VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_17-vv-00077 Package ID: USCOURTS-cofc-1_17-vv-00077 Petitioner: J.L.A. Filed: 2017-01-17 Decided: 2017-11-29 Vaccine: DTaP, hepatitis B, HiB, Prevnar, IPV Vaccination date: 2014-08-08 Condition: respiratory distress, hypoxia, hypotonia, pseudoaneuryism, acute flaccid paralysis, polio-like symptoms, acute and severe myopathy, anemia, thrombocytopenia, and fever. DiGeorge syndrome Outcome: dismissed Award amount USD: AI-assisted case summary: On January 17, 2017, Alfreda Alberto and Wilbert Lopez, as representatives of a minor child, J.L.A., filed a petition under the National Childhood Vaccine Injury Act. They alleged that the DTaP, hepatitis B, Hib, Prevnar, and IPV vaccines administered on August 8, 2014, caused J.L.A. to suffer respiratory distress, hypoxia, hypotonia, pseudoaneurysm, acute flaccid paralysis, polio-like symptoms, acute and severe myopathy, anemia, thrombocytopenia, and fever. The respondent was the Secretary of Health and Human Services. The public decision does not name the petitioner's counsel at the time of filing, but notes Alfreda Albe1io and Wilbert Lopez proceeded pro se after their counsel withdrew. Colleen C. Hartley represented the respondent. Special Master Laura D. Millman presided over the case. The medical records presented a different clinical picture than alleged by the petitioners. On August 9, 2014, the day after vaccination, J.L.A. experienced bronchiolitis with coughing, vomiting, and diarrhea, but no fever. On August 17, 2014, J.L.A. developed flaccid paralysis, which Dr. Bradley E. Chipps at Sutter Medical Center attributed to an enteroviral infection. Later, petitioners' former attorney, Martin J. Martinez, filed a request for an extension of time on September 17, 2017, stating that newly received records from the University of California at Davis changed the merits of the case. These records, which were not filed with the court, reportedly showed that J.L.A. has DiGeorge syndrome, also known as 22q11.2 deletion syndrome. An unidentified treating doctor was quoted as stating that this condition likely explained many of J.L.A.'s medical problems, including her polio-like illness in infancy due to increased susceptibility to infections and thrombocytopenia. On November 11, 2017, Mr. Martinez filed a motion to withdraw as counsel, which was granted on November 13, 2017, leaving the petitioners pro se. On November 13, 2017, Special Master Millman issued an Order to Show Cause why the case should not be dismissed, setting a response deadline of November 28, 2017. The petitioners did not respond to the order. Special Master Millman dismissed the petition on November 29, 2017, for failure to prosecute and failure to obey the Order to Show Cause, pursuant to Vaccine Rule 21(b)(1). The Special Master also noted that the medical records did not support vaccine causation. Specifically, because J.L.A. was born with DiGeorge syndrome, vaccinations received at four and a half months of age could not have caused it. Furthermore, the petitioners had not filed any expert opinions to support their allegations. The decision does not detail the specific reasoning of the treating doctor regarding the link between DiGeorge syndrome and the alleged injuries, nor does it name the specific treating doctor. No compensation was awarded. Theory of causation field: Petitioners alleged that DTaP, hepatitis B, Hib, Prevnar, and IPV vaccines administered on August 8, 2014, to minor J.L.A. (age approximately four and a half months) caused respiratory distress, hypoxia, hypotonia, pseudoaneurysm, acute flaccid paralysis, polio-like symptoms, acute severe myopathy, anemia, thrombocytopenia, fever, and DiGeorge syndrome. The case was dismissed by Special Master Laura D. Millman on November 29, 2017, for failure to prosecute and failure to obey an Order to Show Cause. The medical records indicated that on August 9, 2014, J.L.A. had bronchiolitis with coughing, vomiting, and diarrhea, but no fever. On August 17, 2014, she had flaccid paralysis, attributed by Dr. Bradley E. Chipps to an enteroviral infection. Later records from UC Davis indicated J.L.A. has DiGeorge syndrome (22q11.2 deletion syndrome), with an unidentified treating doctor opining this congenital condition likely explained many of her medical problems, including infection susceptibility and thrombocytopenia. Petitioners did not file any expert opinions supporting vaccine causation. Special Master Millman noted that vaccines administered at four and a half months could not cause a congenital condition like DiGeorge syndrome and dismissed the petition. No award was made. Petitioners were represented pro se after counsel withdrew; respondent was represented by Colleen C. Hartley. Petition filed January 17, 2017. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_17-vv-00077-2 Date issued/filed: 2017-12-26 Pages: 4 Docket text: PUBLIC DECISION (Originally filed: 11/29/2017) regarding 44 DECISION of Special Master Signed by Special Master Laura D Millman. (fm) Service on parties made. -------------------------------------------------------------------------------- Case 1:17-vv-00077-UNJ Document 47 Filed 12/26/17 Page 1 of 4 REISSUED FOR PUBLICATION DEC 26 2017 OSM U.S. COURT OF FEDERAL CLAIMS 3Jn tbe Wniteb qcourt of jfeberal $tate~ qc[aim~ OFFICE OF SPECIAL MASTERS No. 17-77V Filed: November 29, 2017 FIL~EfJ Not to be Published. NOV 2 9 2.1j7 ************************************* ALFREDA ALBERTO and WILBERT * U.S. CG'JriT OF LOPEZ, representatives of a minor child, * FEDERAL CLAIMS J.L.A., * * Diphtheria-tetanus-acellular pertussis Petitioners, * ("Dtap"), hepatitis B, haemophilus B * influenzae ("HiB"), pneumococcal v. * ("Prevnar"), inactivated polio ("IPV") * vaccines; DiGeorge syndrome; no expert SECRETARY OF HEALTH * AND HUMAN SERVICES, * * Respondent. * * ************************************* Alfreda Albe1io and Wilbe1i Lopez, Sacramento, CA, for petitioners (prose). Colleen C. Hartley, Washington, DC, for respondent. MILLMAN, Special Master DECISION1 On January 17, 2017, petitioners filed a petition under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10-34 (2012), alleging that diphtheria-tetanus-acellular pertussis ("Dtap"), hepatitis B, haemophilus B influenzae ("HiB"), pneumococcal ("Prevnar"), and inactivated polio ("IPV") vaccines administered to their daughter J.L.A. on August 8, 2014 caused her respiratory distress, hypoxia, hypotonia, pseudoaneuryism, acute flaccid paralysis, polio-like symptoms, acute and severe myopathy, anemia, thrombocytopenia, and fever. Pet. at ~~ 2 and 3. 1 Because this unpublished decision contains a reasoned explanation for the special master's action in this case, the special master intends to post this unpublished decision on the United States Comt of Federal Claims' website, in accordance with the E-Government Act of 2002, 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). Vaccine Rule 18(b) states that all decisions of the special masters will be made available to the public unless they contain trade secrets or commercial or financial information that is privileged and confidential, or medical or similar information whose disclosure would constitute a clearly unwarranted invasion of privacy. When such a decision is filed, petitioner has 14 days to identify and move to redact such information prior to the document's disclosure. If the special master, upon review, agrees that the identified material fits within the banned categories listed above, the special master shall redact such material from public access. Case 1:17-vv-00077-UNJ Document 47 Filed 12/26/17 Page 2 of 4 On November 13, 2017, the undersigned issued an Order to Show Cause why this case should not be dismissed, giving petitioners until November 28, 2017 to respond. Petitioners did not respond. This petition is now DISMISSED for failure to prosecute and failure to obey the undersigned's Order to Show Cause, under Vaccine Rule 21(b)(l) FACTS On August 8, 2014, J.L.A. received Dtap, hepatitis B, HiB, Prevnar, and IPV vaccinations. Med. recs. Ex. 1, at I. On August 9, 2014, J.L.A. had bronchiolitis. Med. recs. Ex. 14, at 5. She had coughing, vomiting, and diarrhea, but no fever. Id. at 3. On August 17, 2014, J.L.A. had flaccid paralysis which Dr. Bradley E. Chipps at Sutter Medical Center noted was due to an enteroviral infection. Med. recs. Ex. 3, at I. Petitioners' former attorney Martin J. Martinez filed a request to extend time on September 17, 2017, stating he had receive 10,000 pages of reports from the University of California at Davis which "changed the merits of the case ...." Req. at 1-2. Mr. Martinez states the records (none of which he filed) show that J.L.A. suffers from DiGeorge syndrome,2 known as 22q 11.2 deletion syndrome, resulting in poor development of several body symptoms. Id. He quotes an unnamed doctor stating, "This test showed that [J.L.A.] has 22ql 1.2 deletion syndrome. We reviewed that this condition likely explains many of [J .L.A.' s] medical problems such as her polio-like illness in infancy, due