VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_17-vv-01906 Package ID: USCOURTS-cofc-1_17-vv-01906 Petitioner: Jeanne Rafferty Filed: 2017-12-08 Decided: 2020-06-29 Vaccine: influenza Vaccination date: 2016-10-17 Condition: Shoulder Injury Related to Vaccine Administration (SIRVA) Outcome: compensated Award amount USD: 131654 AI-assisted case summary: Jeanne Rafferty filed a petition alleging she suffered a Shoulder Injury Related to Vaccine Administration (SIRVA) caused by an influenza vaccine she received on October 17, 2016. The court found that the vaccine was administered in her right arm and that her pain began within 48 hours of vaccination, establishing it as a Table injury. After settlement discussions, the case proceeded to a damages award. The court awarded Ms. Rafferty $127,500.00 for past pain and suffering and $4,154.04 for past unreimbursed expenses, totaling $131,654.04. Compensation for future pain and suffering was denied as the petitioner's condition had significantly improved post-surgery and her residual symptoms were deemed minimal and not indicative of future complications or ongoing significant pain. The court noted her prior history of back and hip pain but found no ongoing symptoms related to those conditions during the SIRVA treatment period. Her recovery was deemed good, with most symptoms resolving within eight months post-vaccination and significant improvement noted by May 2017, approximately three months after her March 2017 surgery. Theory of causation field: Table Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_17-vv-01906-0 Date issued/filed: 2018-12-12 Pages: 14 Docket text: PUBLIC ORDER/RULING (Originally filed: 10/11/2018) regarding 15 Order Findings of Fact & Conclusions of Law,, ( Signed by Chief Special Master Nora Beth Dorsey. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 1 of 14 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 17-1906V Filed: October 11, 2018 UNPUBLISHED JEANNE RAFFERTY, Special Processing Unit (SPU); Petitioner, Findings of Fact Regarding Site of v. Vaccination and Onset of Pain; Denial of Motion to Dismiss; SECRETARY OF HEALTH AND Influenza (Flu) Vaccine; Shoulder HUMAN SERVICES, Injury Related to Vaccine Administration (SIRVA) Respondent. Leah VaSahnja Durant, Law Offices of Leah V. Durant, PLLC, Washington, DC, for petitioner. Linda Sara Renzi, U.S. Department of Justice, Washington, DC, for respondent. ORDER AND FACT RULING1 Dorsey, Chief Special Master: On December 8, 2017, petitioner filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.,2 (the “Vaccine Act”). Petitioner alleges that she suffered a Shoulder Injury Related to Vaccine Administration (“SIRVA”) caused in fact by the influenza vaccination she received on October 17, 2016. Petition at 1, ¶¶ 1, 4 (ECF No. 1). The case was assigned to the Special Processing Unit of the Office of Special Masters. 1 The undersigned intends to post this order and ruling on the United States Court of Federal Claims' website. This means the order and ruling will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, the undersigned agrees that the identified material fits within this definition, the undersigned will redact such material from public access. Because this unpublished order and ruling contains a reasoned explanation for the action in this case, undersigned is required to post it on the United States Court of Federal Claims' website in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 2 of 14 On April 9, 2018, respondent filed a motion to dismiss petitioner’s case, arguing that petitioner has failed to establish she is entitled to compensation because the evidence shows she received the vaccination alleged as causal in her left, rather than right, arm. Respondent’s Motion to Dismiss (“Res. Motion”) at 1. For the reasons described below, the undersigned finds there is preponderant evidence sufficient to establish petitioner received the vaccination in her right injured arm and denies respondent’s motion to dismiss. Additionally, the undersigned finds there is preponderant evidence to establish the onset of petitioner’s pain occurred within 48 hours of vaccination. I. Procedural History Shortly after filing her petition, petitioner filed her medical records and affidavit. See Exhibits 1-9, filed Dec. 21, 2017 (ECF No. 7); Statement of Completion, filed Dec. 21, 2017 (ECF No. 8). The initial status conference was scheduled for January 24, 2018. The morning of the status conference, petitioner filed documentation regarding the past revisions to her vaccination record and her requests to have the record further edited. See Exhibit 10 (ECF No. 10). Following the status conference, respondent was ordered to file a status report indicating his tentative position regarding the merits of petitioner’s case. See Order, issued Feb. 7, 2018 (ECF No. 11). Instead, respondent filed a motion to dismiss petitioner’s case, arguing petitioner has failed to provide sufficient evidence to establish she received the vaccination alleged as causal in her right injured arm. (ECF No. 12). Petitioner filed a response on April 19, 2018, addressing respondent’s arguments and asserting petitioner has provided sufficient evidence to establish she is entitled to compensation. (ECF No. 13). She “urge[d] the [undersigned] to issue a decision finding that petitioner received the vaccination in her right arm, and is therefore entitled to vaccine compensation based on [her] review of the record as a whole.” Id. at 10.3 No reply was filed by respondent. Respondent’s motion to dismiss is now ripe for adjudication. II. Factual History A. Medical Records The medical records from petitioner’s primary care provider (“PCP”), Dr. Wah at Carroll Health Group, show that petitioner underwent several surgeries after falling on ice in 2006. See Exhibit 2 at 18 (summary from visit on Aug. 19, 2014). Petitioner continued to suffer chronic back and hip pain and weakness in her lower extremities.4 3 The undersigned will treat petitioner’s request as a motion for a ruling on the record but declines to rule on entitlement at this time. 4 Petitioner was assessed with chronic back pain and leg weakness on August 19, 2014. Exhibit 2 at 19. The record of that visit provides a history of petitioner’s surgeries in 2006 and 2008 and complication 2 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 3 of 14 However, there is no mention of arm or shoulder pain in the medical records from prior to vaccination. Petitioner’s PCP records also show that she received influenza vaccinations on September 24, 2014, November 2, 2015, and October 17, 2016. See Exhibit 2 at 14, 8, 5 (in order of the date of administration). The record for the first vaccination, on September 24, 2014, does not indicate the arm in which the vaccination was administered. Id. at 14. The records for the vaccinations in 2015 and 2016 both indicate petitioner received the vaccinations in her left deltoid. Id. at 5, 8. However, the record for the later vaccination,5 which is alleged to have caused petitioner’s SIRVA, indicates the site of vaccination was initially identified as petitioner’s left vastus lateralis (thigh)6 and was edited to change the site of administration to petitioner’s left deltoid. See Exhibit 2 at 5. A snapshot of this record is as follows: during a procedure in 2010. Id. at 18. On September 24, 2014, petitioner complained of left hip pain. Id. at 15. Her continued back pain was also mentioned in that record. Id. An x-ray of petitioner’s left hip, the results of which were normal, was performed on October 6, 2014. Id. at 30. On November 20, 2015, it was noted that petitioner had slightly less strength in her lower right extremities. Id. at 11. Her back pain was evaluated on June 22, 2016, and petitioner was instructed to continue her current pain medication. Id. at 6-7. 5 In addition to the record contained in the medical records from petitioner’s PCP (Exhibit 2 at 5), the vaccination record was also filed as Exhibit 1. When citing this record, the undersigned will refer to the copy filed as part of the medical records from petitioner’s PCP, Exhibit 2 at 5. 6 Vastus lateralis is the largest muscle in the quadriceps group, located on the side of the thigh. https://www.healthline.com/human-body-maps/vastus-lateralis-muscle (last visited on Aug. 31, 2018). 3 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 4 of 14 Id. (record of influenza vaccination administered on October 17, 2016). It is not clear whether this revision (from left thigh to left deltoid) was made the day of vaccination, October 17, 2016, or later on December 20, 2016. The record indicates it was signed by the person who administered the vaccine, Shannon Gugliotta, on October 17, 2016, revised by Dr. Mendoza that same day, and revised at two different times by Ms. Gugliotta on December 20, 2016. Exhibit 2 at 5. In contrast, the records of vaccination from 2014 and 2015 indicate, on the date of vaccination, they were signed by the person administering the vaccination and co-signed by petitioner’s PCP, Dr. Wah. Id. at 8, 14. A snapshot of this portion of the influenza vaccination administered on September 24, 2014 is as follows: Id. at 14. On December 1, 2016, petitioner returned to her PCP, complaining of right arm pain. Seen at this visit by Dr. Hirpara, D.O.,7 she reported pain which had been “present since she received her Flu vaccine 5 weeks ago.” Exhibit 2 at 3. Petitioner identified the injection site which Dr. Hirpara noted was “tender to touch.” Id. Describing her pain as extending to her elbow, petitioner reported that lifting her arm was “very painful.” Id. While examining petitioner, Dr. Hirpara observed minimal swelling, erythema,8 and tenderness. Exhibit 2 at 4. He ordered an MRI and indicated that, depending on the results of the MRI, he would refer petitioner to an orthopedist. Id. MRIs of petitioner’s right humerus and shoulder were performed on December 6, 2016. Exhibit 4 at 1-2. The MRI of her right shoulder showed “[b]ursal sided, partial tearing of the distal supraspinatus tendon with a background of mild tendinosis,” “[m]ild tendinosis of the distal infraspinatus tendon,” and mild osteoarthritis in the acromioclavicular (AC) and glenohumeral joints. Id. at 2. 7 D.O. stands for Doctorate of Osteopathic Medicine. Unless a particular degree is specified the first time an individual is referenced, it is assumed any individual with the title of “Dr.” has earned a Doctor of Medicine (M.D.). Doctors who have earned a D.O. may have received different training but have similar privileges and responsibilities as doctors with an M.D. 8 Erythema is “redness of the skin produced by congestion of the capillaries.” DORLAND’S ILLUSTRATED MEDICAL DICTIONARY (“DORLAND’S”) at 643 (32nd ed. 2012). 4 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 5 of 14 On December 14, 2016, petitioner saw an orthopedist at the Carroll Health Group, Dr. Rollo. Exhibit 69 at 5-7. At that visit, she reported two months of right shoulder/arm pain with onset after receiving the influenza vaccination. Id. at 5. Describing her pain as worse when attempting to lift objects, petitioner denied any numbness or tingling. Id. Dr. Rollo reported that he observed “no swelling, deformity, or atrophy," tenderness at her biceps tendon upon palpitation, and an active range of motion (“ROM”) but with pain. Id. at 6. Noting bursal sided partial tearing of the supraspinatus10 and arthritic changes, Dr. Rollo described the changes as “degenerative in nature changes and not related to the injection.” Id. at 6-7. He prescribed medication to include a prednisone taper and physical therapy (“PT”) to begin a few days later. Id. at 7. Petitioner began formal PT at Wellspan Rehabilitation on December 28, 2016. See Exhibit 7 at 71-72 (intake form).11 Petitioner followed up with Dr. Rollo on January 11, 2017, again describing right shoulder pain which began after she received the influenza vaccination in her right shoulder. Exhibit 6 at 2. Petitioner reported that her pain improved by 50% while on steroids but returned when the medication was completed. Dr. Rollo observed that petitioner’s ROM was further limited, to 80 degrees. Acknowledging that he “initially did not believe the needles were long enough to cause any mechanical damage to the underlying RTC [(rotator cuff)],” Dr. Rollo indicated that, after further research, he could not “confirm or deny the injection as a cause of [petitioner’s] discomfort.” Id. Having become aware of studies showing infiltration of the bursa is possible in thin women, Dr. Rollo admitted he was “uncertain of the potential side effects of the vaccine itself.” Id. He prescribed a daily dose of prednisone and continued PT. Id. at 3. Instructing petitioner to return in one month for a re-evaluation, he added that a steroid injection should be considered if petitioner continued to experience pain. Id. On February 7, 2017, petitioner sought a second opinion from Dr. Bischoff at Wellspan Hanover Orthopaedics. See Exhibit 7 at 56 (discharge record from PT indicating petitioner’s visit to Dr. Bischoff was for a second opinion). At the initial visit to Dr. Bischoff, petitioner provided a detailed history. See Exhibit 3 at 10. She again described significant right shoulder pain, extending to her elbow, and beginning after she received the influenza vaccination on October 17, 2016. Indicating that “the injection was given high, . . . [petitioner] point[ed] to the region just underneath her 9 These records show that, in 2014, petitioner was treated by another orthopedist at the Carroll Health Group, Dr. Blue, for pain in her left thigh. See Exhibit 6 at 8-14. 10 Dr. Rollo did not specify whether he was referring to the supraspinatus tendon or muscle. Given the results of the MRI, showing partial tearing of the tendon, it can be inferred that Dr. Rollo was referring to the supraspinatus tendon. See Exhibit 4 at 2 (results of MRI). 