affidavits that gainsay or modify what the records set forth. But the Federal Circuit has expressly recognized that witness testimony on issues pertaining to fact matters like symptoms onset can be proven through this kind of evidence (even if they must be weighed against the records, which also have evidentiary significance). Kirby, 997 F.3d at 1383. Respondent has not otherwise identified any other inconsistencies or discrepancies in the medical records. All other references to onset clearly relate Petitioner’s right shoulder pain as occurring immediately after vaccination. Finally, Respondent questions the weight to be given affidavits filed by Petitioner in support of her claim of onset, noting in particular that Ms. Juno’s second and third affidavits were written over three years after her October 10, 2016 flu vaccination, “and petitioner did not explain why she did not provide any of that information to her treating doctor’s when she first sought treatment.” Opp. at 3. While I accept that the date of some contentions or witness statements can be relevant to the weight they should be given, I also note that such matters are a “two-way street.” Thus, as Petitioner aptly notes in her Reply brief, Respondent filed his Rule 4(c) report challenging the issue of onset on February 6, 2020 - a total of 640 days (21 months) after the Petition was filed. It was not obvious that onset would be challenged in this case, especially since Petitioner reported her shoulder injury less than 30 days after vaccination, and given that the parties did seek to settle the matter for some time. Weighing the evidence on the preponderance standard, I overall find that Petitioner has met her burden. One of the most significant pieces of evidence is the fact that Ms. Juno was seen by her primary care physician for her right shoulder pain just 23 days after she was administered the flu vaccine. There are also many references in the medical records (as listed above) that squarely place the onset of Ms. Juno’s shoulder pain in the 48-hour window. Despite Respondent’s seeming view that only evidence of onset in records prepared within the 48-hour period set by the Table is credible, the Act says otherwise. § 13(b)(2). Taken as a whole, I find the sworn testimony of Ms. Juno to be credible and in agreement with most of the contemporaneously created treatment records. 3 The entire statement by Dr. McPhilemy states that Ms. Juno “began to experience right shoulder pain symptoms following a flu shot she received on or about 10/10/2016. Symptoms have persisted over the past three months.” Ex. 5 at 6-7. 8 Case 1:18-vv-00643-UNJ Document 47 Filed 10/13/21 Page 9 of 9 Accordingly, I find the onset of Petitioner’s pain within 48 hours of vaccination. VI. Scheduling Order Given my finding of fact regarding the onset of Ms. Juno’s right shoulder pain, Respondent should evaluate and provide his current position regarding the merits of Petitioner’s case. Accordingly, Respondent shall file, by no later than Friday, October 15, 2021, an amended Rule 4(c) Report reflecting Respondent’s position in light of the above fact-finding. IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 9 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_18-vv-00643-1 Date issued/filed: 2021-11-24 Pages: 2 Docket text: PUBLIC ORDER/RULING (Originally filed: 10/15/2021) regarding 49 Ruling on Entitlement Signed by Chief Special Master Brian H. Corcoran. (sw) Service on parties made. -------------------------------------------------------------------------------- Case 1:18-vv-00643-UNJ Document 51 Filed 11/24/21 Page 1 of 2 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 18-0643V UNPUBLISHED DEBRA JUNO, Chief Special Master Corcoran Petitioner, Filed: October 15, 2021 v. Special Processing Unit (SPU); SECRETARY OF HEALTH AND Ruling on Entitlement; Concession; HUMAN SERVICES, Table Injury; Influenza (Flu) Vaccine; Shoulder Injury Related to Vaccine Respondent. Administration (SIRVA) Bridget Candace McCullough, Muller Brazil, LLP, Dresher, PA, for Petitioner. Debra A. Filteau Begley, U.S. Department of Justice, Washington, DC, for Respondent. RULING ON ENTITLEMENT1 On May 8, 2018, Debra Juno filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that following an influenza (“flu”) vaccination on October 10, 2016, she suffered from a Vaccine Table injury, namely shoulder injury related to vaccine administration (“SIRVA”). Petition at 1. Petitioner further alleges that her injuries lasted for more than six months. Petition at 1. The case was assigned to the Special Processing Unit of the Office of Special Masters. On October 15, 2021, Respondent filed his Rule 4(c) report in which he states that he does not contest that Petitioner is entitled to compensation in this case. Respondent’s Rule 4(c) Report at 1. Specifically, Respondent states that “while preserving his right to 1 Because this unpublished Ruling contains a reasoned explanation for the action in this case, I am required to post it on the United States Court of Federal Claims' website in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the Ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:18-vv-00643-UNJ Document 51 Filed 11/24/21 Page 2 of 2 appeal the Chief Special Master’s September 13, 2021 finding that the onset of petitioner’s right shoulder pain took place within 48 hours of her flu vaccination, respondent accepts this ruling as the law of the case for purposes of further proceedings before the Office of Special Masters.” Id. at 5. Respondent further states that based on the fact ruling and medical evidence submitted, he will not continue to defend the case on other grounds and requests that I issue a ruling on the existing record regarding Petitioner’s entitlement to compensation. Id. at 2, 6. In view of Respondent’s position and the evidence of record, I find that Petitioner is entitled to compensation. IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 2 ================================================================================ DOCUMENT 3: USCOURTS-cofc-1_18-vv-00643-2 Date issued/filed: 2022-12-02 Pages: 8 Docket text: PUBLIC DECISION (Originally filed: 11/02/2022) regarding 64 DECISION of Special Master ( Signed by Chief Special Master Brian H. Corcoran. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 1 of 8 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 18-0643V UNPUBLISHED DEBRA JUNO, Chief Special Master Corcoran Petitioner, Filed: November 2, 2022 v. Special Processing Unit (SPU); SECRETARY OF HEALTH AND Decision Awarding Damages; Pain HUMAN SERVICES, and Suffering; Influenza Vaccine; Shoulder Injury Related to Respondent. Vaccine Injury (SIRVA) Bridget Candace McCullough, Muller Brazil, LLP, Dresher, PA, for Petitioner. Debra A. Filteau Begley, U.S. Department of Justice, Washington, DC, for Respondent. DECISION AWARDING DAMAGES1 On May 7, 2018, Debra Juno filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleges that she suffered a shoulder injury related to vaccine administration (“SIRVA”) as a result of an influenza (“flu”) vaccine she received on October 10, 2016. Petition at 1. The case was assigned to the Special Processing Unit of the Office of Special Masters. After I issued my Ruling on Entitlement finding Petitioner entitled to compensation, the parties could not agree on the damages to be awarded, and therefore the matter was scheduled for a “Motions Day” proceeding. For the reasons discussed below, and after 1 Because this unpublished Decision contains a reasoned explanation for the action in this case, I am required to post it on the United States Court of Federal Claims' website in accordance with the E- Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the Decision will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 2 of 8 hearing argument from the parties, I find that Petitioner is entitled to compensation in the amount of $100,000.00 for her actual pain and suffering. (The parties have agreed that Petitioner is entitled to $815.00 in out-of-pocket expenses, and $4,585.00 in lost wages). I. Procedural History Initially, Respondent contested entitlement in this case, arguing that the onset of Petitioner’s shoulder pain had not begun within the 48-hour window for a Table SIRVA claim. ECF No. 38. On September 13, 2021, I issued a ruling finding in favor of Petitioner on that issue, and ordered Respondent to file an