VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_15-vv-01283 Package ID: USCOURTS-cofc-1_15-vv-01283 Petitioner: Anna Hitt Filed: 2015-10-29 Decided: 2021-08-13 Vaccine: influenza Vaccination date: 2014-10-23 Condition: transverse myelitis and multiple sclerosis Outcome: compensated Award amount USD: 469237 AI-assisted case summary: Anna Hitt, then 28 years old, filed a petition on October 29, 2015, alleging that an influenza vaccine administered on October 23, 2014, caused her to develop transverse myelitis and subsequently multiple sclerosis (MS). The Secretary of Health and Human Services opposed compensation, primarily arguing that Ms. Hitt had pre-existing symptoms of MS before the vaccination. Special Master Christian J. Moran presided over the case. The public decision does not name petitioner counsel or respondent counsel. Ms. Hitt, an athletic individual, had a history of knee pain and lumbar strain treated with physical therapy. In May and June 2013, she experienced numbness, coolness, and tenderness in her right leg, assessed as right leg/hip paresthesia, which resolved without intervention. In September 2013, she received physical therapy for a lumbar strain, reporting no numbness. In early October 2014, she reported low back pain from weight lifting, with no neurological symptoms noted, though she had mild bilateral toe weakness. On October 23, 2014, Ms. Hitt received the influenza vaccine. Within days, on October 26, 2014, she began experiencing progressive numbness in both legs. MRIs of her spine on October 30 and 31, 2014, revealed multiple lesions consistent with a demyelinating process. A subsequent MRI of her brain on November 20, 2014, showed lesions with enhancement, consistent with demyelinating disease. Her neurologist, Dr. April Erwin, diagnosed probable new-onset MS on November 20, 2014, noting the event appeared precipitated by the influenza vaccination. A lumbar puncture revealed five oligoclonal bands. On December 8, 2014, Dr. Erwin provided a definitive MS diagnosis by McDonald criteria using MRI and CSF data. During the entitlement phase, the parties presented expert testimony. Petitioner's expert, Dr. Carlo Tornatore, opined that the vaccination resulted in transverse myelitis, which can be the presenting entity of MS, and that the flu vaccine can cause transverse myelitis or MS. Respondent's expert, Dr. Peter Donofrio, argued that Ms. Hitt had MS symptoms before vaccination and that the flu vaccine does not cause MS. However, Dr. Donofrio conceded that if Ms. Hitt had no pre-vaccination neurological symptoms, the medical theories connecting the flu vaccine to transverse myelitis or MS were valid. Special Master Moran found that the evidence preponderated in favor of Ms. Hitt, concluding that her pre-vaccination symptoms were not related to a demyelinating disease and that the flu vaccine could cause her condition. He determined there was a logical sequence of cause and effect and a proximate temporal relationship between the vaccination and her symptoms, finding her entitled to compensation. The case proceeded to damages. Ms. Hitt, born in 1986, was 35 years old at the time of the damages decision and had a life expectancy of 48.4 years. Her MS has caused her little physical pain, but significant emotional distress due to the chronic nature of the disease, the fear of relapse, and the side effects of treatment, including Hashimoto's thyroiditis. The Special Master awarded $469,237.53. This included $79,064.95 for lost earnings (agreed upon by parties after tax reduction), $14,529.28 for past unreimbursed medical expenses (as testified by Ms. Hitt), and $125,643.30 as the present value of future unreimbursed medical expenses (based on $3,500 annual expenses and $85 annual mileage, reduced to present value). For pain, suffering, and emotional distress, the award was capped at $250,000. This comprised $5,000 for actual pain, $175,000 for suffering and emotional distress related to the chronic diagnosis of MS and Hashimoto's thyroiditis, and $30,000 for emotional distress from specific events like a seizure and treatment side effects. An additional $87,617.36 was awarded for projected pain, suffering, and emotional distress, calculated at $2,500 annually and reduced to present value, though this amount was subsumed within the $250,000 statutory cap. Theory of causation field: Anna Hitt, age 28, received an influenza vaccine on October 23, 2014. Within days, she developed progressive numbness in her legs, diagnosed as transverse myelitis and later multiple sclerosis (MS). Petitioner's expert, Dr. Carlo Tornatore, opined that the flu vaccine caused transverse myelitis, which can be the initial presentation of MS, and that the vaccine can trigger an immune response leading to MS. Respondent's expert, Dr. Peter Donofrio, initially argued Ms. Hitt had pre-existing MS symptoms and that the flu vaccine does not cause MS. However, Dr. Donofrio conceded that if Ms. Hitt had no pre-vaccination neurological symptoms, the medical theories linking the flu vaccine to transverse myelitis or MS were valid. Special Master Christian J. Moran found that Ms. Hitt did not have pre-vaccination demyelinating disease and that the flu vaccine could cause her condition, establishing a logical sequence of cause and effect and a proximate temporal relationship. The case was determined to be 'Off-Table.' Ms. Hitt was awarded $469,237.53, including $250,000 for pain, suffering, and emotional distress (capped), $93,594.23 for past expenses (lost earnings and medical), and $125,643.30 for future medical expenses (present value). Attorneys for petitioner were Clifford J. Shoemaker and Renee Gentry; attorney for respondent was Jason C. Bougere. The entitlement ruling was issued January 24, 2020, and the damages decision on August 13, 2021. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_15-vv-01283-0 Date issued/filed: 2020-02-20 Pages: 17 Docket text: PUBLIC ORDER/RULING (Originally filed: 1/24/2020) regarding 102 Ruling on Entitlement. Signed by Special Master Christian J. Moran. (abs) Service on parties made. -------------------------------------------------------------------------------- Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 1 of 17 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS * * * * * * * * * * * * * * * * * * * * * ANNA HITT, * * No. 15-1283V Petitioner, * Special Master Christian J. Moran * v. * Filed: January 24, 2020 * SECRETARY OF HEALTH * Entitlement, influenza (“flu”) vaccine, AND HUMAN SERVICES, * multiple sclerosis, transverse myelitis * Respondent. * * * * * * * * * * * * * * * * * * * * * * Clifford J. Shoemaker, Shoemaker, Gentry, & Knickelbein, Vienna, VA, and Renee Gentry, Washington, DC, for petitioner; Jason C. Bougere, United States Dep’t of Justice, Washington, DC, for respondent. PUBLISHED RULING ON ENTITLEMENT1 Anna Hitt filed a petition under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10 through 34 (2012) on October 29, 2015. Her petition alleged that she received the influenza (“flu”) vaccine on October 23, 2014, which caused her to develop transverse myelitis and, ultimately, multiple sclerosis.2 The Secretary primarily opposed compensation on the grounds that Ms. Hitt experienced multiple sclerosis symptoms prior to her flu vaccination. During an entitlement hearing, the Secretary’s expert effectively conceded that the flu vaccine can cause either transverse myelitis or multiple sclerosis. Because the evidence 1 The E-Government Act, 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services), requires that the Court post this decision on its website (http://www.cofc.uscourts.gov/aggregator/sources/7). Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special master will appear in the document posted on the website. 2 Transverse myelitis is abbreviated as “TM” and multiple sclerosis to “MS.” Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 2 of 17 does not support a finding that Ms. Hitt’s pre-vaccination symptoms were related to her multiple sclerosis, Ms. Hitt is entitled to compensation. I. Facts Here, the parties largely (if not entirely) agree about the relevant events in Ms. Hitt’s medical history. Consequently, the facts are presented summarily, although a more detailed recitation can be found in the parties’ briefs. See Pet’r’s Preh’g Br., filed Feb. 14, 2018, at 2-9; Resp’t’s Preh’g Br., filed Mar. 16, 2018, at 2-7. Ms. Hitt competed in Division I college athletics. She describes herself as “very active and athletic.” Exhibit 14 at 1 (Ms. Hitt’s affidavit). A physical therapist similarly noted that Ms. Hitt was a “very fit young lady with [an] athletic background.” Exhibit 8 at 10. After college, Ms. Hitt trained adults and children at a gym. Tr. 13. In August 2012, she received physical therapy treatment for right knee pain that had gradually arisen from “athletics/running.” Exhibit 2 at 44- 47. At age 26, during a series of appointments in May and June 2013, Ms. Hitt reported having numbness, coolness, and tenderness in her right leg, extending into the toes of her right foot. Exhibit 1 at 5-9. Her doctor, Jeffrey Burnham, reached the impression that she suffered from “right leg / hip paresthesia / lumbar.” Id. at 5. At a later appointment in that series, Ms. Hitt reported that she had less numbness, and the record contains no mention of coolness. Id. It appears that the problem dissipated without any medical intervention because Ms. Hitt felt well enough to join a gym in August 2013 to begin a consistent weight lighting routine for the first time since graduating from college in 2009. Exhibit 14 at 1. Prior to joining the gym, Ms. Hitt had stayed active by running and occasionally lifting weights. Tr. 17. In September 2013, Ms. Hitt sought physical therapy treatment for a lower back injury, a lumbar strain, from lifting weights. Exhibit 2 at 17, 38. In the initial assessment of Ms. Hitt’s physical impairments, the physical therapist identified flexibility, pain, range of motion, weakness, and soft tissue mobility. Id. at 11-13. Ms. Hitt appears not to have complained of numbness during this round of physical therapy. In October 2013, following overall improvement in her condition, Ms. Hitt was then discharged from physical therapy to pursue an independent home exercise program. Id. at 2-3, 5; see exhibit 8 at 10 (Ms. Hitt reported that lumbar strain in 2013 resolved with self-treatment). 