11 On her intake form, petitioner listed “flu shot administration” as the cause of her injury and dated the injury as occurring on October 17, 2016. See Exhibit 7 at 71. Petitioner included information about her earlier neck and back injury on the intake form. Id. 5 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 6 of 14 acromion laterally” which she stated occasionally felt swollen. Id. Although that area of her right shoulder “ached significantly for the next 2 weeks” following vaccination, petitioner recounted that she did not seek medical care earlier due to the death of a friend. Id. Dr. Biscoff reported, “[o]n examination of [petitioner’s] right shoulder, once again, she points just inferior to the lateral ledge of the acromion as to where the injection was given.” Exhibit 3 at 10. While indicating he could not “appreciate any significant swelling about the shoulder, [and] [t]here is no erthythema or warmth,” Dr. Bischoff did observe “mild tenderness to the palpitation about the shoulder girth itself,” adding that it was non-specific. Id. He also reviewed the MRI of petitioner’s right shoulder, noting that her “rotator cuff tendons appear to be intact, [t]here may be some evidence of a tendinopathy, . . . “mild effusion within the soft tissues, . .. . [and] some subacromial spurring and AC joint arthritis.” Id. He opined that the cause of petitioner’s right shoulder pain was the influenza vaccination she received, adding that, although rare, SIRVA is “described in the literature.” Id. He discussed options such as a steroid injection or arthroscopic surgery, prescribed an additional tapering dose of prednisone, and instructed petitioner to stop PT. Id.; see also Exhibit 7 at 56 (describing petitioner’s discharge from PT upon the recommendation of Dr. Bischoff, after attending eight sessions). On March 1, 2017, petitioner visited Dr. Bischoff for a pre-operative physical, having “elected to proceed with the right shoulder arthroscopy.” Exhibit 3 at 8. In the record from that visit, it is noted that petitioner “once again describe[d] the pain as being instantaneous at the time of the injection and it has not improved with time.” Id. Dr. Bischoff described the planned surgery as “arthroscopic irrigation and debridement of the subacromial space,” possibly including an acromioplasty.12 Exhibit 3 at 8. Arthroscopic surgery on petitioner’s right shoulder was performed by Dr. Bischoff on March 15, 2017. Exhibit 3 at 13-14; see also Exhibit 5 (records from Hanover Hospital where the surgery was performed). According to Dr. Bischoff’s records, general anesthesia was administered. Exhibit 3 at 13. Dr. Bischoff then created several portals but elected not to enter the joint itself to avoid introducing any irritants. He observed the bursa to be enlarged13 and hyperemic.14 Exhibit 3 at 13. Performing a bursectomy, Dr. Bischoff used a shaver to debride the bursa, undersurface of the 12 Acromioplasty is the “surgical removal of an anterior spur of the acromion to relieve mechanical compression of the rotator cuff during movement of the glenohumeral joint.” DORLAND’S at 20. 13 Dr. Bischoff noted that petitioner had “an abundant amount of hypertrophic bursa.” Exhibit 3 at 13. Hypertrophic is the adjective form of hypertrophy, “the enlargement or overgrowth of an organ or part due to an increase in size of its constituent cells.” DORLAND’S at 898. 14 Hyperemic is the adjectival form of hyperemia, “an increase of blood in a part.” DORLAND’S at 888. 6 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 7 of 14 acromion, and coracoacromial ligament. Id. at 13-14. An acromioplasty was not performed, but Dr. Bischoff debrided further in the subdeltoid interval. Id. at 14. He observed no evidence of a rotator cuff tear. Id. Petitioner returned to Wellspan Rehabilitation for her post-surgery PT on March 17, 2017. See Exhibit 7 at 50-51 (plan of care from Dr. Bischoff), 52-53 (initial evaluation by physical therapist). She had post-surgical visits with Dr. Bischoff on March 21, 24, April 25, June 6, and August 21, 2017. Exhibit 3 at 2-7, 16-17. At all visits, petitioner was described as healing well, still experiencing some post-surgical pain, and participating in PT. Id. Throughout the medical records from Dr. Bischoff and Wellspan Rehabilitation, petitioner’s injured arm/shoulder is identified as her right arm/shoulder. Petitioner was discharged from PT on May 30, 2017, having participated in 21 sessions. Exhibit 7 at 21. At her last visit, on August 21, 2017, Dr. Bischoff noted that petitioner was improving and “making good progress.” Exhibit 3 at 17. He instructed her to continue her home exercise program and to return “on an as needed basis.” Id. On September 20, 2017, petitioner visited Wellspan Family Medicine to establish new patient care. See Exhibit 8 at 2. Her recent shoulder surgery was included in petitioner’s history, but no ongoing symptoms were noted. Id. at 2-5. B. Petitioner’s Affidavit and Other Documents In her affidavit, which was signed and notarized on December 15, 2017, petitioner addresses the onset of her injury, the difficulties it has caused her, and her attempts to amend the vaccination record to reflect vaccine administration in her right, rather than left, arm. See Exhibit 9. She provided documents which describe her efforts to amend the vaccination record and the responses she received. See Exhibit 10. Regarding onset, petitioner alleges that she “immediately experienced severe pain in [her] shoulder which was different than any other vaccine [she] had previously received.” Exhibit 9 at ¶ 1. Indicating she had her three-year-old son with her, petitioner maintains she did not say anything about her pain because she did not want to frighten her son and “assumed it would feel fine in a short time.” Id. Petitioner reports being unable to open the car door with her right arm after leaving the clinic. Petitioner indicates, rather than subsiding, her “shoulder and arm pain worsened to the point that [she] could no longer lift a cup of tea to my mouth with my right hand.” Id. Petitioner describes the effects of her right shoulder injury over the subsequent year. See Exhibit 9 at ¶¶ 2-4, 6. A mother of twin three-year-old sons, one of whom has autism, petitioner contends she was unable to care for her sons or herself and was forced to rely on her husband, mother, sister-in-law, and neighbor for help. Id. at ¶¶ 2-4. 7 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 8 of 14 Petitioner describes difficulty brushing her teeth, dressing, and washing her hair. Id. at ¶ 4. In addition to the physical difficulties she experienced, petitioner claims she and her family suffered emotionally. Id. She credits the second orthopedist she saw, Dr. Bischoff, for “the improvement and relief [she has experienced] thus far.” Id. at ¶ 6. In her affidavit, petitioner claims her ordeal has been complicated by “the fact that [her] vaccine record is not correct.” Exhibit 9 at ¶ 5. She indicates she was not aware the record originally indicated she received the vaccination in her left thigh. Further, she did not know that the record was revised to reflect administration in her left deltoid until January 2017, after she contacted her PCP, in early December 2016, regarding her shoulder injury. She indicates she requested the record be further revised to indicate administration was in her right deltoid and “was told nothing could be done.” Id. In early April 2017, petitioner received a letter from Sandra Haines, the H.I.M. Coordinator at Carroll Health Group, with a form petitioner could submit to request her record be amended. Exhibit 9 at ¶ 5; see Exhibit 10 at 2 (copy of the letter dated March 30, 2017), at 3 (copy of partially completed form). Petitioner indicates she returned the completed form in May 2017, after her shoulder surgery. Exhibit 9 at ¶ 5. It appears the form was marked as denied on July 3, 2017, and returned to petitioner, along with a second letter from Sandra Haines. See Exhibit 10 at 5 (copy of letter), at 10 (copy of completed form, signed by petitioner on May 29, 2017, with July 3, 2017 denial). In the letter, also dated July 3, 2017, Ms. Haines informed petitioner that her request had been denied but that she could submit a rebuttal in a “statement of disagreement” which would be included in her medical records and released, along with the medical records, in response to any request authorized by petitioner. Exhibit 10 at 5. Petitioner has provided an unsigned copy of her statement, dated August 14, 2017. See Exhibit 10 at 6-8. In the statement, she notes that her vaccination record was revised twice in December 2017, and describes her attempts to amend the record to reflect what she alleges is the correct information regarding the site of vaccination. Id. at 6. She provides further information regarding the vaccination, recounting that her vaccination “was given extremely high in [her] right shoulder" (id. at 7) and was administered close enough to a red mole she has on her right arm/shoulder that the mole was covered by the bandage placed over the injection site (id. at 7-8). In a letter dated November 15, 2017, Ms. Haines acknowledged petitioner’s statement had been received and that it, as well as the other written documents pertaining to petitioner’s request, would be included in any subsequent authorized release of her medical records. Exhibit 10 at 9. 8 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 9 of 14 III. Party Contentions In his motion to dismiss, respondent argues that “[b]ecause the current record is insufficient to establish that petitioner received a vaccination in her right arm, petitioner cannot meet her burden to establish SIRVA injury under the Vaccine Act.” Res. Motion at 3. Respondent bases his argument on the vaccination record and conclusion of the administrator that this record was accurate. Id. at 1 (citing the vaccination record, Exhibit 1), 3 (citing language in the denial of petitioner’s request for correction, Exhibit 10 at 10). Respondent dismisses the information contained in contemporaneously created medical records as “based solely on the histories provided by petitioner.” Id. at 3. He also dismisses the information in petitioner’s affidavit and documentation regarding her attempts to change the site of vaccination. “Petitioner asserts that the overwhelming evidence in the record is that she received the October 17, 2016 flu vaccination in her right arm.” Petitioner’s Response to Res. Motion (“Pet. Response”), filed Apr. 19, 2018, at 2 (ECF No. 13). Arguing that “[t]he medical records are replete with references that petitioner’s shoulder pain was associated with the flu vaccination she received in her right arm on October 17, 2016,” petitioner maintains that “[t]he single record relied upon by respondent is clearly in error and stands in sharp contrast with the vast majority of other medical records in this case.” Id. Petitioner counters respondent’s criticism of the information contained in histories provided by petitioner by asserting that, like other information in contemporaneously created medical records, these histories are entitled to greater weight. Pet. Response at 6. She argues that by questioning these histories, respondent is assuming that petitioner was either mistaken or dishonest when she provided them. Id. at 7-8. Moreover, petitioner notes that some information comes not from medical histories but from physical examinations performed by petitioner’s treating physicians. Id. Stressing that special masters are not bound by any particular medical record in vaccine cases, petitioner argues that the vaccination record, already edited on at least one occasion, is not reliable and should be given little weight. Id. at 9-10 (citing § 13(b)). Petitioner maintains that, once the question of the site of administration is resolved, “this is a straightforward Table case.” Pet. Response at 1. She asks that the undersigned deny respondent’s motion and urges her “to issue a decision finding that petitioner received the vaccination in her right arm, and is therefore entitled to vaccine compensation based on the [undersigned’s] review of the record as a whole.” Id. at 10. 9 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 10 of 14 IV. Findings of Fact A. Legal Standard A petitioner must prove, by a preponderance of the evidence, the factual circumstances surrounding her claim. § 13(a)(1)(A). Under that standard, the existence of a fact must be shown to be “more probable than its nonexistence.” In re Winship, 397 U.S. 358, 371 (1970) (Harlan, J., concurring). To resolve factual issues, the special master must weigh the evidence presented, which may include contemporaneous medical records and testimony. See Burns v. Sec'y of Health & Human Servs., 3 F.3d 415, 417 (Fed.Cir.1993) (explaining that a special master must decide what weight to give evidence including oral testimony and contemporaneous medical records). As the Federal Circuit has noted, it is appropriate for a special master to give greater weight to evidence contained in medical records created closer in time to the vaccination, even if the information is provided as part of a medical history. Cucuras v. Sec’y of Health & Human Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993) (medical records are generally trustworthy evidence). The Circuit Court explained that Medical records, in general, warrant consideration as trustworthy evidence. The records contain information supplied to or by health professionals to facilitate diagnosis and treatment of medical conditions. With proper treatment hanging in the balance, accuracy has an extra premium. These records are also generally contemporaneous to the medical events. Id. Additionally, when determining the impact of the evidence presented, the special master should consider factors such as the reliability and consistency of the evidence. Burns, 3 F.3d at 416. “Written records which are, themselves, inconsistent, should be accorded less deference than those which are internally consistent. If a record was prepared by a disinterested person who later acknowledged that the entry was incorrect in some respect, the later correction must be taken into account.” Murphy v. Sec’y of Health & Human Servs., No. 90-882V, 1991 WL 74931, at *4 (Fed. Cl. Spec. Mstr. Apr. 25, 1991), aff'd, 23 Cl. Ct. 726 (1991), aff'd per curium, 968 F.2d 1226 (Fed.Cir.1992). B. Site of Vaccination There is consistent evidence throughout the medical records sufficient to establish petitioner received the influenza vaccination in her right arm. When seeking treatment for her right arm/shoulder pain, petitioner regularly attributed her condition to the influenza vaccination she received in her injured right arm. Not once does petitioner indicate that she received the vaccination in her left arm. 10 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 11 of 14 On December 1, 2016, petitioner was examined by Dr. Hirpara, a physician in the same practice as her PCP, Dr. Wahl, at the Carroll Health Group. At that visit, petitioner identified the injection site to be the proximal deltoid region of her right arm. See Exhibit 2 at 3. Dr. Hirpara ordered an MRI and referred petitioner to an orthopedist at the Carroll Health Group, Dr. Rollo. The MRI of petitioner’s right shoulder was performed on December 6, 2016. Petitioner saw Dr. Rollo on December 14, 2016 and January 11, 2017. At the December 14, 2016 visit, petitioner again linked her right shoulder pain to the influenza vaccination she received. See Exhibit 6 at 5. Dr. Rollo prescribed PT for petitioner’s right shoulder, which petitioner began at Wellspan Rehabilitation on December 28, 2016. Petitioner’s initial PT evaluation was performed by Elliot Kohr, DPT.15 In the record from that evaluation, he documented petitioner “report[ed] receiving a right shoulder flu shot on October 17, 2016.” Exhibit 7 at 69. Petitioner sought a second opinion from Dr. Bischoff, an orthopedist at Wellspan Hanover Orthopedics, on February 7, 2017. Dr. Bischoff treated petitioner through August 2017, performing her surgery on March 15, 2016. At her initial visit with Dr. Bischoff, petitioner described the injection as “given high.” Exhibit 3 at 10. While Dr. Bischoff was examining her right shoulder, petitioner “point[ed] [to] just inferior to the later edge of the acromion, as to where the injection was given.” Id. Respondent correctly observes that this information was provided by petitioner, but she did so relatively close in time to vaccination (within four months), for the purpose of obtaining medical treatment. Moreover, the recorded observations of Dr. Hirpara corroborate the information provided by petitioner. When Dr. Hirpara examined the injection site identified by petitioner on December 1, 2016, he observed swelling, redness, and tenderness at the injection site. See Exhibit 2 at 3-4. Although he characterized these symptoms as minimal, Dr. Hirpara’s observations provide substantial corroborating evidence that the vaccination was administered in petitioner’s right deltoid as she reported. Furthermore, the information provided by petitioner during her treatment and the observations and conclusions of her treating physicians are consistent with diagnostic findings and the clinical course of a SIRVA injury in petitioner’s right arm. The MRI of petitioner’s right shoulder performed on December 6, 2016 revealed “[b]ursal sided, partial tearing of the distal supraspinatus tendon with a background of mild tendinosis,” “[m]ild tendinosis of the distal infraspinatus tendon,” and mild osteoarthritis in the acromioclavicular (AC) and glenohumeral joints. Exhibit 4 at 2. During her March 15, 2017 shoulder surgery, Dr. Bischoff described petitioner’s bursa as enlarged and hyperemic. Exhibit 3 at 13. 