amended Rule 4(c) report based on my finding. Thereafter, Respondent stated that “while preserving his right to appeal the Chief Special Master’s September 13, 2021, finding that the onset of petitioner’s right shoulder pain took place within 48 hours of her flu vaccination, respondent accepts this ruling as the law of the case for purposes of further proceedings before the Office of Special Masters.” Respondent’s Rule 4(c) Report at 5. ECF No. 48. On October 15, 2021, I issued a ruling finding that Petitioner was entitled to compensation. ECF No. 49. The parties were unable to agree on an appropriate amount to award Ms. Juno for her pain and suffering, and agreed to brief the issue. ECF No. 54. On April 22, 2022, Petitioner filed her Brief in Support of Damages (“Mot.”), and Respondent filed a Response on June 16, 2022 (“Opp.”).3 ECF Nos. 57, 59. I heard arguments from both parties during a Motions’ Day Damages hearing held on October 28, 2022. II. Relevant Medical History A complete recitation of the facts can be found in the petition, the parties’ respective pre-hearing filings, in Respondent’s Rule 4(c) Reports, and in the Findings of Fact issued on September 13, 2021. In brief summary, Ms. Juno’s past medical history was significant for hypothyroidism, restless leg syndrome, gastric reflux, and a hiatal hernia. Petitioner’s Exhibit (“Ex.”) 2 at 2. There is no history of shoulder complaints noted. Ex. 2 at 22-24. Ms. Juno was 60 years old when she received a flu vaccine in her right shoulder on October 10, 2016, by a nurse at her primary care physician’s (“PCP”) office. Ex. 1 at 1; Ex. 7 at 8.4 In her affidavit, Ms. Juno recalled that “[i]mmediately following the influenza vaccination, I began to develop pain in my right shoulder.” Ex. 10 at 1, ¶2. She stated that 3 No Reply brief was filed. 4 Ms. Juno also received the Pneumovax 23 vaccine in her left deltoid during this visit, but this vaccine is not covered under the Vaccine Program. Id. 2 Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 3 of 8 the nurse administering the vaccination was standing, while Ms. Juno was seated. Ex. 11 at 1, ¶3. Ms. Juno also stated in her affidavit that she was advised by her PCP’s office to wait a week to see if her shoulder pain subsided. Id. at ¶ 6. When the pain did not subside, she contacted her PCP again and made an appointment for November 2, 2016. Id. at ¶7. On November 2, 2016, 23 days after vaccination, Ms. Juno presented to Dr. Elham Siddiqui at Penn Internal & Family Medicine of Bucks County complaining of “worsening arm pain since getting flu and pneumonia vaccines.” Ex. 2 at 36. Dr. Siddiqui diagnosed her with bilateral arm pain and myalgia. She was prescribed a steroid taper. Id. at 38. By December 14, 2016, Ms. Juno was still experiencing pain in her right shoulder. She returned to her PCP stating that she “still [had] difficulty raising her arm, can’t take shirt off”, “aching, can’t reach behind,” “very sore to touch.” Ms. Juno stated that she had tried steroid and anti-inflammatory medications to no avail. Ex. 2 at 32. On exam, she exhibited decreased range of motion of the right shoulder, tenderness, pain and decreased strength. Id. at 34. Dr. Siddiqui ordered an MRI. Id. On December 21, 2016, Ms. Juno underwent an MRI of her right shoulder which demonstrated a “full thickness supraspinatus tear, partial bursal sided infraspinatus tear, and moderate osteoarthritis of the acromioclavicular joint.” Ex. 2 at 64. On January 11, 2017, Ms. Juno was examined by orthopedic surgeon, Dr. John McPhilemy, who noted that Ms. Juno “began to experience right shoulder symptoms following a flu shot she received on or about 10/10/2016. Symptoms have persisted over the past three months…” Ex. 5 at 6-7. He recommended arthroscopic surgery to repair the tears, followed by a course of physical therapy. Id. at 7. On January 20, 2017, Ms. Juno underwent a right shoulder arthroscopic shoulder repair. Ex. 3 at 9. The postoperative diagnoses included: (1) rotator cuff tear, right shoulder, (2) degenerative glenoid labrum tear, and (3) early osteoarthritis, right glenohumeral joint. Id. Five days later, on January 25, 2017, Ms. Juno was examined by Dr. McPhilemy who noted that Ms. Juno’s incisions were healing and there were no signs of infection or deep vein thrombosis. Ex. 5 at 5. Ms. Juno had several post-operative appointments with Dr. McPhilemy on February 1, 8, and 27, 2017. See generally Ex. 3, 5. On March 8, 2017, Ms. Juno underwent an initial physical therapy evaluation at Hand & Orthopedic Physical Therapy Associates. She was prescribed a course of therapy two (2) to three (3) times per week for four (4) weeks. Ex. 4. 