2 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 3 of 17 More than one year later, on October 13, 2014, Ms. Hitt reported low back pain from weight lifting a week and a half earlier (approximately October 2, 2014) to Chambliss Harrod, a doctor at the Bone and Joint Clinic. Dr. Harrod described Ms. Hitt’s pain as getting better but then worsening due to Ms. Hitt’s continued, though somewhat restricted, weight lifting. Dr. Harrod noted “no numbness, tingling or weakness,” “no neurological symptoms,” and bilateral toe weakness of 4+/5 with Ms. Hitt being “slightly guarded from pain.” Exhibit 9 at 52-53. From Dr. Harrod’s order, Ms. Hitt saw a physical therapist to whom she again described her low back pain but noted that the pain did not have a radicular (nerve) component. Exhibit 8 at 10-11; see also exhibit 14. As part of her participation in a nursing program, Ms. Hitt received the flu vaccine on October 23, 2014. Exhibit 13 at 2. Ms. Hitt alleges that the flu vaccine caused her subsequent neurologic problems. See Pet. On October 29, 2014, Ms. Hitt told her physical therapist that she was having progressive numbness in both legs. She further recounted that the numbness started the previous Saturday, October 26, 2014. Exhibit 8 at 5-8. The physical therapist, in turn, communicated with Dr. Chambliss. Exhibit 9 at 31. Later on October 29, 2014, Dr. Chambliss created a note stating that Ms. Hitt had called his office and that she needs an MRI as soon as possible. Exhibit 9 at 36.3 On October 30, 2014, Ms. Hitt had an MRI of her lumbar spine without contrast performed. The radiologist was Robert Miller. Dr. Miller found “a 6mm nodular focus of T2 hyperintensity . . . within the distal cord, at the level of the T11-12 disc.” With this information, Dr. Miller stated that “The patient will be contacted to return for additional inversion recovery sequences, to include the entire cord, followed by postcontrast imaging.” Exhibit 9 at 33. The next day, October 31, 2014, Ms. Hitt returned for additional MRIs with and without contrast. Exhibit 14 ¶ 4. The radiologist was David Hoff. For the cervical spine, Dr. Hoff identified “patchy areas of abnormal signal in the cord with expansion of the cord and edema of the cord identified at the C2, C3-C4, C5- C6, and T2 levels. Multiple patchy foci of abnormal signal in the cord are 3 Dr. Chambliss is an orthopedist and the form he uses to order MRIs has boxes for the doctor to identify various body parts, such as “Wrist R or L” and “Pelvis.” The MRI order form includes “cervical,” “thoracic,” and “lumbar.” The form does not include “brain.” Exhibit 9 at 15. 3 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 4 of 17 suspicious for multiple sclerosis.” Exhibit 9 at 24. Following the injection of contrast, Dr. Hoff did not see any “significant enhancements.” Id. In addition to stating that the appearance was “suspicious for multiple sclerosis,” Dr. Hoff included transverse myelitis within the differential. Id. The results for the thoracic spine were similar. Dr. Hoff stated: “Patchy abnormal signal in the cord can be seen at the T2 level possibly at the T6-T7 levels at the T10 level and at the T11-T12 levels.” Id. at 25. Again, following the injection of contrast, Dr. Hoff did not see any “significant enhancements.” Id. He interpreted these findings as “represent[ing] a demyelinating process and likely this represents multiple sclerosis.” Id.4 Ms. Hitt recounted that she did not immediately hear from her doctor, although she was worried about the outcome of the MRIs. But, later in the evening, after she had gone to bed, the doctor called to come over to her residence. At her residence, the doctor told Ms. Hitt that she had multiple sclerosis. To address this issue, Ms. Hitt had an appointment with a neurologist for the following Monday. Exhibit 14 ¶ 5. The first appointment with April Erwin, the neurologist who has treated Ms. Hitt, took place on November 3, 2014. Ms. Hitt informed Dr. Erwin that she had received the flu vaccine four days before the onset of symptoms. Exhibit 11 at 28. Dr. Erwin indicated that “this may be a vaccine-related event” and she provided information about the National Vaccine Injury Compensation Fund. Id. at 32. Dr. Erwin reviewed the MRIs of Ms. Hitt’s spine and determined that Ms. Hitt should have an MRI of her brain. Dr. Erwin commented: “We may be able to establish an MS diagnosis without [a lumbar puncture] if she has old-appearing demyelinating lesions in the brain, to go along with the new-appearing lesions in the spinal cord.” Id. Dr. Erwin also ordered a three-day course of intravenous methylprednisolone and requested that Ms. Hitt return in two to three weeks to discuss the results. Id. The date of the brain MRI was November 20, 2014, which was nearly one month after Ms. Hitt first had symptoms of numbness on October 26, 2014. At the beginning of the MRI report, it states: “History: Question multiple sclerosis.” The interpreting radiologist, Richard W. Foster, identified several “areas of altered T2 signal along with periventricular areas of altered T2 signals.” “At least one lesion 4 Dr. Hoff, in a different portion of this report, stated the finding “represents a demyelinating process possibly multiple sclerosis.” Exhibit 9 at 25. 4 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 5 of 17 shows enhancement following contrast.” Dr. Foster stated that the findings were “consistent with demyelinating disease,” although Dr. Foster did not specify multiple sclerosis, transverse myelitis, or any other condition. Exhibit 11 at 26. The follow-up appointment with Dr. Erwin occurred on the same day as the brain MRI. Dr. Erwin’s history stated that “despite the initial 3-day course of SoluMedrol,” Ms. Hitt reported “some upward spread of numbness on the abdomen/torso.” Exhibit 11 at 20. Dr. Erwin recounted that Ms. Hitt “had no prior neurologic symptoms or events until receiving her mandatory influenza vaccine for her work as an ICU nurse. She developed symptoms of transverse myelitis within 4 days of the vaccine, with no other risks factors noted.” Id. Dr. Erwin reviewed Ms. Hitt’s systems, conducted a physical examination, and reviewed the results of the brain MRI. Dr. Erwin stated that Ms. Hitt “has demyelinating lesions in both the brain and the spinal cord, indicating probable new onset MS.” Dr. Erwin continued: “This fulminant demyelinating event appears to have been precipitated by influenza vaccination 4 days prior to symptom onset, as no other precipitating factor has been noted.” Dr. Erwin ordered another three-day course of SoluMedrol and a lumbar puncture. Ms. Hitt underwent a lumbar puncture on November 24, 2014. Exhibit 10 at 19. The results showed that she had five oligoclonal bands. Id. at 27. For purposes of determining whether the flu vaccination harmed Ms. Hitt, the most recent critical event was the December 8, 2014 appointment with Dr. Erwin. Dr. Erwin stated that Ms. Hitt had a “definitive MS diagnosis . . . by McDonald criteria using MRI and CSF data.” Exhibit 11 at 14. Dr. Erwin also advised Ms. Hitt “not to have influenza vaccination in the future due to complication of demyelination.” Id. After December 2014, the remainder of Ms. Hitt’s medical records show how she fared with multiple sclerosis. Ms. Hitt, a trained nurse, expressed gratitude that, although she suffers from “profound numbness, loss of coordination, muscle spasticity and extreme pain, difficulty concentrating, and loss of strength,” her symptoms “are mild compared to some reported by others who have been 5 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 6 of 17 diagnosed with MS.” Exhibit 14 ¶ 8.5 Ms. Hitt fears that a multiple sclerosis flare may take away her ability to walk. Tr. 37. II. Procedural History Ms. Hitt claimed that following the flu vaccine, testing confirmed that she had transverse myelitis and was later diagnosed with multiple sclerosis. Pet., filed Oct. 29, 2015, at 2 ¶ 8. The petition seeks compensation for Ms. Hitt’s “losses.” Pet. ¶ 10. The Secretary filed a report, pursuant to Vaccine Rule 4, stating that Ms. Hitt’s claim was not appropriate for compensation. Resp’t’s Rep. at 2. The Secretary argued that Ms. Hitt had not offered a substantive medical theory causally connecting the flu vaccine to transverse myelitis or multiple sclerosis. Id. at 6. Ms. Hitt stated her intent to obtain a report from an expert. To facilitate this process, the undersigned proposed expert instructions and allowed time for the parties to comment on them. After the parties did not comment on the proposed expert instructions, they became final on April 20, 2016. Ms. Hitt filed her first report from Dr. Carlo Tornatore on October 24, 2016. Exhibit 17. Dr. Tornatore is a neurologist and has testified in many Vaccine Program cases. Dr. Tornatore has directed the Georgetown University Hospital Multiple Sclerosis Clinic since 2000. Exhibit 68 (updated curriculum vitae). He follows thousands of patients with multiple sclerosis. Dr. Tornatore’s first report did not present a complete case. Although Dr. Tornatore cited Dr. Erwin’s November 20, 2014 report in which Dr. Erwin diagnosed Ms. Hitt with “‘probable new onset MS,’” exhibit 17 at 2, quoting exhibit 11 at 24, Dr. Tornatore otherwise barely mentioned multiple sclerosis. Instead, Dr. Tornatore opined that the vaccination “resulted in transverse myelitis.” Exhibit 17 at 6. He explained how, in his opinion, a vaccination can cause transverse myelitis. The Secretary filed a responsive report from Dr. Peter Donofrio on April 10, 2017. Exhibit A. Dr. Donofrio is also a neurologist. Exhibit B (curriculum vitae). 