15 DPT stands for Doctorate of Physical Therapy. 11 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 12 of 14 Petitioner consistently reported that her right shoulder/arm pain occurred upon vaccination and increased in severity when she attempted to lift her arm above her shoulder or to lift a heavy object. E.g., Exhibits 2 at 3 (visit with Dr. Hirpara); 6 at 5 (initial visit with Dr. Rollo). Petitioner was described as experiencing right shoulder pain when demonstrating her ROM. E.g., Exhibits 6 at 2 (initial visit to Dr. Rollo); 3 at 10 (initial visit with Dr. Bischoff). At her second visit with Dr. Rollo, the ROM for petitioner’s right shoulder was observed to be limited to 80 degrees. Exhibit 6 at 2. Petitioner attended eight PT sessions at Wellspan Rehabilitation from late December 2016 to early February 2017. In the discharge report, completed by Lauren Miller, PT, it was noted that petitioner “showed minimal to no progress with range of motion or strength” in her right shoulder. Exhibit 7 at 56. The severity of petitioner’s right shoulder pain decreased while on steroids but returned to its previous level when the medication was stopped. Exhibit 6 at 2. The first orthopedist seen by petitioner, Dr. Rollo at Carroll Health Group, initially opined that he did not believe petitioner’s right shoulder injury was caused by her influenza vaccination. Exhibit 6 at 7. However, after familiarizing himself with medical literature showing infiltration of the bursa is possible in thin women, he took a neutral position regarding causation. Id. at 2-3 (reflecting petitioner’s injury could or could not be caused by her vaccination). The second orthopedist who treated petitioner, Dr. Bischoff at Wellspan Hanover Orthopaedics, clearly linked petitioner’s right shoulder pain to the influenza vaccination she received. See Exhibit 3 at 10. He stated, “[m]y opinion is that the shoulder pain is coming from this injection, and there is an entity called SIRVA, . . . that is rare, but it is described in the literature.” Id. The only evidence in this case which contradicts petitioner’s claim that she received the vaccination alleged as causal in her right injured arm is the record of vaccination. See Exhibit 2 at 5. This record was revised on at least one, and possibly three occasions. Revisions are noted on the date of administration, October 17, 2016, and twice on December 20, 2016. Additionally, the record contains a notation stating it has been edited to correct the site of vaccination, from left thigh to left deltoid. Id. Given that the site of administration was originally identified as petitioner’s left thigh, it is not unreasonable to conclude that the revised record, noting vaccination in petitioner’s left deltoid, may still be incorrect. According to petitioner, she was not aware of any issue regarding her vaccination record until early January 2017. See Exhibits 9 at ¶ 5 (petitioner’s sworn affidavit executed on December 15, 2017); 10 at 7 (unsigned copy of petitioner’s written response to the denial of her request to amend her vaccination record dated August 14, 2017). She says that, prior to that time, on December 9, 27, and 29, 2016, she spoke to individuals at her PCP’s clinic regarding what she viewed as their responsibility for her shoulder injury and mounting medical bills. Exhibit 10 at 6. In early January 2017, she discovered the record had been revised previously and documented that the vaccine was administered in her left deltoid. Exhibit 9 at ¶ 5. 12 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 13 of 14 Given the three alterations made to the vaccine administration record and the fact that its original information was erroneous, the undersigned assigns less evidentiary weight to this record. The undersigned is further swayed by the timing of the alteration(s) in December 2016, which appears to have occurred after petitioner called her PCP and raised concerns about her shoulder injury. For all of the above reasons, the undersigned finds there is preponderant evidence showing petitioner received the influenza vaccination alleged as causal in her right injured arm. C. Onset of Pain After reviewing the entire record in this case, the undersigned also finds that the onset of petitioner’s pain occurred within 48 hours of vaccination. When seeking treatment for her shoulder pain, petitioner consistently indicated that her pain occurred immediately after receiving the influenza vaccination on October 17, 2016. For example, when petitioner first sought treatment from Dr. Hirpara at Carroll Health Group on December 1, 2016, she described her pain as “present since” vaccination. Exhibit 2 at 3. At her first visit to the orthopedist at Carroll Health Group, Dr. Rollo, petitioner identified the onset of her pain as occurring “after receiving a flu shot.” Exhibit 6 at 5. When evaluated by her physical therapist, Dr. Kohr, DPT, petitioner “report[ed] significant pain during her flu shot” which progressed over the next two weeks. Exhibit 7 at 69 (emphasis added). Petitioner again described her onset as occurring after vaccination when seeking a second orthopedic opinion from Dr. Bischoff at Wellspan Hanover Orthopaedics. Exhibit 3 at 10. In her affidavit, petitioner alleges immediate and severe pain upon vaccination. Exhibit 9 at 1. The undersigned finds that the medical records support this assertion. Thus, there is preponderant evidence that the onset of petitioner’s pain occurred within 48 hours of her October 17, 2016 vaccination. V. Conclusion Respondent’s motion to dismiss is based solely on his assertion that the evidence shows petitioner received the vaccination alleged as causal in her left, rather than right, arm. In light of the undersigned’s finding that petitioner received this vaccination in her right injured arm, respondent’s motion to dismiss is DENIED. Although petitioner requested that the undersigned issue a decision on entitlement, the undersigned will defer ruling on entitlement at this time. The undersigned requests that petitioner submit a demand to respondent within 30 days. Petitioner shall file a status report indicating that she has forwarded her demand and supporting documentation to respondent by no later than Friday, 13 Case 1:17-vv-01906-UNJ Document 17 Filed 12/12/18 Page 14 of 14 November 09, 2018. Respondent shall file a status report 30 days thereafter updating the undersigned on the parties’ settlement discussions.16 IT IS SO ORDERED. s/Nora Beth Dorsey Nora Beth Dorsey Chief Special Master 16 The exact date for respondent’s status report will be set after petitioner has filed her status report. 14 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_17-vv-01906-1 Date issued/filed: 2019-09-17 Pages: 2 Docket text: PUBLIC ORDER/RULING (Originally filed: 04/19/2019) regarding 24 Ruling on Entitlement ( Signed by Chief Special Master Nora Beth Dorsey. )(mpj) Service on parties made. -------------------------------------------------------------------------------- Case 1:17-vv-01906-UNJ Document 35 Filed 09/17/19 Page 1 of 2 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 17-1906V Filed: April 19, 2019 UNPUBLISHED JEANNE RAFFERTY, Special Processing Unit (SPU); Petitioner, Ruling on Entitlement; Table Injury; v. Influenza (Flu) Vaccine; Shoulder Injury Related to Vaccine SECRETARY OF HEALTH AND Administration (SIRVA) HUMAN SERVICES, Respondent. Leah VaSahnja Durant, Law Offices of Leah V. Durant, PLLC, Washington, DC, for petitioner. Linda Sara Renzi, U.S. Department of Justice, Washington, DC, for respondent. RULING ON ENTITLEMENT1 Dorsey, Chief Special Master: On December 8, 2017, petitioner filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.,2 (the “Vaccine Act”). Petitioner alleges that she suffered a Shoulder Injury Related to Vaccine Administration (“SIRVA”) caused in fact by the influenza vaccination she received on October 17, 2016. Petition at 1, ¶¶ 1, 4 (ECF No. 1). The case was assigned to the Special Processing Unit of the Office of Special Masters. 1 The undersigned intends to post this decision on the United States Court of Federal Claims' website. This means the decision will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, the undersigned agrees that the identified material fits within this definition, the undersigned will redact such material from public access. Because this unpublished decision contains a reasoned explanation for the action in this case, undersigned is required to post it on the United States Court of Federal Claims' website in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:17-vv-01906-UNJ Document 35 Filed 09/17/19 Page 2 of 2 On October 11, 2018, the undersigned issued a combined order and factual ruling, denying respondent’s motion to dismiss and making factual findings regarding the site of vaccination and onset of petitioner’s pain. (ECF No. 15). Specifically, the undersigned found there was preponderant evidence to establish petitioner received the influenza vaccination alleged as causal in her right injured arm and that the onset of her pain occurred within 48 hours of vaccination. Id. at 10-13. She instructed the parties to engage in settlement discussions and ordered petitioner to submit a demand to respondent. Id. at 13-14. After settlement discussions, interrupted by the unavailability of respondent’s counsel during the partial government shutdown from late December 2018 through late January 2019,3 respondent filed a status report indicating he expected to respond to petitioner’s demand by April 8, 2019 and requesting to file a Rule 4 report by April 17, 2019. (ECF No. 21). Respondent has filed his Rule 4 report indicating that he has concluded that petitioner suffered a Table SIRVA “[b]ased on the medical record evidence submitted in this case, and the Chief Special Master’s findings that petitioner received a flu vaccination in her right arm and that the onset of her shoulder pain occurred with 48 hours of vaccination.” Rule 4 Report, filed Apr. 17, 2019, at 4 (ECF No. 23). However, respondent stresses that he is not waiving his right to appeal the factual findings made by the undersigned. Id. at 4, 4 n.2. Respondent concedes that “based on the record as it now stands and subject to his right to appeal the Fact Ruling, respondent does not dispute that petitioner has satisfied all legal prerequisites for compensation under the Act.” Id. at 4. In view of respondent’s position and the evidence of record, the undersigned finds that petitioner is entitled to compensation. IT IS SO ORDERED. s/Nora Beth Dorsey Nora Beth Dorsey Chief Special Master 3 See General Orders, filed on Dec. 26, 2018 and Jan. 29, 2019, which can be found on the court’s website. ================================================================================ DOCUMENT 3: USCOURTS-cofc-1_17-vv-01906-2 Date issued/filed: 2020-06-29 Pages: 27 Docket text: PUBLIC DECISION (Originally filed: 05/21/2020) regarding 49 DECISION of Special Master Signed by Chief Special Master Brian H. Corcoran. (sw) Service on parties made. -------------------------------------------------------------------------------- Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 1 of 27 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 17-1906V UNPUBLISHED JEANNE RAFFERTY, Chief Special Master Corcoran Petitioner, Filed: May 21, 2020 v. Special Processing Unit (SPU); SECRETARY OF HEALTH AND Decision Awarding Damages; Pain HUMAN SERVICES, and Suffering; Influenza (Flu) Vaccine; Shoulder Injury Related to Respondent. Vaccine Administration (SIRVA) Summer Pope Abel, Law Offices of Leah V. Durant, PLLC, Washington, DC, for petitioner. Linda Sara Renzi, U.S. Department of Justice, Washington, DC, for respondent. DECISION AWARDING DAMAGES1 On December 8, 2017, Jeanne Rafferty filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.2 (the “Vaccine Act”). Petitioner alleged that she suffered a Shoulder Injury Related to Vaccine Administration (“SIRVA”) caused in fact by the influenza (“flu”) vaccine she received on October 17, 2016. Petition at 1, ¶¶ 1, 4, ECF No. 1. The case was assigned to the Special Processing Unit of the Office of Special Masters. 1 Because this Decision contains a reasoned explanation for the action in this case, I am required to post it on the United States Court of Federal Claims' website in accordance with the E-Government Act of 2002. 