3 Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 4 of 8 On March 27, 2017, nine weeks after surgery, Dr. McPhilemy noted that Ms. Juno’s pain was “slowly improving” although she was not yet pain free. Ex. 3 at 3. He recommended that Ms. Juno work with a physical therapist to improve her range of motion and to prevent adhesive capsulitis. Id. By April 17, 2017, Dr. McPhilemy noted that Ms. Juno’s range of motion “is improved to about 90% of normal, pain is improved and strength is about 85% of normal.” Ex. 3 at 2. Dr. McPhilemy recommended that Ms. Juno continue with physical therapy for another two weeks. Id. At her May 3, 2017 appointment with Dr. McPhilemy, Ms. Juno’s right shoulder had improved but she was not pain free. Ex. 3 at 1. Ms. Juno attended post-surgical physical therapy from March 27, 2017, to May 31, 2017. See generally Exs. 3, 4. She was discharged from physical therapy on May 31, 2017, to a home exercise program. Ex. 3 at 5. III. The Parties’ Arguments a. Petitioner Ms. Juno seeks an award of $110,000.00 as compensation for her pain and suffering. Mot. at 1. She notes that she reported her pain to a medical provider just 23 days after vaccination. Id. at 8. After her pain failed to improve and an MRI showed a full thickness supraspinatus tear and a partial bursal sided surface tear, Petitioner underwent arthroscopic surgery. Id. Petitioner attended a total of 19 post-operative physical therapy (“PT”) sessions and seven follow-up appointments with her orthopedist. Id. She also underwent seven and a half months of active treatment after vaccination, and still complains of intermittent aching pain and she continues to have difficulty lifting heavy items. Id. During the hearing and in her brief, Petitioner discussed several prior SIRVA cases5 that all involved injured claimants with mild to moderate shoulder injuries which required surgical intervention, and all had similar physical therapy sessions. Thus, Petitioner argued that an award of $110,000.00 was reasonable and appropriate given that her circumstances were comparable. Mot. at 5-9. 5 The cases cited by Petitioner are Cates v. Sec’y of Health & Human Servs., No. 18-277, 2020 WL 3751072 (Fed. Cl. Spec. Mstr. June 5, 2020), Slugo v. Sec’y of Health & Human Servs., No. 19-635V, 2022 WL 627782 (Fed. Cl. Spec. Mstr. Jan. 31, 2022); Knudson v. Sec’y of Health & Human Servs., No. 17-1004V, 2018 WL 6293381 (Fed. Cl. Spec. Mstr. Nov. 7, 2018); Wilt v. Sec’y of Health & Human Servs., No. 18- 446V, 2020 WL 1490757 (Fed. Cl. Spec. Mstr. Feb. 24, 2020). 4 Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 5 of 8 b. Respondent Respondent maintains that a slightly lower pain and suffering award of $80,000.00 is appropriate given the overall nature of Ms. Juno’s injury. Opp. at 15. Respondent argued that while this case involves surgical intervention, the records document a very short period of overall treatment, little treatment in the first two months after vaccination, and no steroid injections or PT prior to surgery. Id. Respondent notes that SPU petitioners have been awarded less than $100,000.00, in a number of SIRVA cases involving surgery. For example, in Shelton v. Sec’y of Health & Human Servs., No. 19-279V, 2021 WL 2550093 (Fed. Cl. Spec. Mstr. May 21, 2021), the relevant petitioner sought “consistent” care both before and after surgery that included three steroid injections, significant PT both before and after shoulder surgery, and fluctuating levels of pain. Opp. at 16. While the Shelton petitioner delayed seeking treatment for nearly five months after vaccination, that petitioner’s overall course was lengthier than here, justifying a lower award in this case. Id. At the hearing and in her brief, Respondent