5 Although this decision does not recount all the medical records, the undersigned has reviewed them all. 6 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 7 of 17 Although Dr. Donofrio has treated hundreds of patients with multiple sclerosis, but he does not specialize in treating patients with multiple sclerosis. Exhibit A at 1. In his report, Dr. Donofrio raises three important arguments. First, he maintained that Ms. Hitt did not suffer from transverse myelitis. Instead, she suffered from multiple sclerosis. Exhibit A at 5-7. Second, Dr. Donofrio maintained that the onset of the multiple sclerosis was before the vaccination. Id. at 7. Third, Dr. Donofrio briefly asserts that the medical literature does not support a finding that the flu vaccination can cause multiple sclerosis. Id. Both experts were directed to clarify issues from their initial reports. Dr. Tornatore was ordered to address Ms. Hitt’s multiple sclerosis diagnosis, to state whether he maintains the transverse myelitis diagnosis, and to comment on Dr. Donofrio’s report. Order, issued Apr. 27, 2017, at 1-3. Dr. Donofrio was also ordered to address Dr. Tornatore’s main argument that the flu vaccine can cause transverse myelitis. Id. at 3-4. Shortly after this order was issued, an entitlement hearing was scheduled for April 17, 2018. Ms. Hitt filed a second report from Dr. Tornatore on May 31, 2017. Exhibit 36. Dr. Tornatore asserted that “transverse myelitis[] can be the presenting entity in someone who is subsequently diagnosed with Multiple Sclerosis.” Id. at 6. He continued to maintain that the flu vaccine can cause transverse myelitis. He also combined these two assertions, reasoning “given that transverse myelitis can be the first presentation of Multiple Sclerosis, it follows that a vaccine can trigger an immune response that ultimately can result in Multiple Sclerosis.” Id. at 12. The Secretary filed a second report from Dr. Donofrio on May 31, 2017. Exhibit C. Dr. Donofrio reiterated his view that Ms. Hitt did not meet the diagnostic criteria for transverse myelitis but did meet the criteria for multiple sclerosis. Id. at 1. Because he did not believe that Ms. Hitt can be diagnosed with transverse myelitis, Dr. Donofrio declined to address whether the flu vaccine can cause transverse myelitis. Id. at 4. The undersigned issued an order for pre-hearing briefs on October 25, 2017. The parties were ordered to address whether transverse myelitis was the proper diagnosis of Ms. Hitt before her ultimate diagnosis of multiple sclerosis. Order, issued Oct. 25, 2017, at 4. The parties were also ordered to address the differing diagnostic criteria proposed by each side. Id. 7 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 8 of 17 Ms. Hitt filed her pre-hearing brief and additional medical literature on February 14, 2018. The Secretary filed his pre-hearing brief and additional medical literature on March 16, 2018. After reviewing the parties’ submissions, the undersigned conducted three pre-trial conferences. In the first pre-trial conference, the undersigned noted that Dr. Tornatore had not addressed the factors that exclude a diagnosis of transverse myelitis, notably the MRIs from October 2014. In the second pre-trial conference, Ms. Hitt’s attorney made numerous statements about what the record showed but ultimately requested the opportunity to file another supplemental report from Dr. Tornatore within five days. Ms. Hitt was ordered to file a supplemental report from Dr. Tornatore promptly. Order, issued Apr. 5, 2018. Ms. Hitt punctually filed a third report from Dr. Tornatore. Exhibit 67. In his third report, Dr. Tornatore stated that Ms. Hitt’s symptoms beginning on October 26, 2014, “were solely due to spinal cord inflammation aka partial transverse myelitis.” Id. at 2. He stated that because a cranial MRI was not done at the same time as the spinal MRIs, “the diagnosis of [multiple sclerosis] cannot be made or established for that point.” Id. Later, Dr. Tornatore repeated and extended this point. He stated: “Neither the TM diagnostic criteria [n]or the McDonald criteria were developed to extend diagnoses to a prior period of time.” Id. at 3. After Ms. Hitt filed Dr. Tornatore’s third report, the undersigned decided to proceed with the hearing. A final pre-trial conference to discuss logistics was held on April 12, 2018. The hearing took place on April 17, 2018. Because Dr. Tornatore’s and Dr. Donofrio’s reports constituted their direct testimony, the oral direct testimony was relatively short. Most of the hearing time was spent on answering either questions from the undersigned or questions on cross- examination. Following the hearing, the undersigned proposed that the parties explore an informal resolution based upon the costs and risks of continued litigation. The parties attempted to reach a settlement. However, they were not successful. After the parties reported an impasse in settlement discussion, further briefing was ordered. See order, issued Sept. 11, 2018. Ms. Hitt filed an initial brief, the Secretary filed a responsive brief, and Ms. Hitt filed a reply brief. This matter is now ready for adjudication. 8 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 9 of 17 III. Standards for Adjudication A petitioner is required to establish her case by a preponderance of the evidence. 42 U.S.C. § 300aa–13(1)(a). The preponderance of the evidence standard requires a “trier of fact to believe that the existence of a fact is more probable than its nonexistence before [he] may find in favor of the party who has the burden to persuade the judge of the fact's existence.” Moberly v. Sec'y of Health & Human Servs., 592 F.3d 1315, 1322 n.2 (Fed. Cir. 2010) (citations omitted). Proof of medical certainty is not required. Bunting v. Sec'y of Health & Human Servs., 931 F.2d 867, 873 (Fed. Cir. 1991). Distinguishing between “preponderant evidence” and “medical certainty” is important because a special master should not impose an evidentiary burden that is too high. Andreu v. Sec'y of Health & Human Servs., 569 F.3d 1367, 1379-80 (Fed. Cir. 2009) (reversing special master's decision that petitioners were not entitled to compensation); see also Lampe v. Sec'y of Health & Human Servs., 219 F.3d 1357 (Fed. Cir. 2000); Hodges v. Sec'y of Health & Human Servs., 9 F.3d 958, 961 (Fed. Cir. 1993) (disagreeing with dissenting judge's contention that the special master confused preponderance of the evidence with medical certainty). Ms. Hitt’s injury claim is not included in the Vaccine Injury Table so she must establish that the flu vaccine did in fact cause her injury. 42 U.S.C.A. § 300aa-11(c)(1)(C)(i)-(ii). Ms. Hitt must establish, by a preponderance of the evidence, the elements set forth in Althen v. Sec’y of Health and Human Servs., 418 F.3d 1274, 1278 (Fed. Cir. 2005). IV. Analysis The Secretary’s objections to diagnosis and the prongs set forth in Althen, 418 F.3d at 1278, are rooted in his assertion that Ms. Hitt likely already had multiple sclerosis before she received the flu vaccination. Therefore, whether Ms. Hitt had multiple sclerosis before the vaccination will be addressed first. A. Onset of Ms. Hitt’s Demyelinating Disease The critical factual question is whether Ms. Hitt suffered a demyelinating disease before her vaccination. If Ms. Hitt did have a demyelinating disease before vaccination, then she cannot establish that the vaccination caused the disease. Locane v. Sec’y of Health & Human Servs., 685 F.3d 1375, 1380-81 (Fed. Cir. 2012) (ruling that if the vaccinee suffers from a disease before the vaccination, then an Althen-analysis is not required). Multiple sclerosis, for example, has been 9 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 10 of 17 found to afflict a vaccinee before vaccination, defeating a causation-in-fact claim. E.g. Heddens v. Sec’y of Health & Human Servs., 143 Fed. Cl. 193, 196 (2019). While the basic definition of multiple sclerosis has not changed, the diagnostic criteria for practitioners have been revised periodically. The 2010 diagnostic criteria recognized that earlier episodes can constitute a previous demyelinating event. “Although a new attack should be documented by contemporaneous neurological examination, in the appropriate context, some historical events with symptoms and evolution characteristic for MS, but for which no objective neurological findings are documented, can provide reasonable evidence of a prior demyelinating event.” Exhibit A-1 (Polman et al., Diagnostic Criteria for Multiple Sclerosis: 2010 Revisions to the McDonald Criteria, 69 Ann. Neurol. 