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). This means the decision will be available to anyone with access to the internet. In accordance with Vaccine Rule 18(b), Petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all section references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 2 of 27 For the reasons described below, I find that Petitioner is entitled to an award of damages in the amount $131,654.04, representing $127,500.00 for past pain and suffering, and $4,154.04 for past unreimbursed expenses. Petitioner is not, however, entitled to compensation for future pain and suffering. I. Relevant Procedural History Shortly after filing her petition, Ms. Rafferty filed her medical records and affidavit. Exhibits 1-9, filed Dec. 21, 2017, ECF No. 7; Statement of Completion, filed Dec. 21, 2017, ECF No. 8. Approximately one month later, she filed documentation regarding the past revisions to her vaccine record and her requests to have the record further edited. Exhibit 10, ECF No. 10. Following the initial status conference, Respondent was ordered to file a status report indicating his tentative position regarding the merits of Petitioner’s case. ECF No. 11. Instead, Respondent filed a motion to dismiss Petitioner’s case, arguing Petitioner had failed to provide sufficient evidence to establish she received the vaccine alleged as causal in her right injured arm. ECF No. 12. Petitioner filed a response on April 19, 2018, asserting she had provided sufficient evidence to establish she was entitled to compensation, and urging former Chief Special Master Dorsey to whom the case was assigned at the time3 “to issue a decision finding that [she] received the vaccination in her right arm, and [wa]s therefore entitled to vaccine compensation.” Petitioner’s Response to Respondent’s Motion to Dismiss at 10, ECF No. 13. Chief Special Master Dorsey declined to rule on entitlement, but found there was preponderant evidence sufficient to establish Petitioner received the flu vaccine in her right injured arm, and that onset of Petitioner’s pain occurred within 48 hours of vaccination. Findings of Fact and Conclusions of Law (“Fact Ruling”), at 2, ECF No.15. She denied Respondent’s motion to dismiss and instructed the parties to engage in settlement discussions. Id. at 13-14. On November 9, 2018, Petitioner filed a status report indicating she had submitted a demand and supporting documentation to Respondent. ECF No. 16. On March 18, 2019,4 Respondent filed a status report indicating he expected to respond to Petitioner’s demand by April 8, 2019 and requesting to file a Rule 4 report by April 17, 2019. ECF No. 3 I was appointed Chief Special Master on October 1, 2019. This case was reassigned to me that same day. 4 The parties’ settlement discussions were interrupted by the unavailability of Respondent’s counsel during the partial government shutdown from late December 2018 through late January 2019. See General Orders, filed on Dec. 26, 2018 and Jan. 29, 2019, which can be found on the court’s website. 2 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 3 of 27 21. Respondent filed his Rule 4 report as expected, and a ruling on entitlement was issued on April 19, 2019. ECF Nos. 23-24. Over the subsequent eight months, the parties attempted to informally agree upon the appropriate amount of damages in this case. On May 20, 2019, Petitioner indicated that she had not yet received a response to her demand, submitted on November 9, 2018. ECF No. 26. On June 20, 2019, she filed the results of a test ordered on January 11, 2017, and medical records from the WellFit Program Petitioner attended following formal PT in July 2017 through mid-September 2017. Exhibits 11-12, ECF No. 28. A call with the parties was held on August 12, 2019. On September 3, 2019, Respondent provided a counter offer regarding the amount of compensation sought for Petitioner’s pain and suffering and requested additional documentation to support the amount of past unreimburseable expenses sought. ECF No. 36. In November and December 2019, the parties exchanged further counteroffers, and Petitioner provided the additional documentation requested by Respondent. Status Report at 1, ECF No. 42. On December 30, 2019, Petitioner indicated that, despite the parties’ efforts, they had reached an impasse in their discussions. Id. She provided an agreed upon schedule for briefing by the parties. Id. at 1-2. Petitioner subsequently submitted her damages brief and updated medical records on February 21, 2020. Petitioner’s Brief on Damages (“Pet. Brief”), ECF No. 45; Exhibits 13-17, ECF No. 44. Two months later, Respondent filed his response. Respondent’s Brief on Damages (“Res. Brief”), filed Apr. 20, 2020, ECF No. 47. On May 12, 2020, Petitioner filed her reply. Petitioner’s Reply to Respondent’s Brief on Damages (“Pet. Reply”), ECF No. 48. II. Relevant Medical History A. Medical Records The medical records from Petitioner’s primary care provider (“PCP”), Dr. Wah, at Carroll Health Group, show that Petitioner underwent several surgeries after falling on ice in 2006.5 On August 19, 2014, she was assessed with chronic back pain and leg weakness. Exhibit 2 at 19. Petitioner continued to suffer chronic back and hip pain and weakness in her lower extremities during the subsequent two-year period.6 On 5 Exhibit 2 at 18-20 (summary from visit on Aug. 19, 2014). The record of that visit provides a history of Petitioner’s surgeries in 2006 and 2008 and complications during a procedure in 2010. Id. at 18. 6 On September 24, 2014, Petitioner complained of left hip pain. Exhibit 2 at 15. Her continued back pain was also mentioned in that record. Id. An x-ray of Petitioner’s left hip, the results of which were normal, was performed on October 6, 2014. Id. at 30. On November 20, 2015, it was noted that Petitioner had slightly less strength in her lower right extremities. Id. at 11. 3 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 4 of 27 September 24, 2014, Petitioner was prescribed one tablet of extra strength Tylenol three times a day. Id. at 16. As noted in the record from a June 2, 2015 visit, she also was taking 7.5 milligrams of Meloxicam7 daily. Id. at 13. Her back pain was re-evaluated on June 22, 2016 (approximately four months prior to vaccination). Id. at 6. Petitioner was instructed to continue her current pain medication. Id. at 7. Petitioner’s medical records from her PCP indicate she continued her prescriptions of extra strength Tylenol and Meloxicam at the levels originally prescribed. Id. at 10, 7, 3 (chronological order). There is, however, no mention of arm or shoulder pain in the medical records from prior to vaccination. Petitioner received the flu vaccine on October 17, 2016. The vaccine record indicates the site of vaccination was initially identified as petitioner’s left vastus lateralis (thigh),8 but was edited to change the site of administration to Petitioner’s left deltoid. Exhibit 2 at 5.9 Multiple subsequent attempts by Petitioner to further correct the vaccine record to reflect her right deltoid as the site of vaccination were unsuccessful. E.g. Exhibit 10 (showing requests and denial). In her October 11, 2018 fact ruling, however, then- Chief Special Master Dorsey found the vaccine was more likely than not administered in Petitioner’s right deltoid, as alleged. Fact Ruling at 2, 13, ECF No. 15. On December 1, 2016, Petitioner returned to her PCP, complaining of right arm pain. Seen at this visit by Sandip S. Hirpara, D.O.,10 she reported pain which had been “present since she received her Flu vaccine 5 weeks ago.” Exhibit 2 at 3. Petitioner identified the injection site, which Dr. Hirpara noted was “tender to touch.” Id. Describing her pain as extending to her elbow, Petitioner indicated that lifting her arm was “very painful.” Id. She further indicated she had tried Motrin on a permanent basis. Id. While examining Petitioner, Dr. Hirpara observed minimal swelling, erythema,11 and tenderness. Exhibit 2 at 4. He ordered an MRI and indicated that (depending on the results of the MRI) he would refer Petitioner to an orthopedist. Id. 7 Meloxicam is “a nonsteroidal inflammatory drug used in the treatment of osteoarthritis; administered orally.” DORLAND’S ILLUSTRATED MEDICAL DICTIONARY (“DORLAND’S”) at 1126 (32nd ed. 2012). 8 Vastus lateralis is the largest muscle in the quadriceps group, located on the side of the thigh. https://www.healthline.com/human-body-maps/vastus-lateralis-muscle (last visited on Apr. 23, 2020). 9 In addition to the record contained in the medical records from Petitioner’s PCP (Exhibit 2 at 5), the vaccination record was also filed as Exhibit 1. 10 D.O. stands for Doctorate of Osteopathic Medicine. Unless a particular degree is specified the first time an individual is referenced, it is assumed any individual with the title of “Dr.” has earned a Doctor of Medicine (M.D.). Doctors who have earned a D.O. may have received different training but have similar privileges and responsibilities as doctors with an M.D. 11 Erythema is “redness of the skin produced by congestion of the capillaries.” DORLAND’S at 643. 4 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 5 of 27 MRIs of Petitioner’s right humerus bone and shoulder were performed on December 6, 2016. Exhibit 4 at 1-2. The MRI of her right shoulder showed “[b]ursal sided partial tearing of the distal supraspinatus tendon with a background of mild tendinosis,” “[m]ild tendinosis of the distal infraspinatus tendon,” and mild osteoarthritis in the acromioclavicular (AC) and glenohumeral joints. Id. at 2. On December 14, 2016, Petitioner saw an orthopedist at the Carroll Health Group, Dr. Rollo. Exhibit 612 at 5-7. At that visit, she reported two months of right shoulder/arm pain with onset after receiving the influenza vaccination. Id. at 5. Describing her pain as occurring throughout the day and worse when attempting to lift objects, Petitioner denied any numbness or tingling. Id. She further indicated that taking two Advil tablets at night “have not been helpful in controlling [her] symptoms.” Id. Her prescriptions for extra strength Tylenol and Meloxicam were noted under current medications. Exhibit 6 at 6. Dr. Rollo reported that he observed “no swelling, deformity, or atrophy," tenderness at her biceps tendon upon palpitation, and an active range of motion (“ROM”) to 140 degrees for abduction but with pain. Id. at 6. Noting bursal sided partial tearing of the supraspinatus13 and arthritic changes revealed on Petitioner’s December 2016 MRI, Dr. Rollo described the changes as “degenerative in nature changes and not related to the injection.” Exhibit 6 at 6-7. He prescribed medication to include a prednisone14 taper and physical therapy (“PT”) to begin a few days later. Exhibit 6 at 7. Petitioner began formal PT at Wellspan Rehabilitation on December 28, 2016. Exhibit 7 at 71-72 (intake form).15 At her initial PT session on December 28, 2016, Petitioner described aching pain along the anterior part of her right shoulder traveling along her biceps to her elbow and into her hand. Exhibit 7 at 69. She rated the level of her pain as from 3 to 7 out of 10. Regarding her reduced function, Petitioner rated tasks such as lifting a gallon of milk out of the refrigerator as a 5 and tasks such as vacuuming and closing a car door as 4 on a scale of 0 to 10 with 10 meaning full function. Petitioner scored a 36 percent loss of function in the Quick Dash test. Id. Upon examination, it was noted that Petitioner exhibited “significant tenderness” with palpitation. Id. at 70. Her active ROM was assessed as 145 degrees for forward flexion and 120 degrees for abduction. Id. 12 These records show that, in 2014, Petitioner was treated by another orthopedist at the Carroll Health Group, Dr. Blue, for pain in her left thigh. Exhibit 6 at 8-14. 13 Dr. Rollo did not specify whether he was referring to the supraspinatus tendon or muscle. Given the results of the MRI, showing partial tearing of the tendon, it can be inferred that Dr. Rollo was referring to the supraspinatus tendon. Exhibit 4 at 2 (results of MRI). 14 Prednisone is “a synthetic glucocorticoid derived from cortisone, administered orally as an anti- inflammatory and immunosuppressant in a wide variety of disorders.” DORLAND’S at 1509. 15 On her intake form, Petitioner listed “flu shot administration” as the cause of her injury and dated the injury as occurring on October 17, 2016. Exhibit 7 at 71. Petitioner included information about her earlier neck and back injury on the intake form. Id. 5 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 6 of 27 Petitioner attended seven more PT sessions in January 2017. Exhibit 7 at 61-67. At these sessions, she reported the following pain levels: 6-7, 4-5, 6-6.5, 7-8, 6-7, 5-6, and 5. On January 21, 2017, she indicated that the over the counter anti-inflammatory medication she was taking was not helping and that her pain seemed to be at the level it was before she gained some relief from the prednisone. Id. at 64. When she reported slightly lower pain levels, Petitioner usually attributed the improvement to a lack of activity. Id. at 66. Petitioner followed up with Dr. Rollo regarding her right shoulder pain on January 11, 2017. Exhibit 6 at 2. She reported that her pain had improved by 50 percent while on steroids but returned when the medication was completed. In addition to the extra strength Tylenol and Meloxicam she had been taking since late 2014, Petitioner’s current medications included 10 milligrams of prednisone daily. Describing her pain as located in the front of her shoulder and radiating downwards to her elbow, Petitioner also complained of stiffness and coldness, but no numbness or tingling, in her hand. Id. Dr. Rollo observed that Petitioner’s ROM was further limited, to 80 degrees. Acknowledging that he “initially did not believe the needles were long enough to cause any mechanical damage to the underlying RTC [(rotator cuff)],” Dr. Rollo indicated that, after further research, he could not “confirm or deny the injection as a cause of [petitioner’s] discomfort.” Exhibit 6 at 2. Having become aware of studies showing infiltration of the bursa is possible in thin women, Dr. Rollo admitted he was “uncertain of the potential side effects of the vaccine itself.” Id. He instructed Petitioner to continue her daily dose prednisone and PT. Id. at 3. Directing Petitioner to return in one month for a re-evaluation, Dr. Rollo added that a steroid injection should be considered if Petitioner continued to experience pain. Id. During Petitioner’s PT reassessment on February 4, 2017, Petitioner “report[ed] that she ha[d]not really noticed any changes or improvement since starting physical therapy.” Exhibit 7 at 57. Describing her pain as “up and down depending on her activity,” Petitioner indicated that “she d[id] have decreased pain with rest and [wa]s no longer in pain all the time.” Id. However, she also indicated that, after receiving some relief while taking prednisone, her pain had returned “just as bad if not worse than before.” Id. While acknowledging some improvement with certain task (getting milk out of the refrigerator) (id.), Petitioner reported that she had not done much in the last few days since her husband was home (id. at 60). At this reassessment, Petitioner showed a further decrease in her active ROM, exhibiting forward flexion of 117 degrees, abduction of 106 degrees, and external rotation of 42 degrees. Id. at 57. She rated the level of her pain as 6 out of 10. Id. at 60. It was determined that Petitioner should attend additional PT twice week for four weeks. Id. at 58. 