also attempted to distinguish the cases cited by Petitioner, maintaining that the petitioners in each of those cases sought much more pre-surgery care and had longer courses of overall treatment. Id. at 16-17. Accordingly, Ms. Juno’s award should be significantly lower than the SIRVA cases cited by Petitioner. Id. at 18-20. IV. Legal Standard Compensation awarded pursuant to the Vaccine Act shall include an award “[f]or actual and projected pain and suffering and emotional distress from the vaccine-related injury, an award not to exceed $250,000.” Section 15(a)(4). Additionally, a petitioner may recover “actual unreimbursable expenses incurred before the date of judgment award such expenses which (i) resulted from the vaccine-related injury for which petitioner seeks compensation, (ii) were incurred by or on behalf of the person who suffered such injury, and (iii) were for diagnosis, medical or other remedial care, rehabilitation . . . determined to be reasonably necessary.” Section 15(a)(1)(B). Petitioner bears the burden of proof with respect to each element of compensation requested. Brewer v. Sec’y of Health & Human Servs., No. 93-0092V, 1996 WL 147722, at *22-23 (Fed. Cl. Spec. Mstr. Mar. 18, 1996). There is no precise formula for assigning a monetary value to a person’s pain and suffering and emotional distress. I.D. v. Sec’y of Health & Human Servs., No. 04-1593V, 2013 WL 2448125, at *9 (Fed. Cl. Spec. Mstr. May 14, 2013) (“Awards for emotional 5 Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 6 of 8 distress are inherently subjective and cannot be determined by using a mathematical formula”); Stansfield v. Sec’y of Health & Human Servs., No. 93-0172V, 1996 WL 300594, at *3 (Fed. Cl. Spec. Mstr. May 22, 1996) (“the assessment of pain and suffering is inherently a subjective evaluation”). Factors to be considered when determining an award for pain and suffering include: 1) awareness of the injury; 2) severity of the injury; and 3) duration of the suffering. I.D., 2013 WL 2448125, at *9 (quoting McAllister v. Sec’y of Health & Human Servs., No 91-1037V, 1993 WL 777030, at *3 (Fed. Cl. Spec. Mstr. Mar. 26, 1993), vacated and remanded on other grounds, 70 F.3d 1240 (Fed. Cir. 1995)). A special master may also look to prior pain and suffering awards to aid in the resolution of the appropriate amount of compensation for pain and suffering in each case. See, e.g., Doe 34 v. Sec’y of Health & Human Servs., 87 Fed. Cl. 758, 768 (2009) (finding that “there is nothing improper in the chief special master’s decision to refer to damages for pain and suffering awarded in other cases as an aid in determining the proper amount of damages in this case.”). And, of course, a special master may rely on his or her own experience adjudicating similar claims. Hodges v. Sec’y of Health & Human Servs., 9 F.3d 958, 961 (Fed. Cir. 1993) (noting that Congress contemplated the special masters would use their accumulated expertise in the field of vaccine injuries to judge the merits of individual claims). Importantly, however, it must also be stressed that pain and suffering is not determined based on a continuum. See Graves v. Sec’y of Health & Human Servs., 109 Fed. Cl. 579 (2013). V. Appropriate Compensation in this SIRVA Case a. Awareness of Suffering Neither party disputes that that Ms. Juno had full awareness of her suffering, and I find that fact is supported by the record evidence. b. Severity and Duration of Pain and Suffering With respect to the severity and duration of the injury, Ms. Juno’s medical records and affidavits provide a description of the pain she experienced throughout the duration of her injury. As noted, Ms. Juno was seen by her PCP quickly, just 23 days after vaccination, where she reported worsening pain in her right shoulder since receiving her flu vaccination. Ex. 2 at 36. She was prescribed two courses of steroid treatment, but she continued to complain of shoulder pain for more than two months after vaccination. Ex. 2 at 32. An MRI revealed several tears in her right deltoid, including a full thickness supraspinatus tear and partial bursal infraspinatus tear, as well as mild atrophy, tendinopathy and moderate arthritis of the