292 (2011)) at 293 (emphasis added). The 2017 diagnostic criteria explained “typical presentations” of multiple sclerosis include “unilateral optic neuritis, focal supratentorial syndrome, focal brainstem or cerebellar syndrome or partial myelopathy.” Exhibit D (Alan J. Thompson et al., Diagnosis of multiple sclerosis: 2017 revisions of the McDonald criteria, 17 Lancet Neurology 162 (2018)) at 163. Here, in their analysis of Ms. Hitt’s medical records, the experts focus on four data points. These are Ms. Hitt’s symptoms in May-June 2013; Ms. Hitt’s symptoms in early October 2014; the results of Ms. Hitt’s spinal MRIs on October 30-31, 2014; and the result of Ms. Hitt’s brain MRI. For Ms. Hitt, Dr. Tornatore opined that all her pre-vaccination symptoms were not related to a demyelinating disease and that the symptoms reported on October 29, 2014, were Ms. Hitt’s first neurologic symptoms related to a demyelinating disease. Tr. 91-92; 179-82. In contrast, for the Secretary, Dr. Donofrio argued that Ms. Hitt’s symptoms reported at the June 3, 2013 appointment were her first multiple sclerosis attack, the symptoms reported at her October 13, 2014 appointment were her second attack, and the symptoms reported at her (first post-vaccination) appointment on October 29, 2014, were her third attack. Exhibit C at 2-3; Tr. 143. 1. Symptoms in May-June 2013. At her June 3, 2013 appointment, Ms. Hitt reported having numbness, coolness, and tenderness in her right leg, extending into the toes of her right foot. Exhibit 1 at 6. Dr. Burnham assessed her as suffering from right “leg paresthesia.” Id. at 5. In a follow-up appointment, Ms. Hitt reported that she had less numbness and there is no mention of coolness. Id. at 5. Dr. Burnham assessed Ms. Hitt as right “leg / hip paresthesias / lumbar.” Id. 10 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 11 of 17 In interpreting Dr. Burnham’s records, Dr. Tornatore stated that Ms. Hitt’s symptoms reported at the June 3, 2013 appointment did not last long enough nor were they “profound” enough to qualify as a multiple sclerosis attack under the multiple sclerosis diagnostic criteria. Tr. 88-89. Dr. Tornatore also maintained that these symptoms were musculoskeletal in nature and not even neurologic. Tr. 91-92; see also Tr. 178-79. In opposition, Dr. Donofrio opined that the leg/hip paresthesia, as well as the coolness, were neurological symptoms and concluded that the symptoms signified Ms. Hitt’s first episode of multiple sclerosis. Exhibit C at 2-3; Tr. 147. While the evidence on this point is relatively close, the stronger evidence favors Ms. Hitt’s position. First, Dr. Tornatore, unlike Dr. Donofrio, specializes in treating patients with multiple sclerosis. His expertise in this field merits some additional weight. See Depena v. Sec'y of Health & Human Servs., No. 13-675V, 2017 WL 1075101, at *7 (Fed. Cl. Spec. Mstr. Feb. 22, 2017), mot. for rev. denied, 133 Fed. Cl. 535, 547-48 (2017), aff'd without op., 730 Fed. App'x 938 (Fed. Cir. 2018); Copenhaver v. Sec'y of Health & Human Servs., No. 13-1002V, 2016 WL 3456436, at *7 (Fed. Cl. Spec. Mstr. May 31, 2016), mot. for rev. denied, 129 Fed. Cl. 176 (2016). Second, as Dr. Donofrio recognized, Dr. Burnham did not conduct a neurologic examination, such as testing reflexes. Tr. 147. In Dr. Donofrio’s view, Dr. Burnham’s work “would not have been a neurologic examination that would be adequate enough to come to a conclusion.” Tr. 148. Thus, the evidence preponderates in favor of finding that the June 2013 episodes were not demyelinating. 2. Symptoms in early October 2014. The other symptom Dr. Donofrio identified as an undiagnosed manifestation of multiple sclerosis came in October 2014. At Ms. Hitt’s October 13, 2014 appointment, she reported low back pain from weight lifting a week and a half earlier (approximately October 2, 2014) to Chambliss Harrod. Dr. Harrod described Ms. Hitt’s pain as getting better but then worsening due to Ms. Hitt’s continued, though somewhat restricted, weight lifting. Dr. Harrod noted “no numbness, tingling or weakness,” “no neurological symptoms,” and bilateral toe weakness of 4+/5 with Ms. Hitt being “slightly guarded from pain.” Exhibit 9 at 52-53. From Dr. Harrod’s order, Ms. Hitt saw a physical therapist to whom she again described her low back pain, noting that the pain did not have a radicular (nerve) component. Exhibit 8 at 10-11; see also exhibit 14. 11 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 12 of 17 From this group of complaints, Dr. Donofrio isolated Ms. Hitt’s “mild weakness of toe extension” as an indicator of a multiple sclerosis attack. Dr. Donofrio qualified his opinion in several respects. Dr. Donofrio admitted that the weakness may not show a neurologic problem and “there may not be a specific neurologic problem.” Tr. 151-53. Dr. Donofrio recognized that Ms. Hitt’s being “slightly guarded from pain” during the examination may have affected her toe weakness score. Tr. 151. Dr. Donofrio categorized Ms. Hitt’s toe weakness as “atypical” and “unexpected.” Id. 152. Dr. Tornatore agreed that Ms. Hitt’s guardedness from pain she was experiencing during the examination may have resulted in her mild toe weakness score. Tr. 180-81. Dr. Tornatore also argued that the toe weakness, and other symptoms, were not neurologic in nature because Ms. Hitt’s toe strength returned to normal and her lumbar pain improved. Tr. 181-82 (discussing October 29, 2014 and November 3, 2014 appointments). The undersigned finds Dr. Tornatore’s argument persuasive that Ms. Hitt’s symptoms at the beginning of October 2014 were not neurologic and do not support a multiple sclerosis attack at that time. 3. Spinal MRIs. Both experts agree that Ms. Hitt experienced a demyelinating episode on October 26, 2014. See exhibit 36 at 12, exhibit C at 3. The experts disagree on whether the MRIs taken soon after that episode show that Ms. Hitt was experiencing demyelination before the vaccination. The October 30, 2014 MRI of Ms. Hitt’s lumbar spine revealed one lesion at the T11-12 disc. Exhibit 9 at 33. On October 31, 2014, Ms. Hitt had MRIs on her cervical and thoracic spine. Exhibit 9 at 24-25.6 For both the cervical and thoracic spine, the interpreting radiologist, Dr. Hoff, found “Multiple patchy foci of abnormal signal.” Id.7 6 It appears that the results from the October 31, 2014 cervical spine MRI also appear at page 26. 7 While the October 30 and 31, 2014 MRIs did not show any enhancement, Tr. 100, Dr. Donofrio has not offered any opinion that the lack of enhancement means that the lesions were sufficiently aged that the lesions must have pre-dated the vaccination. See exhibit A, exhibit C. Thus, Ms. Hitt’s case is distinguishable from W.C. v. Sec’y of Health & Human Servs., No. 07- 456V, 2011 WL 4537877, at *8 (Fed. Cl. Spec. Mstr. Feb. 22, 2011), mot. for rev. denied in relevant part, 100 Fed. Cl. 440, 451-53 (2011), aff’d, 704 F.3d 1352 (Fed. Cir. 2013); and Frantz v. Sec’y of Health & Human Servs., No. 13-158V, 2019 WL 3713942, at *17 (Fed. Cl. Spec. 12 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 13 of 17 In support of his overall opinion that Ms. Hitt suffered demyelination before the vaccination, Dr. Donofrio asserted that the “seven” lesions on Ms. Hitt’s spine shown on the October 30 and 31, 2014 MRIs were “unusual.” This “unusual” number, in turn, suggested that some of the lesions existed before the October 23, 2014 vaccination. Tr. 134. While Dr. Tornatore agreed with the presence of seven lesions, he explained that the MRIs showed “edema,” meaning inflammation. In his view, the edema suggested that the lesions were new and did not exist before the vaccination. Tr. 174-75. Dr. Tornatore added that for an initial demyelinating episode, a higher number of lesions all appearing together may occur and that Dr. Donofrio had not cited any literature to the contrary. Id. The diagnostic criteria for multiple sclerosis only list the minimum number of lesions needed to diagnose multiple sclerosis in different circumstances, not a maximum. Exhibit D (Thompson) at 167 / pdf 6 (Table). 4. Brain MRI. Perhaps due to insurance company restrictions, see Tr. 44, 158; Ms. Hitt’s brain MRI was performed on November 20, 2014, which was approximately one month after she first reported symptoms. This MRI showed lesions in her brain with enhancement in at least one lesion. Exhibit 11 at 26. Dr. Tornatore argued that brain MRIs allow predictions about future developments but that a brain MRI could only let you look backwards a “couple weeks.” Tr. 66 Dr. Donofrio does not make an argument that the brain MRI can indicate when Ms. Hitt began to develop a demyelinating disease. In sum, while Dr. Donofrio raised some good points, overall, Dr. Tornatore was persuasive in explaining that Ms. Hitt likely did not suffer from demyelination before the vaccination. Ms. Hitt first suffered a demyelinating episode on October 26, 2014. As previously mentioned, Dr. Donofrio’s chief reason for asserting that the vaccination did not cause Ms. Hitt’s demyelinating disease was his opinion that the Mstr. June 24, 2019) (discussing black holes), mot. for rev. denied, 2019 WL 6974431 (Fed. Cl. Nov. 13, 2019). 