to increased susceptibility to infections, and thrombocytopenia." Id. at 2. On November 11, 2017, Mr. Martinez filed on behalf of petitioners a motion to withdraw as counsel. On November 13, 2017, the undersigned granted petitioners' motion and they became pro se. DISCUSSION To satisfy their burden of proving causation in fact, petitioners must prove by preponderant evidence: "(1) a medical theory causally connecting the vaccination and the injury; (2) a logical sequence of cause and effect showing that the vaccination was the reason for the injury; and (3) a showing ofa proximate temporal relationship between vaccination and injury." Althen v. Sec'y of HHS, 418 F.3d 1274, 1278 (Fed. Cir. 2005). In Althen, the Federal Circuit 2 Di George syndrome is "a congenital disorder in which defective development of the third and fourth pharyngeal pouches results in hypoplasia or aplasia of the thymus and parathyroid glands, often associated with congenital heart defects, anomalies of the great vessels, esophageal atresia, and abnormalities of facial structures. Depending on the degree of parathyroid and thymic hypoplasia, there are hypocalcemic tetany or seizures due to lack of parathyroid hormone and deficiency of cell-medicated immunity resulting in increased susceptibility to low-grade or oppmtunistic pathogens. The syndrome is usually a phenotype of22ql I deletion syndrome ... and is associated with loss of the T-box gene Tbxl, and even within the phenotype shows variability." Dorland's Illustrated Medical Dictionaiy 1827-28 (32nd ed. 2012). 2 Case 1:17-vv-00077-UNJ Document 47 Filed 12/26/17 Page 3 of 4 quoted its opinion in Grant v. Secretary of Health and Human Services, 956 F.2d 1144, 1148 (Fed. Cir. 1992): A persuasive medical theory is demonstrated by "proof of a logical sequence of cause of and effect showing that the vaccination was the reason for the injury [,]"the logical sequence being supported by a "reputable medical or scientific explanation[,]" i.e., "evidence in the form of scientific studies or expert medical testimony[.]" 418 F.3d at 1278. Without more, "evidence showing an absence of other causes does not meet petitioner's affirmative duty to show actual or legal causation." Grant, 956 F.2d at 1149. Mere temporal association is not sufficient to prove causation in fact. Id. at 1148. Petitioners must show not only that but for the Dtap, hepatitis B, HiB, Prevnar, and IPV vaccinations, J.L.A. would not have DiGeorge syndrome, but also that Dtap, hepatitis B, HiB, Prevnar, and IPV vaccines were substantial factors in causing her DiGeorge syndrome. Shyface v. Sec'y of HHS, 165 F.3d 1344, 1352 (Fed. Cir. 1999). Since J.L.A. was born with Di George syndrome, petitioners could not possibly prove that vaccinations she received at four and-one half months of age caused it. Moreover, the unidentified treating doctor who discussed the implications of J.L.A. 'shaving DiG eorge syndrome, stated "this condition likely explains many of [J.L.A.'s] medical problems such as her polio-like illness in infancy, due to increased susceptibility to infections, and thrombocytopenia." The Federal Circuit in Capizzano emphasized that the special masters are to evaluate seriously the opinions of petitioner's treating doctors since "treating physicians are likely to be in the best position to determine whether a logical sequence of cause and effect show[ s] that the vaccination was the reason for the injury." 440 F.3d at 1326. See also Broekelschen v. Sec'y of HHS, 618 F.3d 1339, 1347 (Fed. Cir. 2010); Andreu v. Sec'y of HHS, 569 F.3d 1367, 1375 (Fed. Cir. 2009). The Vaccine Act, 42 U.S.C. § 300aa-13(a)(l), prohibits the undersigned from ruling for petitioners based solely on their allegations unsubstantiated by medical records or medical opinion. The medical records do not support petitioners' allegations. They have not filed an expert opinion in support of their allegations. The undersigned DISMISSES this petition for failure to prosecute and failure to obey the undersigned's Order to Show Cause, under Vaccine Rule 2l(b)(l). CONCLUSION The petition is DISMISSED. In the absence of a motion for review filed pursuant to 3 Case 1:17-vv-00077-UNJ Document 47 Filed 12/26/17 Page 4 of 4 RCFC Appendix B, the Clerk of Comi is directed to enter judgment herewith.3 IT IS SO ORDERED. ~{);~ Dated: November 29, 2017 Laura D. Millman Special Master 3 Pursuant to Vaccine Rule 11 (a), entry of judgment can be expedited by each party, either separately or jointly, filing a notice renouncing the right to seek review. 4