6 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 7 of 27 On February 7, 2017, Petitioner sought a second opinion from Dr. Bischoff at Wellspan Hanover Orthopaedics. See Exhibit 3 at 10-11 (record from that visit); Exhibit 7 at 56 (discharge record from PT indicating Petitioner’s visit to Dr. Bischoff was for a second opinion). At the initial visit to Dr. Bischoff, Petitioner provided a detailed history. Exhibit 3 at 10. She again described significant right shoulder pain, extending to her elbow, which began after she received the influenza vaccination on October 17, 2016. Indicating that “the injection was given high, . . . [Petitioner] point[ed] to the region just underneath her acromion laterally” which she stated occasionally felt swollen. Id. Although that area of her right shoulder “ached significantly for the next 2 weeks” following vaccination, Petitioner recounted that she did not seek medical care earlier due to the death of a friend. Id. Dr. Biscoff reported at this time that “[o]n examination of [Petitioner’s] right shoulder, once again, she points just inferior to the lateral ledge of the acromion, as to where the injection was given.” Exhibit 3 at 10. While indicating he could not “appreciate any significant swelling about the shoulder, [and] [t]here is no erthythema or warmth,” Dr. Bischoff did observe “mild tenderness to the palpitation about the shoulder girth itself,” adding that it was non-specific. Id. He reported Petitioner “gets significant pain when she tries active range of motion.” Id. Regarding her ROM, he observed that Petitioner could forward flex and abduct to 100 degrees with effort, could externally rotate to 40 degrees, and could internally rotate to L1. Her rotator cuff strength was reported to be a 4 out of 5. Id. Reviewing the MRI of Petitioner’s right shoulder, Dr. Biscoff noted that her “rotator cuff tendons appear to be intact, [t]here may be some evidence of a tendinopathy, . . . “mild effusion within the soft tissues, . . . [and] some subacromial spurring and AC joint arthritis.” Exhibit 3 at 10. He opined that the cause of Petitioner’s right shoulder pain was the influenza vaccination she received, adding that, although rare, SIRVA is “described in the literature.” Id. He discussed options such as a steroid injection or arthroscopic surgery, prescribed an additional tapering dose of prednisone, and instructed Petitioner to stop PT. Id.; see also Exhibit 7 at 56 (describing Petitioner’s discharge from PT upon the recommendation of Dr. Bischoff, after attending eight sessions). On March 1, 2017, Petitioner visited Dr. Bischoff for a pre-operative physical, having “elected to proceed with the right shoulder arthroscopy.” Exhibit 3 at 8. In the record from that visit, it is noted that Petitioner “once again describe[d] the pain as being instantaneous at the time of the injection and it has not improved with time.” Id. Dr. Bischoff observed the same ROM and rotator cuff strength as seen at the prior visit, on February 7, 2017. He described the planned surgery as “arthroscopic irrigation and 7 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 8 of 27 debridement of the subacromial space,” possibly including an acromioplasty.16 Exhibit 3 at 8. Arthroscopic surgery on Petitioner’s right shoulder was performed by Dr. Bischoff on March 15, 2017. Exhibit 3 at 13-14; see also Exhibit 5 (records from Hanover Hospital where the surgery was performed). According to Dr. Bischoff’s records, general anesthesia was administered. Exhibit 3 at 13. Dr. Bischoff then created several portals but elected not to enter the joint itself to avoid introducing any irritants. He observed the bursa to be enlarged17 and hyperemic.18 Exhibit 3 at 13. Performing a bursectomy, Dr. Bischoff used a shaver to debride the bursa, undersurface of the acromion, and coracoacromial ligament. Id. at 13-14. An acromioplasty was not performed, but Dr. Bischoff debrided further in the subdeltoid interval. Id. at 14. He observed no evidence of a rotator cuff tear. Id. Petitioner returned to Wellspan Rehabilitation for her post-surgery PT on March 17, 2017. Exhibit 7 at 50-51 (plan of care from Dr. Bischoff), 52-53 (initial evaluation by physical therapist). Describing her pain as an ache in her right anterior shoulder into her biceps with intermittent sharp pains and some numbness and tingling, Petitioner rated its level from 0 to 9 on a scale of 10. Id. at 52. Upon examination, Petitioner exhibited right shoulder flexion to 35 degrees, abduction to 25 degrees, and external rotation to 3 degrees, all with pain and muscle guarding. Id. at 53. In contrast, Petitioner showed flexion to 150 degrees, abduction to 138 degrees in her left uninjured arm. Id. It was noted that Petitioner had been instructed to keep her injured right arm, noted to be her dominant arm, in a sling until seen by her orthopedist on March 21, 2017. Id. at 52. At her March 21, 2017 visit with Dr. Bischoff, Petitioner indicated she had experienced post-operative dizziness and nausea which improved after she reduced her pain medication. Exhibit 3 at 6. She reported some soreness but added that it was not extensive and was different than what she had experienced prior to her surgery. It was noted that Petitioner would return in 3 days to have her sutures and “may start using her right arm for light activities of daily living.” Id. At her next orthopedic visit, on March 24, 2017, Petitioner reported that “she has been working on [her] passive range of motion at therapy with good results.” Exhibit 3 at 16 Acromioplasty is the “surgical removal of an anterior spur of the acromion to relieve mechanical compression of the rotator cuff during movement of the glenohumeral joint.” DORLAND’S at 20. 17 Dr. Bischoff noted that Petitioner had “an abundant amount of hypertrophic bursa.” Exhibit 3 at 13. Hypertrophic is the adjective form of hypertrophy, “the enlargement or overgrowth of an organ or part due to an increase in size of its constituent cells.” DORLAND’S at 898. 18 Hyperemic is the adjectival form of hyperemia, “an increase of blood in a part.” DORLAND’S at 888. 8 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 9 of 27 4. She reported little shoulder pain which she “tolerated well with over-the-counter anti- inflammatories.” Id. Upon examination, Petitioner showed forward flexion to 100 degrees, external rotation to 40 degrees, and internal rotation to L1. She was instructed to continue her PT and to return for a follow-up appointment in four weeks. Id. She returned to see Dr. Bischoff on April 25, 2017. Exhibit 3 at 2. At this visit, she reported some soreness along the lateral side of her right shoulder. She indicated that she “has been going to therapy, but they have not really been pushing her too hard with range of motion or strengthening.” Id. Dr. Bischoff observed active forward flexion and abduction to 110 degrees, and to 160 degrees passively with his help. Her external rotation was recorded as 30 degrees actively and 60 degrees passively. Petitioner was instructed to continue with her PT and home exercises and to return in six weeks. Id. From March 17 through May 30, 2017, Petitioner attended 21 PT sessions. Exhibit 7 at 8-9, 21-23. During this time, she reported 60-70 percent improvement which included an “increased tolerance for reaching and lifting light objects due to increased strength,” an ability to perform more childcare tasks such as getting her four-year old twins in and out of their car seats, and an increased ease when grooming her hair, dressing, and bathing. Id. at 21. In numeric values, Petitioner’s abilities to perform these tasks had improved from 3, 0, 0 to 8s across the board. Id. at 5. As of May 17, 2017, Petitioner’s disability score had improved from 88.64 to 38.64 percent. Id. At her last PT appointment on May 30, 2017, Petitioner exhibited active ROM for flexion to 145 degrees, abduction to 132 degrees, external rotation to 70 degrees, and internal rotation to L3. However, Petitioner continued to have difficulty sleeping for more than four hours. Id. at 21-22. Petitioner visited Dr. Bischoff again on June 6, 2017. Exhibit 3 at 16. At that visit, it was noted that she had finished PT and was in the WellFit Program. Petitioner reported that she was feeling better but still experienced “some aching anteriorly and laterally.” Id. Dr. Bischoff observed that Petitioner still had some symptomatology but was slowly improving. He indicated Petitioner should continue with her home exercise program (“HEP”) and the WellFit Program and return for a follow-up appointment in two months. Id. The medical records from WellFit Program indicate it “is a medically supported and guided exercise program for individuals in good health or who have unique medical needs.” Exhibit 12 at 1. The WellFit website indicates it “is a medically guided self-pay exercise program for individuals striving to improve their overall fitness or wellness.” See https://www.wellspan.org/programs/sports-medicine/wellfit-and-injury-prevention- services (last visited Apr. 25, 2020). It appears Petitioner attended Assisted WellFit programs of twice weekly sessions for four weeks three times in June through September 2017 at a cost of $50 per each 4-week session. Exhibit 12 at 1, 3-7. These exercise 9 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 10 of 27 sessions were conducted one on one by a certified athletic trainer, Meghan Clarkson, ATC.19 Exhibit 12 at 3-7. Petitioner attended her last WellFit session on September 15, 2017. Id. at 7. During an appointment with Dr. Bischoff on August 21, 2017, Petitioner indicated that she “had noticed some improvement over the last month” and was almost done with the WellFit Program. Exhibit 3 at 17. Upon examination, Petitioner’s active ROM had improved to 160 degrees for forward flexion and abduction. Her external rotation was to 50 degrees and internal rotation to L1. Her rotator cuff strength was noted to be 5- out of 5. Dr. Bischoff instructed Petitioner to continue her HEP and to be careful with any heavy lifting or twisting activities over the next few months. Id. He indicted she should return only as needed. Id. On September 20, 2017, Petitioner visited Wellspan Family Medicine to establish new patient care. Exhibit 8 at 2. Her recent shoulder surgery was included in Petitioner’s history, but no ongoing symptoms were noted. Id. at 2-5. Petitioner filed no further medical records from Wellspan Family Medicine or any other PCP. The only medical record Petitioner has filed from medical treatment from this point until the present is from a visit to Dr. Bischoff on October 2, 2019. Exhibit 13 at 1. In this record, Dr. Bischoff indicated that he had discharged Petitioner in August 2017. He characterized the October 2, 2019 visit as a “recheck”. Id. At this visit, Petitioner reported some occasional soreness anteriorly, some residual stiffness, and that “[c]ertain activities bother her when she goes to the gym.” Id. Her active ROM was observed to be “150 degrees of forward flexion; 50 degrees [of] external rotation; [and] internal rotation to L2.” Id. at 2. Her rotator cuff strength was assessed as 5- out of 5. Dr. Bischoff attributed the soreness and stiffness Petitioner was experiencing to scar tissue from her surgery. He opined that Petitioner “more than likely has reached maximal medical improvement” and that he “d[id] not believe that any further treatment is warranted.” Id. He advised Petitioner to continue her HEP and return as needed. Id. B. Petitioner’s Affidavit and Other Documents In her first affidavit, which was signed and notarized on December 15, 2017, Petitioner addresses the onset of her injury, the difficulties it has caused her, and her attempts to amend the vaccination record to reflect vaccine administration in her right, rather than left, arm. Exhibit 9. She provided documents which describe her efforts to amend the vaccination record and the responses she received. Exhibit 10. 19 ATC stands for Athletic Trainer, Certified. MEDICAL ABBREVIATIONS at 71 (16th ed. 2020). 10 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 11 of 27 Regarding onset, Petitioner alleged that she “immediately experienced severe pain in [her] shoulder which was different than any other vaccine [she] had previously received.” Exhibit 9 at ¶ 1. Indicating she had her three-year-old son with her, petitioner maintained she did not say anything about her pain because she did not want to frighten her son and “assumed it would feel fine in a short time.” Id. Petitioner reports being unable to open the car door with her right arm after leaving the clinic. Petitioner indicates, rather than subsiding, her “shoulder and arm pain worsened to the point that [she] could no longer lift a cup of tea to [her] mouth with [her] right hand.” Id. Petitioner describes the effects of her right shoulder injury over the subsequent year. Exhibit 9 at ¶¶ 2-4, 6. A mother of twin three-year-old sons, one of whom has autism, Petitioner contends she was unable to care for her sons or herself and was forced to rely on her husband, mother, sister-in-law, and neighbor for help. Id. at ¶¶ 2-4. Petitioner describes difficulty brushing her teeth, dressing, and washing her hair. Id. at ¶ 4. In addition to the physical difficulties she experienced, Petitioner claims she and her family suffered emotionally. Id. She credits the second orthopedist she saw, Dr. Bischoff, for “the improvement and relief [she has experienced] thus far.” Id. at ¶ 6. Petitioner addresses her current condition more fully in her supplemental affidavit executed in February 2020. Exhibit 16. Petitioner maintains that she continues to experience intermittent pain, especially with certain movements, that she continues to perform her home exercises but is unable to regularly do so, and that she has had to modify the way she performs certain household tasks. Id. at ¶ 1. She claims that it took several years for both of her twin sons to adapt to the effects of her injury, longer for her son with autism. Id. at ¶ 2. She describes the effect her inability to hug her autistic son or drive him to his therapies had on his treatment. Id. ¶¶ 2-3. She lists some of the financial effects she suffered due to her injury. Id. at ¶ 4. To support her assertions, Ms. Rafferty filed affidavits from her adult daughter and husband and a list of costs for which she seeks compensation. Exhibits 14-15, 17. The affidavits from her daughter and husband support Petitioner’s description of the difficulties she experienced prior to and during her recovery from her March 2017 surgery, but do not address her condition following her post surgery PT. Exhibits 14-15. Her daughter discusses in detail the difficulties her mother experienced caring for her brothers during the five months prior to her surgery. Exhibit 14 at ¶¶ 1-3. Both she and her father indicate he had to take off work for the week after Petitioner’s surgery. Exhibit 14 at ¶ 4; Exhibit 15 at ¶ 5. In his affidavit, Petitioner’s husband provides details regarding the difficulties Petitioner faced during the six months following her surgery. Exhibit 15 at ¶ 5. 