acromioclavicular joint. Ex. 2 at 64-65. She was referred to an orthopedist, who after conducting a physical examination and 6 Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 7 of 8 reviewing the recent MRI, suggested several treatment options, including surgery. Ex. 5 at 6-8. Petitioner elected surgery to repair the tears shown on the MRI. Ex. 9 at 13-14. After surgery, she reported constant pain ranging from a 4/10 to 10/10. Ex. 3 at 18. She attended 19 post-operative physical therapy sessions, and approximately 5 months after surgery, showed significant improvement. Ex. 4 at 3-6. I note that Ms. Juno stopped seeking treatment for her SIRVA within seven months of vaccination, and there is no information in her affidavits specifically describing the pain and suffering she endured as a result of her injury. Although both parties cited to prior SIRVA cases in support of their proposed awards that were reasonably comparable, I believe this case is most similar to Cates v. Sec’y of Health & Human Servs., No. 18-0277, 2020 WL 0751072 (Fed. Cl. Spec. Mstr. June 5, 2020) (awarding $108,000.00) cited by Petitioner. The Cates petitioner had a course of treatment very similar to Ms. Juno’s – treatment by her PCP, one MRI, 19 total physical therapy sessions, and a cessation of treatment approximately eight months after vaccination. Id. at 1-4. The only material differences between that treatment course and Ms. Juno’s were that Ms. Cates received a steroid injection and attended nine occupational therapy sessions prior to surgery and 10 post surgery. Overall, Ms. Juno had a very similar injury course, but I will award a slightly lesser amount than what the Cates petitioner received, to account for Ms. Juno’s shorter overall treatment course and the lesser amount of treatment she received prior to surgery. I also found the Shelton case cited by Respondent to be a good comparable, demonstrating that a six-figure award is not always warranted in SIRVA cases involving surgery. At the same time, however, Shelton involved some particularly egregious factors not evident here, like a lengthy delay in seeking initial post-vaccination treatment. In cases where there is an obvious delay between the time an individual receives a vaccination and when the individual seeks care for the related injury, the injury is likely to be less severe. This is especially the case when the individual is seen during intervening unrelated medical visits and could have reported the injury or symptoms during those visits. These types of delays are factored into an award for damages. Overall, Ms. Juno’s SIRVA was on the moderate side, but she did undergo surgical intervention. Her overall treatment course was not very long, approximately six to eight months, but Respondent’s proposed award is still too low. However, Ms. Juno’s treatment, especially pre-surgery, was not extensive and her overall recovery was quick. Thus, some discount in the award proposed by Petitioner is warranted. Under such circumstances and considering the arguments presented by both parties at the hearing, a review of the cited cases, and based on the record as a whole, I 7 Case 1:18-vv-00643-UNJ Document 67 Filed 12/02/22 Page 8 of 8 find that $100,000.00 in compensation for past pain and suffering is reasonable and appropriate in this case. c. Other Expenses As noted, the parties agree that Petitioner has established the amounts sought for out-of-pocket medical expenses ($815.00), and for lost wages ($4,585.00), for a total of $5,400.00. Opp. at 2. VI. CONCLUSION In light of all of the above, the I award Petitioner the lump sum payment of $105,400.000 (consisting of $100,000.00 for her actual pain and suffering, $815.00 for out-of-pocket medical expenses, and $4,585.00 in lost wages) in the form of a check payable to Petitioner Debra Juno. This amount represents compensation for all damages that would be available under Section 15(a) of the Vaccine Act. Id. The Clerk of the Court is directed to enter judgment in accordance with this Decision.6 IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 6 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint filing of notice renouncing the right to seek review. 8