13 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 14 of 17 disease pre-dated the vaccination. Therefore, the remaining elements of Ms. Hitt’s case can be discussed relatively quickly because there is less meaningful disagreement about the remainder of the case. B. Diagnosis In Broekelschen v. Sec’y of Health and Human Servs., 618 F.3d 1339, 1346 (Fed. Cir. 2010), the Federal Circuit recognized that in some circumstances, the special master may “first determine which injury was best supported by the evidence in the record before applying the Althen test.” Broekelschen’s requirement that the petitioners establish, by preponderant evidence, that the vaccinee suffer the condition for which compensation is claimed is not limited to narrow circumstances. Stillwell v. Secʼy of Health & Human Servs., 118 Fed. Cl. 47, 56-58 (2014) (discussing Broekelschen and subsequent Federal Circuit cases), aff’d without opinion, 607 F. App’x 997 (Fed. Cir. 2015). Although Dr. Tornatore and Dr. Donofrio parried over the question of diagnosis in their written reports, the experts ultimately agreed that Ms. Hitt suffered from multiple sclerosis that initially presented as transverse myelitis. Based on Ms. Hitt’s onset of symptoms on October 26, 2014, and the subsequent spinal MRIs, Dr. Tornatore opined that Ms. Hitt initially developed transverse myelitis. Exhibit 67 at 2. Dr. Tornatore stated that the lack of a cranial MRI at this point made it impossible to diagnose multiple sclerosis. Id. On November 20, 2014, Ms. Hitt had a brain MRI. Based on the brain MRI findings, Dr. Tornatore stated that Ms. Hitt’s multiple sclerosis diagnosis was established on November 20, 2014. Exhibit 67 at 3. In his oral testimony, Dr. Tornatore stated Ms. Hitt had “transverse myelitis, which is disease-associated, and the disease it’s associated with is multiple sclerosis.” Tr. 98. Dr. Donofrio agreed with Dr. Tornatore that Ms. Hitt suffered from “transverse myelitis associated with multiple sclerosis.” Tr. 142; accord Tr. 138. In sum, the weight of the evidence supports transverse myelitis as Ms. Hitt’s initial diagnosis and multiple sclerosis as a subsequent diagnosis.8 8 The importance of the diagnosis is diminished by Dr. Donofrio’s concession that the medical theories presented by Dr. Tornatore describing how a flu vaccination could cause either transverse myelitis or multiple sclerosis are valid. Thus, regardless of which diagnosis is determined to be correct, either diagnosis would result in compensation for Ms. Hitt. 14 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 15 of 17 C. Medical Theory For Althen prong one, Ms. Hitt must establish a “reputable” medical theory that the flu vaccination can cause her injury by a preponderance of the evidence but does not need to prove that theory to the level of scientific certainty. Althen, 418 F.3d at 1278 (“A persuasive medical theory . . . being supported by reputable medical or scientific explanation”) (internal citations omitted). In a later case, the Federal Circuit required that the theory be “legally probable.” Moberly v. Sec'y of Health & Human Servs., 592 F.3d 1315, 1322 (Fed. Cir. 2010). Dr. Tornatore presented medical theories connecting the flu vaccine to transverse myelitis and multiple sclerosis. Exhibit 17 at 3-7; exhibit 36 at 12. Dr. Tornatore supported his theories with medical literature. As noted previously, Dr. Donofrio’s primary argument against causation was that Ms. Hitt had multiple sclerosis before her vaccination. Tr. 161. While Dr. Donofrio briefly disputed Dr. Tornatore’s medical theories in his expert reports, exhibit A at 7 and exhibit C at 3-4, when presented with a hypothetical that Ms. Hitt never had neurological symptoms pre-vaccination, Dr. Donofrio agreed that the medical theories that flu vaccine could cause either transverse myelitis or multiple sclerosis were “valid.” Tr. 166. When pressed further on cross- examination, Dr. Donofrio stated that he agreed that the flu vaccine can cause either transverse myelitis or multiple sclerosis.9 Id. This testimony weighs heavily in petitioner’s favor. Based upon these concessions, the experts basically agree that the flu vaccine can cause a demyelinating condition. Thus, Ms. Hitt has carried her burden in establishing a medical theory.10 9 In his post-hearing brief, the Secretary characterizes Dr. Tornatore’s medical theories as “speculative” and “overly broad,” and references Dr. Donofrio’s expert reports. Resp’t’s Post- H’rg Br. at 1, 7. As for Dr. Donofrio’s testimony regarding the hypothetical question of Ms. Hitt not having any pre-vaccination neurological symptoms, the Secretary again falls back on the position that Ms. Hitt had pre-vaccination multiple sclerosis episodes, thereby precluding vaccine causation. Id. at 8-9. 10 Of course, in a case with different evidence, the outcome might differ. See Lampe v. Sec'y of Health & Human Servs., 219 F.3d 1357, 1366 (Fed. Cir. 2000) (“a special master’s task is to make a factual determination based on the evidence in a particular case.”). 15 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 16 of 17 D. Logical Sequence of Cause and Effect For Althen prong two, Ms. Hitt must establish a logical sequence of cause and effect that the flu vaccination caused her injury. Althen, 418 F.3d at 1278. Preliminarily, Ms. Hitt’s case meets the basic sequence of events in that she received the vaccination and then manifested a disease. While the vaccination must precede the onset of the disease for the vaccination to have contributed to the disease, a simple sequence of events is not sufficient. Other probative evidence may come from treating doctors. Capizzano v. Sec’y of Health & Human Servs., 440 F.3d 1317, 1326 (Fed. Cir. 2006). Here, Ms. Hitt’s treating neurologist, Dr. Erwin, supports a finding of causation. Dr. Erwin commented that “this fulminant demyelinating event appears to have been precipitated by the influenza vaccination 4 days prior to symptom onset, as no other precipitating factor had been noted.” Exhibit 11 at 24. At another appointment, Dr. Erwin noted that Ms. Hitt had “no other risk factors” related to demyelinating diseases. Id. at 20. Dr. Donofrio also characterized the medical records as attributing Ms. Hitt’s demyelinating disease to the flu vaccination. Exhibit A at 2. Thus, Ms. Hitt has carried her burden in establishing a logical sequence of cause and effect that the flu vaccination caused her injury. E. Timing For Althen prong three, Ms. Hitt must establish a proximate temporal relationship between the flu vaccination and her injury. Althen, 418 F.3d at 1278. The timing prong actually contains two parts. A petitioner must show the “timeframe for which it is medically acceptable to infer causation” and the onset of the disease occurred in this period. Shapiro v. Secʼy of Health & Human Servs., 101 Fed. Cl. 532, 542-43 (2011), recons. denied after remand on other grounds, 105 Fed. Cl. 353 (2012), aff’d without op., 503 F. App’x 952 (Fed. Cir. 2013). Regarding the medically acceptable timeframe for inferring causation, Dr. Tornatore proposed a range of 1 to 63 days. Exhibit 17 at 5, exhibit 36 at 11. While not addressed in his reports, Dr. Donofrio seemed to generally accept Dr. Tornatore’s timeframe. Tr. 160. As for the actual onset of the disease, Ms. Hitt received the flu vaccine on October 23, 2014, and experienced the onset of symptoms on October 26, 2014. Exhibit 8 at 5-8. Neither party disputes that these symptoms occurred on that day. 16 Case 1:15-vv-01283-UNJ Document 105 Filed 02/20/20 Page 17 of 17 Again, the finding above that Ms. Hitt did not have any pre-vaccination demyelinating episodes supports that this day was the onset of her disease. This interval fits the range Dr. Tornatore proposed. Thus, Ms. Hitt has carried her burden in establishing a proximate temporal relationship between the flu vaccination and her injury. V. Conclusion Accordingly, Ms. Hitt has established that the flu vaccination was the cause- in-fact of her injury. Therefore, she is entitled to compensation under the Vaccine Act. An order regarding damages will be issued shortly. IT IS SO ORDERED. s/Christian J. Moran Christian J. Moran Special Master 17 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_15-vv-01283-1 Date issued/filed: 2021-08-13 Pages: 13 Docket text: PUBLIC DECISION (Originally filed: 7/29/2021) regarding 162 DECISION of Special Master. Signed by Special Master Christian J. Moran. (Attachments: # (1) Appendix Future Unreimbursed Expenses, # (2) Appendix Future Pain, Suffering, and Emotional Distress) (jmw) Service on parties made. -------------------------------------------------------------------------------- Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 1 of 13 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS * * * * * * * * * * * * * * * * * * * * * ANNA HITT, * * No. 15-1283V Petitioner, * Special Master Christian J. Moran * v. * Filed: July 29, 2021 * SECRETARY OF HEALTH * Damages, multiple sclerosis, AND HUMAN SERVICES, * pain, suffering and emotional * distress Respondent. * * * * * * * * * * * * * * * * * * * * * * Renee Gentry, Washington, DC, for petitioner; Kimberly S. Davey, United States Dep’t of Justice, Washington, DC, for respondent. DECISION AWARDING COMPENSATION1 Ms. Hitt established that an influenza (“flu”) vaccine caused her to suffer from multiple sclerosis. Ruling, issued January 24, 2020. The parties, however, disagreed regarding the amount of compensation to which Ms. Hitt was entitled and the case proceeded to a hearing. Ms. Hitt is awarded $469,237.53. 