11 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 12 of 27 III. The Parties’ Arguments Petitioner seeks compensation in the amount of $179,154.04, representing $175,000.00 for her past pain and suffering and $4,154.04 for her past expenses, plus a yearly amount of $1,500.00 for her projected pain and suffering for the rest of her life. Pet. Brief at 1-2. While acknowledging that her condition improved post-surgery, Petitioner asserts that she “continues to have lingering pain that impacts her overall quality of life.” Id. at 1. The compensation sought for Petitioner’s expenses is the total of her out-of- pocket medical expenses. Exhibit 17, ECF No. 44-5. To support the amount sought for her past pain and suffering, Petitioner stresses the intensity of the pain and limited ROM she suffered and the effect it had on her everyday activities. Pet. Brief at 11-12. Specifically, Petitioner details the difficulties she had caring for her twin three-year old sons, one of which has autism. Id. Petitioner admits that the majority of her pain and suffering occurred within the first year of her injury but maintains that she continues to suffer pain to this day. To support this assertion, she cites her recent appointment with Dr. Bischoff. Id. at 16. Petitioner compares the facts in her case to those experienced by petitioners in other SPU cases, specifically in Reed, Hooper, and Binette.20 Pet. Brief at 13-18. She argues that she should be awarded an amount of compensation for her past pain and suffering which is slightly more than that awarded in Reed ($160,000.00) and slightly less than that awarded in Hooper ($185,000.00). Id. at 16-17. She also maintains her pain and suffering was more extensive than that suffered by the petitioner in Binette (awarded $130,000.00 for past pain and suffering). Id. at 17. Regarding compensation for her future pain and suffering, Petitioner argues she is entitled to more than that awarded in Binette ($1,000.00 per year). Pet. Brief at 18. Drawing similarities between her circumstances and those in Hooper, she insists she is entitled to the same amount of compensation as was award the Hooper petitioner ($1,500.00 per year). Id. To distinguish her case from Reed, in which a request for an award for future pain and suffering was denied, Petitioner compares the assessment 20 Reed v. Sec’y of Health & Human Servs., No. 16-1670V, 2019 WL 1222925 (Fed. Cl. Spec. Mstr. Feb. 1, 2019) (awarding $160,000.00 for pain and suffering and $4,931.06 in unreimbursable medical expenses); Hooper v. Sec’y of Health & Human Servs., No. 17-0012V, 2019 WL 1561519 (Fed. Cl. Spec. Mstr. Mar. 20, 2019) (awarding $185,000.00 for actual pain and suffering, $1,500.00 per year for a life expectancy of 30 years for projected pain and suffering, $37,921.48 for lost wages); Binette v. Sec’y of Health & Human Servs., No. 16-0731V, 2019 WL 1552620 (Fed. Cl. Spec. Mstr. Mar. 20, 2019) (awarding $130,000.00 for actual pain and suffering, $1,000.00 per year for a life expectancy of 57 years for projected pain and suffering, and $7,101.98 for past unreimbursable medical expenses). 12 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 13 of 27 provided at her latest appointment with Dr. Bischoff to that given the petitioner in Curri,21 a case discussed in Reed in which I was the special master and awarded $550.00 per year for future pain and suffering. Pet. Brief at 14. Respondent contends Petitioner should be awarded no more than $105,000.00 for her pain and suffering. Res. Brief at 2. He does not, however, specify whether this amount is for past pain and suffering only or if a portion of the award would be for future pain and suffering. He adds that he has no objection to the amount Petitioner seeks for her outstanding medical expenses, $4,154.04. Id. at 2 n.4. Respondent argues that Petitioner’s “SIRVA was not severe.” Res. Brief at 6. To support this assertion, he emphasizes Petitioner’s delay in seeking treatment and results of her MRI. Id. at 6-7. He compares the injury Petitioner sustained with those suffered by the petitioners in the Young and Selling22 cases, maintaining that the facts in Petitioner’s case are most similar to those in Selling (in which $105,000.00 was awarded for actual pain and suffering). Id. at 8-9. He argues that “Petitioner’s attempt to compare the severity of this case to cases [with] much higher awards is simply not supported by the evidence.” Id. at 9. Citing amounts awarded in civil actions for shoulder injuries outside of the Vaccine Program, Respondent asserts that awards in the Vaccine Program are substantially higher than other awards in the traditional tort system. Res. Brief at 7-8. He partially blames what he terms the “meeting-in-the-middle” method which he asserts is being used to decide awards when parties are unable to reach an informal agreement. Id. at 10. He argues that petitioners are inflating the amounts they are requesting while Respondent is forced to adhere to the amounts proffered during informal discussions. Because petitioners have consistently been awarded more than the amount advanced by Respondent, he argues petitioners are incentivized to request ever greater amounts. In her reply, Petitioner characterizes her SIRVA as severe and repeats her assertion of continued pain since receiving the flu vaccine in October 2016. Pet. Reply at 2-4. Petitioner claims to have “suffered excruciating pain and significant limitations in her range of motion from the time of her vaccination.” Id. at 3. She also argues that her “SIRVA was both severe and long lasting.” Id. at 4. 21 Curri v. Sec’y of Health & Human Servs., No. 17-432V, 2018 WL 6273562 (Fed. Cl. Spec. Mstr. Oct. 31, 2018) (awarding $120,000 for actual pain and suffering, $550.00 per year for a life expectancy of 28 years for projected pain and suffering, and $3,728.76 for projected expenses). 22 Young v. Sec’y of Health & Human Servs., No. 15-1241V, 2019 WL 396981 (Fed. CL. Spec. Mstr. Jan. 4, 2019 (awarding $100,000.00 for pain and suffering and $2,293.15 for expenses); Selling v. Sec’y of Health & Human Servs., No. 16-0588V, 2019 WL 3425224 (Fed. Cl. Spec. Mstr. May 2, 2019) (awarding $105,000.00 for actual pain and suffering $9,505.82 for actual costs and expenses). 13 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 14 of 27 Regarding Respondent’s citation of state court awards for shoulder injuries, Petitioner asserts that it would be inappropriate for me to consider the amount of those awards when determining the appropriate amount of compensation to be awarded in this vaccine case. Pet. Reply at 4-9. She proclaims that “[r]everence to state court verdicts is unprecedented in the Vaccine Program.” Id. at 6. Stressing the intent of Congress and specialized nature of the Vaccine Program, Petitioner argues that the cases and awards cited by Respondent are not relevant to this inquiry. Id. at 8-9. Comparing the facts in this case to those in other vaccine cases, Petitioner repeats her assertion that her injury is most like those suffered by the petitioner’s in Hooper, Reed, and Binette. Pet. Reply at 11. She disputes Respondent’s comparisons to the Young and Selling cases, pointing to specific differences in those cases. Id. at 10. Addressing Respondent’s general argument regarding the amounts being awarded in the vaccine program, specifically those in SIRVA cases, Petitioner calls Respondent’s argument disingenuous and insulting. Id. at 11-12. IV. Legal Standard Compensation awarded pursuant to the Vaccine Act shall include “[f]or actual and projected pain and suffering and emotional distress from the vaccine-related injury, an award not to exceed $250,000.” Section 15(a)(4). Additionally, a petitioner may recover “actual unreimbursable23 expenses incurred before the date of judgment award such expenses which (i) resulted from the vaccine-related injury for which petitioner seeks compensation, (ii) were incurred by or on behalf of the person who suffered such injury, and (iii) were for diagnosis, medical or other remedial care, rehabilitation . . . determined to be reasonably necessary.” Section 15(a)(1)(B). The petitioner bears the burden of proof with respect to each element of compensation requested. Brewer v. Sec’y of Health & Human Servs., No. 93-0092V, 1996 WL 147722, at *22-23 (Fed. Cl. Spec. Mstr. Mar. 18, 1996). There is no mathematic formula for assigning a monetary value to a person’s pain and suffering and emotional distress. I.D. v. Sec’y of Health & Human Servs., No. 04- 1593V, 2013 WL 2448125, at *9 (Fed. Cl. Spec. Mstr. May 14, 2013) (“[a]wards for emotional distress are inherently subjective and cannot be determined by using a mathematical formula”); Stansfield v. Sec’y of Health & Human Servs., No. 93-0172V, 1996 WL 300594, at *3 (Fed. Cl. Spec. Mstr. May 22, 1996) (“the assessment of pain and suffering is inherently a subjective evaluation”). Factors to be considered when 23 “Unreimbursable” for Vaccine Act purposes means costs and expenses that are not otherwise subject to reimbursement to a petitioner from insurance or otherwise. See H.R. Rep. No. 99–908, at 20 (1986), 1986 U.S.C.C.A.N. 6344, 6361 (“[T]he Committee intends that the Program pay only demonstrated, actual costs for which reimbursement cannot be obtained.”). 14 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 15 of 27 determining an award for pain and suffering include: 1) awareness of the injury; 2) severity of the injury; and 3) duration of the suffering. I.D., 2013 WL 2448125, at *9 (quoting McAllister v. Sec’y of Health & Human Servs., No 91-1037V, 1993 WL 777030, at *3 (Fed. Cl. Spec. Mstr. Mar. 26, 1993), vacated and remanded on other grounds, 70 F.3d 1240 (Fed. Cir. 1995)). I may also consider prior pain and suffering awards to aid my resolution of the appropriate amount of compensation for pain and suffering in this case. See, e.g., Doe 34 v. Sec’y of Health & Human Servs., 87 Fed. Cl. 758, 768 (2009) (finding that “there is nothing improper in the chief special master’s decision to refer to damages for pain and suffering awarded in other cases as an aid in determining the proper amount of damages in this case.”). And, of course, I may rely on my own experience (along with my predecessor Chief Special Masters) adjudicating similar claims.24 Hodges v. Sec’y of Health & Human Servs., 9 F.3d 958, 961 (Fed. Cir. 1993) (noting that Congress contemplated the special masters would use their accumulated expertise in the field of vaccine injuries to judge the merits of individual claims). Although pain and suffering in the past was often determined based on a continuum, as Respondent argues, that practice was cast into doubt by a Court of Federal Claims decision several years ago. In Graves, Judge Merrow rejected a special master’s approach of awarding compensation for pain and suffering based on a spectrum from $0.00 to the statutory $250,000.00 cap. Judge Merrow maintained that do so resulted in “the forcing of all suffering awards into a global comparative scale in which the individual petitioner’s suffering is compared to the most extreme cases and reduced accordingly.” Graves, 109 Fed. Cl. at 590. Instead, Judge Merrow assessed pain and suffering by looking to the record evidence, prior pain and suffering awards within the Vaccine Program, and a survey of similar injury claims outside of the Vaccine Program. Id. at 595. Under this alternative approach, the statutory cap merely cuts off higher pain and suffering awards – it does not shrink the magnitude of all possible awards as falling within a spectrum that ends at the cap. 24 From July 2014 until September 2015, the SPU was overseen by former Chief Special Master Vowell. For the next four years, until September 30, 2019, all SPU cases, including the majority of SIRVA claims, were assigned to former Chief Special Master Dorsey, now Special Master Dorsey. In early October 2019, the majority of SPU cases were reassigned to me as the current Chief Special Master. 15 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 16 of 27 V. Prior SIRVA Compensation A. Overview of SIRVA Case Damages Outcomes in Settled Cases25 SIRVA cases have an extensive history of informal resolution within the SPU. As of January 1, 2020, 1,405 SIRVA cases have informally resolved26 since SPU’s inception in July of 2014. Of those cases, 817 resolved via the Government’s proffer on award of compensation, following a prior ruling that petitioner is entitled to compensation.27 Additionally, 567 SPU SIRVA cases resolved via stipulated agreement of the parties without a prior ruling on entitlement. Among the SPU SIRVA cases resolved via government proffer, awards have typically ranged from $75,044.86 to $122,038.99.28 The median award is $95,000.00. Formerly, these awards were presented by the parties as a total agreed-upon dollar figure without separately listed amounts for expenses, lost wages, or pain and suffering. Since late 2017, the government’s proffer has included subtotals for each type of compensation awarded. Among SPU SIRVA cases resolved via stipulation, awards have typically ranged from $50,000.00 to $92,500.00,29 with a median award of $70,000.00. In most instances, the parties continue to present the stipulated award as a total agreed upon dollar figure without separately listed amounts for expenses, lost wages, or pain and suffering. Unlike the proffered awards, which purportedly represent full compensation for all of petitioner’s 25 I used the term “settled” broadly, to include both cases that the Department of Justice resolves via litigative risk discussions and those it proffers (meaning the Government represents that the damages sum accurately reflects its liability under the Act in the relevant case). Prior decisions awarding damages, including those resolved by settlement or proffer, are made public and can be searched on the U.S. Court of Federal Claims website by keyword and/or by special master. On the court’s main page, click on “Opinions/Orders” to access the database. All figures included in this order are derived from a review of the decisions awarding damages within the SPU. All decisions reviewed are, or will be, available publicly. All figures and calculations cited are approximate. 26 Additionally, 41 claims alleging SIRVA have been dismissed within the SPU. 27 There also have been 21 prior cases in which a petitioner was found to be entitled to compensation, but where damages were resolved via a stipulated agreement by the parties rather than government proffer. 28 Typical range refers to cases between the first and third quartiles. Additional outlier awards also exist. The full range of awards spans from $25,000.00 to $1,845,047.00. Among the 21 SPU SIRVA cases resolved via stipulation following a finding of entitlement, awards range from $45,000.00 to $1,500,000.00 with a median award of $115,772.83. For these awards, the first and third quartiles range from $90,000.00 to $160,502.39. 29 Typical range refers to cases between the first and third quartiles. Additional outlier awards also exist. The full range of awards spans from $5,000.00 to $509,552.31. Additionally, two stipulated awards were limited to annuities, the exact amounts of which were not determined at the time of judgment. 16 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 17 of 27 damages, stipulated awards also typically represent some degree of litigative risk negotiated by the parties. B. Specific Prior Reasoned Decisions Addressing SIRVA Damages Additionally, since the inception of SPU in July 2014, there have been a number of reasoned decisions awarding damages in SPU SIRVA cases – meaning where the parties were unable to informally resolve damages, so the dispute was adjudicated and ruled upon by a special master. Typically, the primary point of dispute has been the appropriate amount of compensation for pain and suffering. i. Below-median awards limited to past pain and suffering In seventeen prior SPU cases, the petitioner was awarded compensation for only actual or past pain and suffering in amounts below the median proffer figure discussed above, and in a range from $60,000.00 to $90,000.00.30 These cases have all included 30 These cases are: Dagen v. Sec’y of Health & Human Servs., No. 18-0442V, 2019 WL 7187335 (Fed. Cl. Spec. Mstr. Nov. 6, 2019) (awarding $65,000.00 for actual pain and suffering and $2,080.14 for actual unreimbursable expenses); Goring v. Sec’y of Health & Human Servs., No. 16-1458V, 2019 WL 6049009 (Fed. Cl. Spec. Mstr. Aug. 23, 2019) (awarding $75,000.00 for actual pain and suffering and $200.00 for actual unreimbursable expenses); Lucarelli v. Sec’y of Health & Human Servs., No. 16-1721V, 2019 WL 5889235 (Fed. Cl. Spec. Mstr. Aug. 21, 2019) (awarding $80,000.00 for actual pain and suffering and $380.54 for actual unreimbursable expenses); Kent v. Sec’y of Health & Human Servs., No. 17-0073V, 2019 WL 5579493 (Fed. Cl. Spec. Mstr. Aug. 7, 2019) (awarding $80,000.00 for actual pain and suffering and $2,564.78 to satisfy petitioner’s Medicaid lien); Capasso v. Sec’y Health & Human Servs., No.17- 0014V, 2019 WL 5290524 (Fed. Cl. Spec. Mstr. July 10, 2019) (awarding $75,000.00 for actual pain and suffering and $190.00 for actual unreimbursable expenses); Schandel v. Sec’y of Health & Human Servs., No. 16-0225V, 2019 WL 5260368 (Fed. Cl. Spec. Mstr. July 8, 2019) (awarding $85,000.00 for actual pain and suffering and $920.03 for actual unreimbursable expenses); Bruegging v. Sec’y of Health & Human Servs., No. 17-0261V, 2019 WL 2620957 (Fed. Cl. Spec. Mstr. May 13, 2019) (awarding $90,000.00 for actual pain and suffering and $1,163.89 for actual unreimbursable expenses); Pruett v. Sec’y of Health & Human Servs., No. 17-0561V, 2019 WL 3297083 (Fed. Cl. Spec. Mstr. Apr. 30, 2019) (awarding $75,000.00 for actual pain and suffering and $944.63 for actual unreimbursable expenses); Bordelon v. Sec’y of Health & Human Servs., No. 17-1892V, 2019 WL 2385896 (Fed. Cl. Spec. Mstr. Apr. 24, 2019) (awarding $75,000.00 for actual pain and suffering); Weber v. Sec’y of Health & Human Servs., No. 17-0399V, 2019 WL 2521540 (Fed. Cl. Spec. Mstr. Apr. 9, 2019) (awarding $85,000.00 for actual pain and suffering and $1,027.83 for actual unreimbursable expenses); Garrett v. Sec’y of Health & Human Servs., No. 18-0490V, 2019 WL 2462953 (Fed. Cl. Spec. Mstr. Apr. 8, 2019) (awarding $70,000.00 for actual pain and suffering); Attig v. Sec’y of Health & Human Servs., No. 17-1029V, 2019 WL 1749405 (Fed. Cl. Spec. Mstr. Feb. 19, 2019) (awarding $75,000.00 for pain and suffering and $1,386.97 in unreimbursable medical expenses); Dirksen v. Sec’y of Health & Human Servs., No. 16-1461V, 2018 WL 6293201 (Fed. Cl. Spec. Mstr. Oct. 18, 2018) (awarding $85,000.00 for pain and suffering and $1,784.56 in unreimbursable medical expenses); Kim v. Sec’y of Health & Human Servs., No. 17-0418V, 2018 WL 3991022 (Fed. Cl. Spec. Mstr. July 20, 2018) (awarding $75,000.00 for pain and suffering and $520.00 in unreimbursable medical expenses); Knauss v. Sec’y of Health & Human Servs., No. 16-1372V, 2018 WL 3432906 (Fed. Cl. Spec. Mstr. May 23, 2018) (awarding $60,000.00 for pain and suffering and $170.00 in unreimbursable medical expenses); Marino v. Sec’y of Health & Human Servs., No. 16-0622V, 2018 WL 2224736 (Fed. Cl. Spec. Mstr. Mar. 26, 2018) (awarding $75,000.00 for pain and suffering and $88.88 in unreimbursable medical expenses); Desrosiers v. Sec’y of Health & Human Servs., No. 16-0224V, 2017 WL 5507804 (Fed. Cl. Spec. Mstr. 17 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 18 of 27 injuries with a “good” prognosis, although some of the petitioners asserted residual pain. All of the petitioners in such cases displayed only mild to moderate limitations in range of motion, and MRI imaging likewise showed only evidence of mild to moderate pathologies such as tendinosis, bursitis, or edema. The duration of injury ranged from six to 29 months, with such petitioners averaging approximately fourteen months of pain. Significant pain was reported in these cases for up to eight months. However, in approximately half of the cases, these petitioners subjectively rated their pain as six or below on a ten-point scale. Petitioners who reported pain in the upper end of the ten-point scale generally suffered pain at this level for three months or less. Slightly less than one- half of these individuals had been administered one to two cortisone injections. Most of these petitioners pursued physical therapy for two months or less, and none had any surgery. The petitioners in Schandel, Garrett, and Weber attended PT from almost four to five months, but most of the PT in Weber focused on conditions unrelated to the petitioner’s SIRVA. Several of these cases (Goring, Lucarelli, Kent, Knauss, Marino, Kim, and Dirksen) included a delay in seeking treatment. These delays ranged from about 42 days in Kim to over six months in Marino. ii. Above-median awards limited to past pain and suffering In eight prior SPU cases, the petitioner was awarded compensation limited to past pain and suffering but above the median proffered SIRVA award, in ranges from $110,000.00 to $160,000.00.31 Like those in the preceding group, the relevant petitioner’s prognosis was “good,” but these higher award cases were characterized either by a longer duration of injury or by the need for surgical repair. Thus, seven out of eight underwent some form of shoulder surgery, while one (Cooper) experienced two full years Sept. 19, 2017) (awarding $85,000.00 for pain and suffering and $336.20 in past unreimbursable medical expenses). 31 These cases are: Nute v. Sec’y of Health & Human Servs., No. 18-0140V, 2019 WL 6125008 (Fed. Cl. Spec. Mstr. Sept. 6, 2019) (awarding $125,000.00 for pain and suffering); Kelley v. Sec’y of Health & Human Servs., No. 17-2054V, 2019 WL 5555648 (Fed. Cl. Spec. Mstr. Aug. 2, 2019) (awarding $120,000.00 for pain and suffering and $4,289.05 in unreimbursable medical expenses); Wallace v. Sec’y of Health & Human Servs., No. 16-1472V, 2019 WL 4458393 (Fed. Cl. Spec. Mstr. June 27, 2019) (awarding $125,000.00 for pain and suffering and $1,219.47 in unreimbursable medical expenses); Reed v. Sec’y of Health & Human Servs., No. 16-1670V, 2019 WL 1222925 (Fed. Cl. Spec. Mstr. Feb. 1, 2019) (awarding $160,000.00 for pain and suffering and $4,931.06 in unreimbursable medical expenses); Knudson v. Sec’y of Health & Human Servs., No. 17-1004V, 2018 WL 6293381 (Fed. Cl. Spec. Mstr. Nov. 7, 2018) (awarding $110,000.00 for pain and suffering and $305.07 in unreimbursable medical expenses); Cooper v. Sec’y of Health & Human Servs., No. 16-1387V, 2018 WL 6288181 (Fed. Cl. Spec. Mstr. Nov. 7, 2018) (awarding $110,000.00 for pain and suffering and $3,642.33 in unreimbursable medical expenses); Dobbins v. Sec’y of Health & Human Servs., No. 16-0854V, 2018 WL 4611267 (Fed. Cl. Spec. Mstr. Aug. 15, 2018) (awarding $125,000.00 for pain and suffering and $3,143.80 in unreimbursable medical expenses); Collado v. Sec’y of Health & Human Servs., No. 17-0225V, 2018 WL 3433352 (Fed. Cl. Spec. Mstr. June 6, 2018) (awarding $120,000.00 for pain and suffering and $772.53 in unreimbursable medical expenses). 18 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 19 of 27 of pain and suffering, eight months of which were considered significant, and also required extended conservative treatment. On the whole, MRI imaging in these cases also showed more significant findings, with seven of eight showing possible evidence of partial tearing.32 No MRI study was performed in the Cooper case. During treatment, each of these petitioners subjectively rated their pain within the upper half of a ten-point pain scale, and all experienced moderate to severe limitations in range of motion. Moreover, these petitioners tended to seek treatment of their injuries more immediately (e.g., within five to 45 days from onset). Duration of physical therapy ranged from one to 28 months and six out of the eight had cortisone injections. iii. Awards including compensation for both past and future pain and suffering In only three prior SPU SIRVA cases (all of which have been referenced in this case) has a petitioner been awarded compensation for both past and future pain and suffering.33 In two (Hooper and Binette), petitioners experienced moderate to severe limitations in range of motion and moderate to severe pain. The Hooper petitioner underwent surgery, while in Binette petitioner was deemed not a candidate for surgery following an arthrogram. Despite significant physical therapy (and surgery in Hooper), medical opinions indicated that the relevant petitioner’s disability would be permanent. In these two cases, petitioners were awarded above-median awards for actual pain and suffering as well as awards for projected pain and suffering for the duration of their life expectancies. 32 In Reed, MRI showed edema in the infraspinatus tendon of the right shoulder with a possible tendon tear and a small bone bruise of the posterior humeral head. In Dobbins, MRI showed a full-thickness partial tear of the supraspinatus tendon extending to the bursal surface, bursal surface fraying and partial thickness tear of the tendon, tear of the posterior aspects of the inferior glenohumeral ligament, and moderate sized joint effusion with synovitis and possible small loose bodies. In Collado, MRI showed a partial bursal surface tear of the infraspinatus and of the supraspinatus. In Knudson, MRI showed mild longitudinally oriented partial-thickness tear of the infraspinatus tendon, mild supraspinatus and infraspinatus tendinopathy, small subcortical cysts and mild subcortical bone marrow edema over the posterior-superior- lateral aspect of the humeral head adjacent to the infraspinatus tendon insertion site, and minimal subacromial-subdeltoid bursitis. 33 These cases are: Dhanoa v. Sec’y of Health & Human Servs., No. 15-1011V, 2018 WL 1221922 (Fed. Cl. Spec. Mstr. Feb. 1, 2018) (awarding $85,000.00 for actual pain and suffering, $10,000.00 for projected pain and suffering for one year, and $862.15 in past unreimbursable medical expenses); Binette v. Sec’y of Health & Human Servs., No. 16-0731V, 2019 WL 1552620 (Fed. Cl. Spec. Mstr. Mar. 20, 2019) (awarding $130,000.00 for actual pain and suffering, $1,000.00 per year for a life expectancy of 57 years for projected pain and suffering, and $7,101.98 for past unreimbursable medical expenses); Hooper v. Sec’y of Health & Human Servs., No. 17-0012V, 2019 WL 1561519 (Fed. Cl. Spec. Mstr. Mar. 20, 2019) (awarding $185,000.00 for actual pain and suffering, $1,500.00 per year for a life expectancy of 30 years for projected pain and suffering, $37,921.48 for lost wages). 19 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 20 of 27 In the third case (Dhanoa), the petitioner’s injury was less severe than in Hooper or Binette. However, the petitioner had been actively treating just prior to the case becoming ripe for decision and her medical records reflected that she was still symptomatic despite a good prognosis. These petitioners were awarded an amount below-median for actual pain and suffering, but, in light of the facts and circumstances of the case, also awarded projected pain and suffering. VI. Appropriate Compensation in this SIRVA Case Petitioner acknowledges that the majority of her pain and suffering occurred during the year after vaccination and that she showed significant improvement post-surgery. The overall record shows Petitioner’s SIRVA was much improved by the end of May 2017, approximately three months after surgery and less than eight months after vaccination. Indeed, by August 21, 2017, Petitioner exhibited few symptoms, and her post-surgical treatment ceased on September 15, 2017, eleven months after vaccination. When Petitioner was seen by her new PCP five days later, she did not report any SIRVA symptoms. The only reference to Petitioner’s shoulder injury was the inclusion of her March 2017 surgery under her history. There is no evidence of treatment from mid- September 2017 until early October 2019. When Petitioner returned to her orthopedist for a recheck of her right shoulder on October 2, 2019, she reported only occasional and mild symptoms. No medication or further treatment was prescribed. A. Past Pain and Suffering In this case, awareness of the injury is not disputed. The record reflects that at all times petitioner was a competent adult with no impairments that would impact her awareness of her injury. Therefore, I analyze principally the severity and duration of petitioner’s injury. i. Severity and Duration of Injury Prior to Surgery The overall record in this case shows that, prior to vaccination, Petitioner suffered chronic back and hip pain and weakness in her lower extremities. Exhibit 2 at 5-20. She was prescribed extra strength Tylenol and Meloxicam which appeared sufficient to control her pain. While being treated for her SIRVA, Petitioner did not complain of pain in these other areas. It appears, however, that she continued taking Meloxicam and Tylenol. See, e.g. Exhibit 6 at 6. Although she did not seek treatment for her SIRVA until approximately 60 days after vaccination, Petitioner explained that this delay was due to the death of a friend. 20 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 21 of 27 Exhibit 3 at 10. I also do not find a two-month delay in seeking treatment to be particularly suspicious or questionable. When Petitioner first sought treatment from her PCP on December 1, 2016, she described her condition as “very painful.” Exhibit 2 at 3. An MRI performed on December 6, 2016 showed a partial rotator cuff tear and mild tendinosis but also mild osteoarthritis. Exhibit 4 at 1-2. When seen by an orthopedist approximately two weeks later, Petitioner indicated that taking two Advil at night was not helping with her pain. Exhibit 6 at 5. At this visit, her active ROM was assessed at 140 degrees with pain at the extremes. Id. at 6. She was prescribed a prednisone taper and PT. It appears the prednisone alleviated approximately 50 percent of her pain for a few weeks at most. Id. at 2. At her first PT session, Petitioner described her pain as aching, rating its level as between 3 to 7 on a scale of 10. Exhibit 7 at 69. Showing a slightly more limited ROM, Petitioner was assessed as having a 36 percent loss of functionality. Her ability to perform most daily tasks were ranked at 4 or 5 out of 10. Id. Petitioner continued to experience the same moderate to severe level of pain throughout the nine PT sessions she attended but her ROM continued to gradually decrease. E.g., id. at 57. It is clear that, prior to her surgery, from the time she received the flu vaccine on October 17, 2016 until approximately five months later, Petitioner reported moderate to severe pain in her right shoulder, estimating the level of her pain somewhere between 3 to 8 on a scale of 10. A prednisone taper gave Petitioner a few weeks of temporary relief, but her pain returned shortly thereafter. Despite attending nine PT sessions from late December 2016 to early February 2017, Petitioner continued to experience a gradual reduction in her ROM. I do not doubt Petitioner’s condition resulted in the difficulties described in the affidavits from Petitioner, her daughter, and her husband during this time. Especially difficult for Petitioner was the additional stress this placed on her and her family as she attempted to maintain the consistency needed when caring for her twin sons, one of whom has been diagnosed with autism. ii. Severity and Duration of Injury Following Surgery When performing Petitioner’s arthroscopic surgery on March 15, 2017, Dr. Bischoff observed that Petitioner’s bursa was enlarged and bloody but saw no tears needing repair. He performed a bursectomy and used a shaver to debride Petitioner’s bursa and other areas. Exhibit 3 at 13-14. 