1 The E-Government Act, 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services), requires that the Court post this decision on its website (http://www.cofc.uscourts.gov/aggregator/sources/7). Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special master will appear in the document posted on the website. Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 2 of 13 I. Facts2 Ms. Hitt was born in 1986. Tr. 10. By 2021, she had reached the age of 35 years and had a life expectancy of 48.4 years. Exhibit L. Before the vaccination, Ms. Hitt’s health was good. Tr. 320. She competed in the javelin for a division one college athletic program. Tr. 218. After graduating from college, Ms. Hitt started nursing school. Tr. 218-19. As part of her employment at a hospital, Ms. Hitt received a flu vaccination on October 23, 2014. Exhibit 13 at 2; Tr. 220. She experienced numbness in her legs and a physical therapist referred her to a doctor. Exhibit 8 at 5-8. The doctor, in turn, ordered an MRI. When Ms. Hitt and her husband learned that the MRI indicated that she had multiple sclerosis, they were shocked and dismayed. Their testimony about the evening in which they learned about this diagnosis was poignant. Tr. 223-29, 320- 21. Based in part on the results of the MRI, April Erwin, a neurologist began treating Ms. Hitt. Dr. Erwin diagnosed Ms. Hitt as suffering from multiple sclerosis in December 2014. Dr. Erwin prescribed Tecfidera. Exhibit 11 at 10-11. Multiple sclerosis (“MS”) is an autoimmune disease, a non-compressive myelopathy. Tr. at 80-82. MS may be “acute and subacute and chronic,” implicating multiple parts of the spinal cord. Id. Initially, a patient may be diagnosed with transverse myelitis, a clinically isolated syndrome recognized to be causing demyelination. Tr. 56-57. Subsequent events disseminated in time, space, and throughout the nervous system are suggestive of MS. Tr. 57-59; see also exhibit A-13, at 1 (stating “Diagnostic criteria for multiple sclerosis (MS) include clinical and paraclinical laboratory assessments emphasizing the need to demonstrate dissemination of lesions in space (DIS) and time (DIT)”). After taking Tecfidera for a period, Ms. Hitt and her husband decided to have a baby. Accordingly, Ms. Hitt paused any medications. During her 2 Additional information can be found in the Ruling Finding Entitlement, issued January 24, 2020. 3 Exhibit A-1 is Chris Polman et al., Diagnostic Criteria for Multiple Sclerosis: 2010 Revisions to the McDonald Criteria, 69 ANNALS OF NEUROLOGY 292 (2011). 2 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 3 of 13 pregnancy Ms. Hitt’s multiple sclerosis was relatively calm. Ms. Hitt delivered a baby in August 2016. Tr. 31-32. After Ms. Hitt gave birth, Dr. Erwin wanted to reinstate medications. However, Ms. Hitt wanted to breast-feed, and worried medications would complicate her baby’s health. Because Ms. Hitt’s MRIs were good, Dr. Erwin agreed to defer resumption of medications. See Tr. 32-33. As a new mom, Ms. Hitt switched jobs. She stopped working as an ICU nurse and began working as a sales representative. See Exhibit 114 at 7 (summary of career). As a sales representative, Ms. Hitt visited doctor’s offices. Tr. 241- 242; 272. On Monday, July 24, 2017, Ms. Hitt dropped her daughter off at daycare and then drove to a medical building in which Dr. Erwin’s office was located coincidently. Ms. Hitt, as a sales representative, had an appointment to see a neurosurgeon there. Tr. 242, 243. In the reception area of the neurosurgeon’s office, Ms. Hitt suffered a grand mal seizure. Ms. Hitt was taken to a local hospital. See exhibit 40 at 19. She was evaluated and released from the emergency room. Tr. 272. Later, an MRI detected a lesion in her temporal lobe. Exhibit 39 at 13. This grand mal seizure disrupted Ms. Hitt’s life for six months. Louisiana law prevented Ms. Hitt from driving a car. Consequently, she stopped working as a sales representative because she could not get to her appointments. Tr. 245. As additional precautions, Ms. Hitt could not bathe her daughter in a bathtub alone and she could not cook. Tr. 245. She missed events at her daughter’s school. Tr. 325. She felt guilty for not being present at every event. Id. Not being able to get her family groceries or to drive her daughter to school left Ms. Hitt feeling dependent despite being an adult. Tr. 294. In these six months, she began a more expensive and aggressive MS treatment protocol. Due to the treatment plan, she had to stop breastfeeding, “the one thing that came naturally and easily to [her] as a mother”. Exhibit 101 at 2. Ms. Hitt had another MRI on September 29, 2017. Exhibit 97 at 89-90. Her husband reported that her anxiety levels picked up during the weeks and days prior to MRIs. Tr. 326. Once those six months past and Ms. Hitt did not experience more seizures, her life returned to “normal,” a term that encompasses having multiple sclerosis. She started a job working part-time as a nurse, caring for patients with heart 3 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 4 of 13 conditions.4 Ms. Hitt traveled by plane for vacations. She and her family also took trips to the mountains and beaches. Exhibit 101 (affidavit) ¶ 2; Tr. 289; Tr. 330. Ms. Hitt has continued to see Dr. Erwin. According to Dr. Erwin, Dr. Erwin has treated Ms. Hitt’s multiple sclerosis aggressively. In spring 2018, Ms. Hitt began taking a new medication, Lemtrada. Exhibit 39 at 10, 25; exhibit 97 at 54; Tr. 236. The first course of Lemtrada is administered by IV over five days. During this infusion, Ms. Hitt felt bloated and distended. Tr. 249. According to information Ms. Hitt relayed from Dr. Erwin, Lemtrada attempts to reset the body’s immune system. Tr. 248. Specifically, Lemtrada suppresses production of T cells, which target viruses. Thus, while Lemtrada might prevent the body from attacking itself (and causing a multiple sclerosis flare), Lemtrada also makes a person vulnerable to outside infections. Ms. Hitt was prescribed Valtrex prophylactically to prevent herpes. For a few months while Ms. Hitt’s T cells were increasing, she had to take additional steps to protect herself. She was encouraged to stay home to minimize exposure to potentially sick people. Tr. 250-51, 272, 324. When Ms. Hitt did leave the house, she wore a mask.5 When her daughter developed hand, foot, and mouth disease, Ms. Hitt could not care for her. Tr. 252, 293. While the depletion of Ms. Hitt’s immune system due to Lemtrada was temporary, Lemtrada also caused another side effect. Ms. Hitt’s thyroid levels first became very elevated, then very decreased.6 Tr. 256-57. An endocrinologist diagnosed Ms. Hitt with Hashimoto’s thyroiditis. For this problem, Ms. Hitt will take a pill for the remainder of her life. Tr. 256, 263, 294. The thyroid trouble, in turn, has complicated efforts for Ms. Hitt and her husband to expand their family. Ms. Hitt has consulted a fertility specialist, although she did not produce any medical records from this doctor. Since the official diagnosis of multiple sclerosis in December 2014 through Ms. Hitt’s testimony at the May 20, 2021 hearing, she has experienced little physical pain. Tr. 298, 331. Her multiple sclerosis presented with numbness and even this symptom has dissipated. She has retained her ability to walk and to 4 The Corona virus pandemic caused some changes in Ms. Hitt's job. 5 Ms. Hitt took these precautions in 2018, two years before the Corona virus pandemic. One of her friends joked Ms. Hitt was quarantining before it was cool. Tr. 251. 6 The Secretary agreed that Lemtrada can cause thyroid problems. Tr. 351. 4 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 5 of 13 perform activities of daily living. She is working part-time in a job she loves. Tr. 282. She tries to emphasize what she can do, not her limitations. Ms. Hitt exercises as a way to respond to stress. Tr. 313. Nevertheless, suffering multiple sclerosis worries her, at least occasionally. A concrete fear is that the events of July 24, 2017 will repeat but less fortuitously. Ms. Hitt could have a seizure while she is driving, and the results could be “catastrophic.” Tr. 324; accord Tr. 245-46, 295. Apparently minor health problems alarm Ms. Hitt. For example, she has feared that a decrease in her visual acuity is not typical age-related degeneration but actually a herald of optic neuritis due to multiple sclerosis. Likewise, even a headache makes Ms. Hitt wonder whether it is just a “headache.” Tr. 237, 284. A constant shadow or veil floats over her life. Tr. 260, 262, 326. Ms. Hitt assessed her level of anxiety over the month preceding the hearing as a 7-8/10. Tr. 299; see also Tr. 332 (Mr. Hitt rated the anxiety as 8-9). This level reflected preparation to testifying, a process that entailed reviewing events about which Ms. Hitt would prefer not to dwell. When the litigation is removed, Ms. Hitt still experiences anxiety. Tr. 299-300. She described multiple sclerosis as a “sleeping beast.” Tr. 300. To respond to the anxiety, Ms. Hitt exercises. Tr. 297, 329. Her faith and church community comfort her. Tr. 291. Ms. Hitt has visited a mental health counselor (Tr. 314, 333), but no medical records were filed. II. Procedural History Ms. Hitt filed her petition on October 29, 2015, claiming a flu vaccine caused her to suffer from TM and then MS. The Secretary filed his Rule 4 Report on February 29, 2016. Both parties retained experts and filed multiple reports. Subsequently, the parties were directed to file briefs. An entitlement hearing was held on April 17, 2018. Following the hearing, the parties discussed informal resolution for many months. The parties did not agree to resolve the case and suggested a schedule for submission of briefs. After submitting their briefs, the undersigned resolved the question of entitlement, ruling in favor of Ms. Hitt on January 24, 2020. The case proceeded into the damages phase. Order, issued Jan. 28, 2020. Over the next several months, Ms. Hitt filed additional documentation showing medical expenses and hospital visits. However, efforts were somewhat 5 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 6 of 13 delayed by the pandemic. On September 18, 2020, Ms. Hitt filed a status report discussing her damages proposal. Ms. Hitt continued to search for and submitted more records. She filed her final damages proposal on March 8, 2021. On April 22, 2021, respondent filed his brief on pain and suffering. Ms. Hitt then filed her pain and suffering brief on May 3, 2021. With these filings, the parties proceeded to a damages hearing on May 20, 2021. This matter is now ripe for adjudication. III. Standards for Adjudication Petitioners bear the burden of establishing elements of compensation by a preponderance of the evidence. 42 U.S.C. § 300aa–13(a). The preponderance of the evidence standard requires a “trier of fact to believe that the existence of a fact is more probable than its nonexistence before [he] may find in favor of the party who has the burden to persuade the judge of the fact’s existence.” Moberly v. Sec’y of Health & Human Servs., 592 F.3d 1315, 1322 n.2 (Fed. Cir. 2010) (citations omitted). IV. Analysis Ms. Hitt’s request for compensation includes four components. These are discussed below. A. Lost Earnings Ms. Hitt proposed $106,174.37. Exhibit 114 at 8. The Secretary accepted the basic calculations and reduced for taxes, leaving $79,064.95. Resp’t’s Supp’l Br., filed March 29, 2021, at 2; exhibit I. Ms. Hitt agreed to this proposal during an April 14, 2021 status conference; see also Tr. 218. Thus, Ms. Hitt is awarded $79,064.95 in lost earnings. B. Unreimbursed Expenses – Past Ms. Hitt proposed $14,529.28. Exhibits 114-15. The Secretary accepted $13,633.93. Resp’t’s Supp’l Br., filed March 29, 2021, at 2. The difference was that the Secretary rejected some invoices due to a lack of documentation that the bills were paid. In her oral testimony, Ms. Hitt stated she paid those invoices. She also testified about efforts to obtain documentation of payment. Tr. 214-18. Although the Secretary cross-examined Ms. Hitt, the Secretary did not ask any questions on 6 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 7 of 13 this point. See Tr. 269-75. Accordingly, Ms. Hitt is awarded $14,529.28 in past unreimbursed medical expenses.7 C. Unreimbursed Expenses – Future Ms. Hitt receives benefits from a health insurance plan her husband’s employer offers. Under this policy, Ms. Hitt must pay a deductible of $500 per year initially. After Ms. Hitt pays that deductible, the insurance company reimburses medical expenses at a certain percentage until Ms. Hitt pays a maximum of $3,500 per year. Ms. Hitt’s payment of $500 counts towards the maximum payment. The parties agree Ms. Hitt requires annual appointments with her neurologist and MRI scans to monitor her multiple sclerosis. Ms. Hitt is likely to need medications. Accordingly, the parties agreed that $3,500 per year is an appropriate amount for one aspect of future unreimbursed medical expenses. Resp’t’s Obj., filed May 24, 2021. Ms. Hitt also requests reimbursement for mileage expenses. She estimated that she drives 500 miles per year. Exhibit 114 at 3. At the IRS allowed rate of 17 cents per mile, Ms. Hitt’s annual expense is $85. The component of future unreimbursed medical expenses must be reduced to net present value. 42 U.S.C. § 300aa–15(f)(4). D. Pain and Suffering and Emotional Distress The Vaccine Act states that compensation shall include “(4) For actual and projected pain and suffering and emotional distress from the vaccine-related injury, an award not to exceed $250,000.” 42 U.S.C. § 300aa–15(a). Factors relevant to this element of compensation are “[(1)] the ability to understand the injury, i.e., the injured’s mental faculties are intact; [(2)] the degree of severity of the injury; and [(3)] the potential number of years the individual is subjected to the injury.” McAllister v. Sec’y of Health & Human Servs., No. 91- 7 Whether testimony via an affidavit, which is not subject to cross-examination, would constitute preponderate evidence that bills were paid is not presented here. Ms. Hitt appeared truthful in her oral testimony. See Andreu v. Sec’y of Health and Human Servs., 569 F.3d 1367, 1379 (2009) (explaining that trial courts make credibility determinations in order to assess the candor of fact witnesses). 7 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 8 of 13 1037V, 1993 WL 777030, at *3 (Fed. Cl. Spec. Mstr. Mar. 26, 1993), vacated and remanded on other grounds, 70 F.3d 1240 (Fed. Cir. 1995). This section of the Vaccine Act recognizes three components: “pain and suffering and emotional distress.” A basic tenet of statutory interpretation is to construe the meaning of a statute so that each part has meaning. See Calendria v. U.S., 5 Cl.Ct. 266 (1984) (stating that “each section or part of a particular statute must be construed in relation to each other section or part ‘so as to produce a harmonious whole.’”) (citing 2A Sutherland, Statutes and Statutory Construction § 46.05, at 56 (C. Sands rev. ed. 1973)); see also Flowers v. Sec’y of Health and Human Servs., 49 F.3d 1558, 1560 (1995) (“[o]ur statutory interpretation begins with the language of the statute itself, which must be ordinarily regarded as conclusive absent a clearly expressive legislative intent to the contrary.”). While the terms “pain” “suffering,” and “emotional distress” connote similar concepts, they are not identical. To understand the meaning of these terms, consulting a dictionary is permitted. See Hervey v. Sec'y of Health & Human Servs., 88 F.3d 1001, 1002 (Fed.Cir.1996) (using dictionary to define a term in the Vaccine Act). “Pain” is defined as “2 a: usu. localized physical suffering associated with a bodily disorder. WEBSTER’S NINTH NEW COLLEGIATE DICTIONARY 846 (1986).8 Next, “suffer” means “to be subject to disability or handicap.” Id. at 1179.9 Finally, “distress” means “2 a: pain or suffering affecting the body, a bodily part, or the mind . . . b. a painful situation.” Id. at 368. This dictionary further explains “distress implies an external and usu. temporary cause of great physical or mental strain and stress” and “suffering implies conscious endurance of pain or distress.” Id. 1. Actual Pain and Suffering and Emotional Distress The parties value this element differently. Ms. Hitt contends that her past pain, suffering, and emotional distress warrant compensation more than $250,000. Thus, petitioner contends she is entitled to the maximum award even without considering any future pain and suffering and emotional distress. Pet’r’s Br., filed May 3, 2021. In contrast, the Secretary maintains a reasonable amount of compensation for Ms. Hitt’s past pain and suffering is $100,000. The Secretary further recommends that the value of Ms. Hitt’s future pain and suffering is 8 A secondary definition of “pain” is: “b: acute mental or emotional distress or suffering.” 9 Other definitions of “suffer” include: “1: to endure death, pain, or distress 2: to sustain loss or damage.” 8 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 9 of 13 $1,033.06 per year for the remainder of her life expectancy. This works out to $50,000 which, after reduction to net present value, equates to $35,899.55. Resp’t’s Br. filed April 22, 2021; exhibit K. Ms. Hitt’s case is unusual in two respects. First, relatively few cases have discussed non-economic damages for multiple sclerosis. Ms. Hitt cited some cases, which resolved via a stipulation. Pet’r’s Br., filed May 3, 2021, at 4-5, citing Halcrow v. Sec’y of Health and Human Servs., No. 16-212V (Fed. Cl. Spec. Mstr. June 3, 2020), and Giordano v. Sec’y of Health and Human Servs., No. 13- 277V (Fed. Cl. Spec. Mstr. May 28, 2019), among other cases. But, as the Secretary pointed out, the decisions contain nearly no facts, making comparison challenging. Independent research has turned up relatively few cases. See Jay Zitter, Annotation, Excessiveness or adequacy of damages awarded for injuries to nerves or nervous system, 51 A.L.R. 5th 467, § 14 (1997); cf. SGS-92-X003 v. United States, 118 Fed. Cl. 492, 532 (2014) (declining to award emotional distress damages to plaintiff who suffered emotional distress in a breach of contract case). Second, Ms. Hitt’s multiple sclerosis has caused her little pain. The Secretary emphasizes the relatively mild course of Ms. Hitt’s multiple sclerosis so far. Resp’t’s Br., filed April 22, 2021, at 2. On the other hand, Ms. Hitt