21 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 22 of 27 Approximately two days after her surgery at her first post-surgical PT session, Petitioner reported aching and intermittently sharp pain at a level of 0 to 9 out of 10. Exhibit 7 at 52. She had been instructed not to move her arm and her right shoulder ROM was recorded as 35 degrees for flexion and 25 degrees for abduction. In contrast, Petitioner exhibited left shoulder ROM of 150 and 130 degrees. Id. at 53. Five days later, her right shoulder ROM had improved to 100 degrees externally, with internal rotation of 40 degrees. Exhibit 3 at 4. At that orthopedic appointment on March 24, 2017, Petitioner indicated she was controlling her pain with over the counter medication. Id. For the next two months, Petitioner attended 21 PT sessions. Exhibit 7 at 8-9, 21- 23. By May 30, 2017, she was noted to be 60-70 percent improved. Her ROM had almost returned to normal. Her ability to perform all daily tasks was recorded as 8 out of 10. Id. at 21. At Petitioner’s next orthopedic appointment, she reported that she was experiencing some aching but was otherwise good. It was noted that she had finished PT but would be attending WellFit sessions. Exhibit 3 at 16. Petitioner attended approximately 24 Wellfit sessions from June to mid-September 2017. Exhibit 12 at 3-7. During this time, she was seen once more by her orthopedist, Dr. Bischoff. Exhibit 3 at 17. Exhibiting good ROM at this August 21, 2017 appointment, 160 degrees for external movement and 50 degrees for internal rotation, Petitioner reported further improvement over the last month. Petitioner’s rotator cuff strength was noted to be 5- out of 5. Id. The overall record shows that Petitioner’s pain continued after her surgery but that she experienced significant improvement by the end of May 2017. Her improvement continued until September 2017 when she stopped attending even the WellFit exercise program. Any pain and suffering experienced by Petitioner after this point appears to be minimal. It certainly was not sufficient enough to require further medical care. The affidavits from Petitioner’s daughter and husband are consistent with this description. Both discuss difficulties during and immediately after Petitioner’s surgery, including the need for Petitioner’s husband to take time off from work during the week following Petitioner’s surgery. Exhibit 14 at ¶ 4; Exhibit 15 at ¶ 5. Petitioner’s husband also discusses the six-month period thereafter from early March to early September 2017. Neither alleges difficulties after that date. Exhibit 15 at ¶ 5. iii. Comparison to Other Past Pain and Suffering SIRVA Awards Overall, the circumstances in Petitioner’s case are most like those experienced by the petitioner in the Nute case, in which the petitioner was awarded $125,000.00 for her past pain and suffering. 2019 WL 6125008, at *1, 12-13. Initially the Nute petitioner’s pain 22 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 23 of 27 was severe, reported to be 8-10 on a scale of 10. After her second cortisone injection, performed two months after vaccination in mid-November 2016, the Nute petitioner obtained some relief. Id. at *2. However, her pain returned to the previous levels after approximately four months thereafter in March 2017. It stayed at that level until her surgery in June 2017. Id. at *3. Thus, the Nute petitioner suffered slightly more severe pain than that suffered by Ms. Rafferty in this case for a similar duration of time. During the entire nine months before surgery, the petitioner in Nute suffered a significantly limited ROM, more than experienced by the Petitioner in this case. 2019 WL 6125008, at *12. For example, less than two months after vaccination, the Nute petitioner’s external ROM had decreased from 60 to 30 degrees, and she was diagnosed with probable adhesive capsulitis. Id. at *1. In contrast, at that same point in time, Petitioner’s ROM was assessed at 140 degrees. Exhibit 6 at 6. Additionally, the surgery undergone by the Nute petitioner was more extensive than the surgery undergone by Petitioner, as it included a biceps tenodesis.34 2019 WL 6125008, at *3. Admittedly, however, many facts suggest the Nute petitioner’s pain and suffering was somewhat less than that suffered by Petitioner. For example, the pain experienced by Petitioner prior to surgery was more consistent than that suffered by the petitioner in Nute. Petitioner obtained relief for only a few weeks from her prednisone taper. Additionally, the Nute petitioner experienced a much quicker recovery following surgery. She attended a similar amount of PT sessions (19) but in a more compact period of time (one month). 2019 WL 6125008, at *3-4. By one and one-half months after her surgery, the Nute petitioner had recovered from her SIRVA. Id. at *4. Although the Nute petitioner, as an emergency room nurse, must have had difficulty performing her normal duties, her inability to perform certain work-related tasks is still not comparable to the difficulties Petitioner must have suffered while attempting to care for her children. As the primary caretaker for her sons, one of which has autism, she would have been impacted by her injury throughout the day. Additionally, her inability to explain her difficulties to her young sons would have compounded Petitioner’s suffering. Thus, I find that the slightly greater severity of the Nute petitioner’s symptoms prior to surgery is countered by her quicker recovery and slightly less difficult circumstances. I find the Petitioner in this case should be awarded slightly more than the petitioner in Nute. I do not find, however, that relevant cited precedent supports an even higher award. Petitioner claims that her pain and suffering was greater than that of the petitioner in Reed, who suffered pain at levels of 6-9 out of 10 while attending more than 13 PT 34 Tenodesis is “the stabilization of a joint by anchoring a tendon to a bone, done either surgically or through use of an orthosis.” DORLAND’S at 1882. 23 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 24 of 27 sessions for the six months prior to her surgery and on a level of 3-6 out of 10 while attending 18 PT sessions for four months post-surgery. Reed, 2019 WL 1222925, at *3- 9, 15. Four months after her surgery, the Reed petitioner was forced to seek treatment from a pain management specialist. Id. at *6-7. Two years after her injury, the Reed petitioner continues to take a strong opioid medication to manage her pain. Id. at *9, 11. Like the petitioner in this case, the Reed petitioner’s son has autism. Id. at *10-11. The petitioner in Reed was awarded $160,000.00 for her past pain and suffering. Id. at *1, 18. But it is clear from the record that the severity and duration of Petitioner’s pain and suffering was less than that suffered by the petitioner in Reed. I agree there are multiple similarities between the facts in this case and those in Selling which is cited by Respondent in defense of a more modest pain and suffering award. However, there is one substantial difference, in that the Petitioner in this case underwent arthroscopic surgery during which several portals where created and debridement of multiple areas was performed. In contrast, the petitioner in Selling underwent only a manipulation. 2019 WL 3425224, at *2. Respondent also cites multiple awards for shoulder injuries in the traditional tort system. Res. Brief at 7-8 (cases cited attached Appendix A). However, Respondent provides only a cursory amount of information regarding how these cases were chosen, some basic information about the type of injury suffered, but no information regarding the severity and duration of these injuries. Thus, I find they are not helpful when determining the appropriate amount of damages in this case. By contrast, SIRVA awards in the Vaccine Program are self-evidently more relevant and apposite, when viewed in light of Petitioner’s specific circumstances. iv. Amount of Award for Past Pain and Suffering In determining Petitioner’s entitlement award, I do not rely on a single decision or case. Rather, I have reviewed the particular facts and circumstances of her case, giving due consideration to the circumstances and damages in the cases cited by the parties and other relevant cases, as well as my knowledge and experience adjudicating SIRVA injury cases. For all the reasons discussed in this section, I find that $127,500.00 represents a fair and appropriate amount of compensation for Petitioner’s actual/past pain and suffering. B. Projected/Future Pain and Suffering In her second affidavit and damages brief, Petitioner maintains that she continues to suffer right shoulder pain which, although not constant, impacts her ability to complete certain tasks and care for her sons. Exhibit 16 at ¶ 1; Pet. Brief at 8. Asserting that her 24 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 25 of 27 pain will increase unless she routinely performs her prescribed PT exercises, Petitioner seems to argue that she has experienced pain since ceasing treatment in September 2017. Exhibit 16 at ¶¶ 1-2. In her brief, Petitioner asserts that she continued to suffer pain from vaccination to the present. Characterizing her improvement following surgery as “moderate” (Pet. Brief at 7), she states that her “residual shoulder pain is well beyond what she anticipated three and a half years post- vaccination” (id. at 8). By the end of her brief, Petitioner claims that she “suffered near constant pain for over two years . . . on a daily basis.” Id. at 17 (emphasis in the original). Petitioner’s assertions, however, are not support by the record in this case. Even the affidavits provided by her daughter and husband do not allege Petitioner continued to experience right shoulder pain after September 2017. See Exhibits 14-15. There is no evidence, other than Petitioner’s allegations, that she suffered pain or other symptoms during the two-year gap in treatment following her last WellFit visit in September 2017. Certainly, there is no evidence she sought medical treatment during this time. When Petitioner was seen again by Dr. Bischoff on October 2, 2019, the visit is described as a recheck of her injury. Exhibit 13 at 1. At that visit, Petitioner reports only residual soreness and stiffness and some difficulties when she goes to the gym. Id. Dr. Bischoff does opine that Petitioner’s stiffness and soreness is permanent and attributable to scar tissue from her right shoulder surgery but adds that further treatment is not warranted. Id. at 2. There is nothing in the record indicating Petitioner is taking or requires medication for her discomfort. Ms. Rafferty compares her current condition to that of the petitioners in Hooper, Binette, and Curri, arguing that she is entitled to more compensation for future pain and suffering than that awarded to the petitioners in Binette and Curri and the same as that awarded the petitioner in Hooper. Pet. Brief at 14-18. It is important to stress, however, that the petitioner in Hooper was assessed as having a permanent disability of 50 percent, i.e. a permanent partial loss of functionality in his left arm. 2019 WL 1561519, at *9-10. In Curri, the petitioner’s treating physician determined she suffered a permanent loss of left arm function in the amount of 22.5 percent. 2018 WL 6273562, at *2. And although the petitioner in Binette was not assessed as having a permanent loss of function, after extensive treatment she was told she was not a candidate for surgery and no further treatment was available to her. At that visit, she reported pain at a level of 5 out of 10. 2019 WL 1552620, at *2. She later testified that her pain remained constant at a level of 5 or higher. Id. at *13. While I accept that Petitioner in this case will continue to experience some soreness and stiffness due to scar tissue from her surgery, her circumstances are not comparable to the petitioners who received compensation for future pain and suffering. 25 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 26 of 27 There is nothing to indicate the Petitioner in this case has or will suffer a loss of function like the petitioners in Hooper and Curri, or was suffering the constant levels of pain experienced by the petitioner in Binette. Dr. Bischoff does not refer to Petitioner’s discomfort as pain, but only using terms like stiffness and soreness. And unlike the petitioner’s treating physician in Binette, Dr. Bischoff does not indicate that further treatment is unavailable, but rather that he “do[es] not believe any further treatment is warranted.” Exhibit 13 at 2. I therefore find, in light of my review of the record as well as applicable prior SIRVA pain and suffering determinations, that Petitioner has not provided preponderant evidence to support an award for projected/future pain and suffering. C. Actual Costs and Expenses The parties agree that Petitioner is entitled to reimbursement of expenses in the amount of $4,154.04. Additionally, Petitioner has filed supporting documentation regarding these out-of-pocket expenses. Exhibit 17. I have reviewed this documentation and agree that Petitioner is entitled to the full amount of compensation sought for these past, out of pocket expenses. VII. Conclusion For all of the reasons discussed above and based on consideration of the record as a whole, I find that $127,500.00 represents a fair and appropriate amount of compensation for Petitioner’s actual pain and suffering.35 I also find that Petitioner is entitled to $4,154.04 for her actual out-of-pocket costs. I find that an award for projected pain and suffering is not warranted in this case. Based on the record as a whole and arguments of the parties, I award Petitioner a lump sum payment of $131,654.04, representing compensation in the amount of $127,500.00 for Petitioner’s past pain and suffering and in the amount of $4,154.04 for Petitioner’s actual expenses in the form of a check payable to Petitioner. This amount represents compensation for all damages that would be available under Section 15(a). 35 Since this amount is being awarded for actual, rather than projected, pain and suffering, no reduction to net present value is required. See § 15(f)(4)(A); Childers v. Sec’y of Health & Human Servs., No. 96-0194V, 1999 WL 159844, at *1 (Fed. Cl. Spec. Mstr. Mar. 5, 1999) (citing Youngblood v. Sec’y of Health & Human Servs., 32 F.3d 552 (Fed. Cir. 1994)). 26 Case 1:17-vv-01906-UNJ Document 53 Filed 06/29/20 Page 27 of 27 The clerk of the court is directed to enter judgment in accordance with this decision.36 IT IS SO ORDERED. s/Brian H. Corcoran Brian H. Corcoran Chief Special Master 36 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint filing of notice renouncing the right to seek review. 27