maintains she has endured “pain, suffering, and exhaustion for nearly 7 years.” Pet’r’s Br., filed May 3, 2021, at 9. Of the three terms Congress listed in the Vaccine Act, “pain, suffering, and emotional distress,” “pain” is perhaps the easiest to understand. As stated above, “pain” can be linked to the physical suffering associated with a bodily disorder. While the dictionary’s definition of “pain” is broad enough to include pain associated with mental distress (see footnote 8, above), the statutory terms (suffering and emotional distress) encompass that aspect more directly. Thus, the focus here is Ms. Hitt’s physical pain. While the pain has, at times, been minimal and even nonexistent, Ms. Hitt has experienced some pain. A reasonable amount of compensation is $5,000. The remaining two terms in the Vaccine Act “suffering” and “emotional distress” are more difficult concepts to parse. But, both flow from the mental (as opposed to physical) toil an injury causes. As indicated above, “suffering” can encompass the sensation of being “subject to disability or handicap” as well as the “conscious endurance of pain or distress.” WEBSTER’S at 1179 and 368. Here, by this understanding, Ms. Hitt has suffered greatly. The primary part of compensation should reflect Ms. Hitt’s suffering in being diagnosed with a chronic condition. Multiple sclerosis is not curable. Neither an operation nor 9 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 10 of 13 physical therapy nor the body’s innate healing processes will cure Ms. Hitt of multiple sclerosis. Regardless of whether her multiple sclerosis stays relatively dormant, multiple sclerosis never entirely vanishes. It will remain a “disability” throughout her life. Before multiple sclerosis, Ms. Hitt was not concerned about the future. Tr. 320; see also exhibit 14 (affidavit, dated Nov. 23, 2015).10 After receiving the diagnosis of multiple sclerosis, she has been and remains much more worried about the future. In the undersigned’s discretion, the development of a chronic condition like multiple sclerosis warrants a relatively large amount of compensation. The chronicity of multiple sclerosis distinguishes it from acute problems such as Guillain-Barré syndrome for which a good recovery can be expected. While a Guillain-Barré patient might have different degrees of residual problems, including paralysis in extreme cases, a person who suffered Guillain-Barré syndrome does not usually fear a relapse. Multiple sclerosis can bring about – and in Ms. Hitt’s case did bring about – a change in outlook. Tr. 266 (Ms. Hitt’s testimony comparing a shift in outlook to the changes after Hurricane Katrina). The same can also be said for Hashimoto’s thyroiditis but on a lesser scale. While Hashimoto’s thyroiditis is permanent, it is controlled with medication. For Ms. Hitt, a reasonable amount of compensation for the emotional distress associated with being diagnosed with multiple sclerosis and Hashimoto’s thyroiditis is $175,000. ($150,000 for multiple sclerosis plus $25,000 for Hashimoto’s thyroiditis). The remaining term of the relief authorized in section 15(a)(4) is emotional distress. In the approximately 6.5 years since Ms. Hitt was diagnosed, she has had a series of episodes that at least temporarily brought about pain in her mind. Ms. Hitt experienced emotional distress following multiple events, including experiencing a seizure, losing a driver’s license for six months which caused the loss of employment, depending upon others for basic chores like bathing her baby and cooking, and enduring various tests such as MRIs. To a smaller degree, Ms. Hitt also had emotional distress when her thyroid levels were abnormally high and then abnormally low. A reasonable amount of compensation for this emotional distress is $30,000. 10 Ms. Hitt also recognizes that she was aware that anyone's life could turn on a moment even without multiple sclerosis. Tr. 262. 10 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 11 of 13 Accordingly, a reasonable amount of compensation for Ms. Hitt’s “actual… pain and suffering and emotional distress” (section 15(a)(4)) is $210,000. This figure, as explained, derives from the evidence in Ms. Hitt’s case.11 2. Future Pain, Suffering, and Emotional Distress Because of the award for actual pain suffering and emotional distress does not exceed the statutory limit, Ms. Hitt is eligible for an award of “projected pain and suffering and emotional distress.” 42 U.S.C. § 300aa–15(a)(4); see also Graves v. Sec’y of Health & Human Servs., 109 Fed. Cl. 579, 587 (2013). Ms. Hitt’s submission on this topic was not helpful. Because she contended that her actual pain and suffering and emotional distress exceeded $250,000, she presented no alternative argument for projected compensation. See Pet’r’s Br., filed May 3, 2021. On the other hand, the Secretary made a concrete proposal. Resp’t’s Supp’l Br., filed April 22, 2021, at 3. The Secretary contended the activities for which an award of projected pain and suffering and emotional distress should include Ms. Hitt’s anxiety about having MRI scans and the inconveniences associated with yearly doctors’ appointments. Tr. 346 (Respondent’s counsel), see also Tr. 300-11 (testimony about anxiety), 322 (testimony about anxiety). The Secretary further argued that the chance of a relapse should not factor into an award of future pain, suffering, and emotional distress. On this question, the Secretary’s position is well-founded. Ms. Hitt presented very little evidence about the likelihood of a relapse. For example, Ms. Hitt did not submit any articles about how often multiple sclerosis relapses. She likewise did not present a report from a specially retained expert in multiple sclerosis, such as Dr. Tornatore who testified on her behalf in the entitlement hearing. The most relevant piece of evidence was a short, handwritten statement from Dr. Erwin, Ms. Hitt’s treating neurologist. Dr. Erwin stated the future is “unpredictable.” Exhibit 109 at 1. A 11 Coincidently, the amount awarded here seems to align with the cases Ms. Hitt cited. To the extent the award to Ms. Hitt exceeds the awards in those other cases, the increased award is justified for two reasons. First, those cases were decided in 2007-11. Everything else being equal, inflation means that the awards in those cases should be increased. Second, those cases were resolved on the basis of compromises. The choice of other petitioners to compromise their claim, that is to accept a lower amount of compensation in exchange for an expedited recovery, does not reduce the value of Ms. Hitt's case. 11 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 12 of 13 statement of such uncertainty does not carry Ms. Hitt’s burden of presenting preponderant evidence that she is likely to suffer a relapse. In the future, Ms. Hitt is not likely to endure the emotional distress associated with receiving a new diagnosis of a chronic disease. Ms. Hitt seems to have resolved to keep a positive attitude, minimizing any emotional distress. Tr. 246, 262. Without any persuasive evidence that Ms. Hitt’s condition will worsen, the undersigned finds that Ms. Hitt’s multiple sclerosis is likely to remain as it has been for the past few years – “stable.” Exhibit 109 (Dr. Erwin’s statement); accord Tr. 273-74, 283. Ms. Hitt’s recent condition has been relatively pain free. Tr. 298. But, as the Secretary acknowledged, the absence of physical pain does not necessarily mean the absence of emotional suffering. Ms. Hitt persuasively and powerfully explained how a potentially typical and minor health issue can produce intense anxiety about whether the “sleeping beast” is awakening. To account for all these factors, a reasonable amount of compensation for projected pain, suffering, and emotional distress is $2500 per year. This amount, in turn must be reduced to net present value. E. Summary Item Current Value Lost Earnings $79,064.95 Unreimbursed Medical Expenses $14,529.28 Total for Past (excluding pain, suffering and emotional $93,594.23 distress) FUTURE Item Annual Award Present Value Unreimbursed Medical Expenses $3,585.00 $125,643.30 PAIN, SUFFERING AND EMOTIONAL DISTRESS Item Annual Award Present Value Past Emotional Distress $175,000.00 Past Suffering $30,000.00 Past Pain $5,000.00 12 Case 1:15-vv-01283-UNJ Document 163 Filed 08/13/21 Page 13 of 13 Pain, suffering and emotional distress $2,500.00 $87,617.36 Total for Pain, Suffering and Emotional Distress $297,617.36 Statutory Cap $250,000.00 Total Compensation $469,237.53 V. Conclusion Earlier in this litigation, Ms. Hitt established that she was entitled to compensation. The evidence now shows that a Ms. Hitt is entitled to compensation in the amount of $469,237.53 to be issued in the form of a check payable to petitioner. This amount reflects $250,000 for pain, suffering, and emotional distress; $93,594.23 for past unreimbursed expenses, consisting of $79,064.95 in lost earnings and $14,529.28 in unreimbursed medical expenses; and $125,643.30 as the present value of future unreimbursed expenses. The Clerk’s Office is instructed to enter judgment in accord with this decision unless a motion for review is filed. Information about the submission for a motion for review, including deadlines, is presented in the Vaccine Rules, which are available through the Court’s website. IT IS SO ORDERED. s/Christian J. Moran Christian J. Moran Special Master 13