VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_15-vv-01100 Package ID: USCOURTS-cofc-1_15-vv-01100 Petitioner: N.S. Filed: 2017-02-09 Decided: 2017-02-09 Vaccine: DTaP Vaccination date: 2013-03-01 Condition: transverse myelitis Outcome: compensated Award amount USD: 257521.29 AI-assisted case summary: Maria Crespo, on behalf of her minor daughter N.S., filed a petition for vaccine compensation on October 1, 2015, alleging that N.S. suffered transverse myelitis (TM) caused by the DTaP and pneumococcal conjugate (PC) vaccines received on March 1, 2013. The petition initially mentioned an MMR vaccine, but this was later clarified as an error, and N.S. did not receive it before the alleged injury. N.S. also received a Hib vaccine on the same day. Respondent denied that the vaccinations caused N.S.'s TM or any other injury. The parties reached a stipulation to resolve the case, agreeing to compensation for N.S.'s injuries, which were alleged to have residual effects for more than six months. Special Master Laura D. Millman adopted the stipulation on February 9, 2017, awarding a total of $257,521.29 in compensation. This amount included a lump sum of $232,549.31 for first-year life care expenses ($12,549.31) and pain and suffering ($220,000.00), payable to petitioner as guardian/conservator of N.S.'s estate. An additional lump sum of $25,000.00 was awarded for past unreimbursable expenses, payable to Maria Crespo. A further lump sum of $2,971.98 was awarded for reimbursement of a Medicaid lien, payable jointly to petitioner and First Recovery Group. The stipulation also provided for an amount sufficient to purchase an annuity contract for future expenses. The annuity contract was to provide various future payments for unreimbursable expenses, including medical, therapy, and diaper costs, with increasing annual amounts and specific durations, some extending for N.S.'s lifetime. The parties also agreed to further proceedings for attorneys' fees and costs. Petitioner Maria Crespo was represented by Amber D. Wilson. Respondent was represented by Debra Filteau Begley. Later, on December 5, 2017, the Special Master awarded attorneys' fees and costs. Petitioner sought review of this decision, arguing that the Special Master improperly denied fees for certain legal research and review of court orders, and for costs associated with Florida state law guardianship requirements. Judge Patricia E. Campbell-Smith reviewed the motion for review. In a decision filed June 21, 2018, the court sustained the Special Master's decision, denying petitioner's motion for review. The court found that the Special Master did not abuse her discretion in reducing fees for administrative tasks and for legal research deemed educational. The court also found that the Special Master did not err in denying reimbursement for future guardianship costs and guardian ad litem costs, as these were required by Florida state law and not incurred as part of the Vaccine Act proceedings. The court noted that the Special Master's characterization of the guardian ad litem's role was imprecise but that the analysis regarding the costs being unrelated to the Vaccine Act was correct. The court directed the clerk to enter final judgment in accordance with the Special Master's decision on fees and costs. Theory of causation field: Petitioner alleged that N.S. suffered transverse myelitis (TM) caused by the DTaP and pneumococcal conjugate (PC) vaccines received on March 1, 2013. The petition also mentioned an MMR vaccine, but this was clarified as an error. N.S. also received a Hib vaccine on the same day. Respondent denied causation. The parties entered into a stipulation for compensation, acknowledging that N.S. experienced residual effects for more than six months. The Special Master adopted the stipulation, awarding damages. The specific mechanism of causation was not detailed in the public decision, and the case was resolved via stipulation rather than litigation of the causation theory. The theory of causation falls under the Vaccine Injury Table (Table). The award included a lump sum and an annuity for future damages. Attorneys' fees and costs were awarded separately and later reviewed by the court, which sustained the Special Master's decision regarding certain disallowed costs related to Florida state law guardianship requirements, finding they were not incurred as part of the Vaccine Act proceedings. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_15-vv-01100-0 Date issued/filed: 2017-03-06 Pages: 12 Docket text: PUBLIC DECISION (Originally filed: 02/09/2017) regarding 33 DECISION Stipulation/Proffer Signed by Special Master Laura D Millman. (tlf) Copy to parties. -------------------------------------------------------------------------------- Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 1 of 12 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 15-1100V Filed: February 9, 2017 Not for Publication ************************************* MARIA CRESPO, * on behalf of N.S., a minor child, * * Damages decision based on Petitioner, * stipulation; DTaP vaccine; * pneumococcal conjugate (“PC”) v. * vaccine; transverse myelitis * (“TM”) SECRETARY OF HEALTH * AND HUMAN SERVICES, * * Respondent. * * ************************************* Amber D. Wilson, Washington, DC, for petitioner. Debra Filteau Begley, Washington, DC, for respondent. MILLMAN, Special Master DECISION AWARDING DAMAGES1 On January 3, 2017, the parties filed the attached stipulation in which they agreed to settle this case and described the settlement terms. Petitioner alleges that her daughter, N.S., suffered transverse myelitis (“TM”) caused by her March 1, 2013 receipt of the DTaP and pneumococcal conjugate (“PC”) vaccines. Petitioner further alleges that N .S. suffered the residual effects of this injury for more than six months. Respondent denies that N.S.’s TM, or 1 Because this unpublished decision contains a reasoned explanation for the special master’s action in this case, the special master intends to post this unpublished decision on the United States Court of Federal Claims’ website, in accordance with the E-Government Act of 2002, 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services). Vaccine Rule 18(b) states that all decisions of the special masters will be made available to the public unless they contain trade secrets or commercial or financial information that is privileged and confidential, or medical or similar information whose disclosure would constitute a clearly unwarranted invasion of privacy. When such a decision is filed, petitioner has 14 days to identify and move to redact such information prior to the document’s disclosure. If the special master, upon review, agrees that the identified material fits within the banned categories listed above, the special master shall redact such material from public access. Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 2 of 12 any other injury, was caused by her receipt of the DTaP or pneumococcal conjugate vaccines. Nonetheless, the parties agreed to resolve this matter informally. The undersigned finds the terms of the stipulation to be reasonable. The court adopts the parties’ stipulation, attached, and awards compensation in the amount and on the terms set forth in the stipulation. Pursuant to the stipulation, the court awards: a. a lump sum of $232,549.31 representing compensation for first year life care expenses ($12,549.31), and pain and suffering ($220,000.00). The award shall be in the form of a check payable to petitioner as guardian/conservator of the estate of N.S. for the benefit of N.S2; and b. a lump sum of $25,000.00 representing compensation for past unreimbursable expenses, in the form of a check payable to petitioner, Maria Crespo; and c. A lump sum of $2,971.98, representing reimbursement of a Medicaid lien for services rendered on behalf of N.S., in the form of a check payable jointly to petitioner and First Recovery Group P.O. Box 771932 Detroit, MI 48277-1932 Attn: Felicity Solman FRG File No.: 624092-114715 Petitioner agrees to endorse this check to First Recovery Group; and d. An amount sufficient to purchase the annuity contract described in paragraph 10 of the attached stipulation, paid to the life insurance company from which the annuity will be purchased. The amount represents compensation for all damages that would be available under 42 U.S.C. § 300aa-15(a). In the absence of a motion for review filed pursuant to RCFC Appendix B, the clerk of the court is directed to enter judgment herewith.3 2 Petitioner represents that she presently is, or within 90 days of the date of judgment will become, duly authorized to serve as guardian/conservator of N.S.'s estate under the laws of the State of Florida. No payments pursuant to this Stipulation shall be made until petitioner provides the Secretary with documentation establishing her appointment as guardian/conservator of N .S.'s estate. If petitioner is not authorized by a court of competent jurisdiction to serve as guardian/conservator of the estate of N.S. at the time a payment pursuant to this Stipulation is to be made, any such payment shall be paid to the party or parties appointed by a court of competent jurisdiction to serve as guardian/conservator of the estate of N. S. upon submission of written documentation of such appointment to the Secretary. 3 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by each party, either separately or jointly, filing a notice renouncing the right to seek review. 2 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 3 of 12 IT IS SO ORDERED. Dated: February 9, 2017 s/ Laura D. Millman Laura D. Millman Special Master 3 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 4 of 12 IN THE UNITED STA T ES COURT OF FEDERAL CLAIMS OFFICE OF SPECIAL MASTERS MARIA CRESPO. ) on behalf ofN .S., a minor child, ) ) Petitioner, ) v. ) No. 15-1 lOOV ) Special Master Millman SECRETARY OF HEALTH AND HUMAN ) SERVICES, ) ) Respondent. ) ~~~~~~~~~~~~~~~-) STlPULAT ION The parties hereby stipulate to the following matters: l. On behalf of her daughter, N .S., petitioner filed a petition for vaccine compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10 to 34 (the "Vaccine Program"). The petition seeks compensation for injuries allegedly related to N.S. 's receipt of the DTaP, MMR, and pneumococcal conjugate ("PC") vaccines, which vaccines are contained in the Vaccine Injury Table (the "Table"), 42 C.F.R. § 100.3 (a). 2. N.S. received the DTaP, Hib, and PC immunizations on March 1, 2013. 1 3. The vaccines were administered within the United States. 4. Petitioner alleges that N.S. suffered from transverse myelitis ("TM") that was caused in fact by OTa P and PC vaccines, and that she experienced the residual effects of this injury for more than six months. Inclusion of the MMR vaccine in the Petition is an error, and N.S. did not receive an MMR vaccine before the onset of her alleged injury. Petitioner's counsel agrees that this was an error. Additionally, N.S. received a haemophilus influenzae type b ('"Hib") vaccine on March I. 2013, that was not included in the Petition. Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 5 of 12 5. Petitioner represents that there has been no prior award or settlement of a civil action for damages on behalf of N.S. as a result of her condition. 6. Respondent denies that N.S.'s TM, or any other injury, was caused-in-fact by her DTaP, Hib, and PC vaccinations. 7. Maintaining their above-stated positions, the parties nevertheless now agree that the issues between them shall be settled and that a decision should be entered awarding the compensation described in paragraph 8 of this Stipulation. 8. As soon as practicable after an entry ofj udgment reflecting a decision consistent with the terms of this Stipulation, and after petitioner has filed an election to receive compensation pursuant to 42 U.S.C. § 300aa-2 l (a)(l ), the.Secretary of Health and Human Services will issue the following vaccine compensation payments: a. A lump sum of $232,549.31, which amount represents compensation for first year life care expenses ($12,549.31 ), and pain and suffering ($220,000.00), in the form of a check payable to petitioner as guardian/conservator of the estate of N .S. for the benefit ofN.S; b. A lump sum of $25,000.00, which amount represents compensation for past unreimbursable expenses, in the form of a check payable to petitioner, Maria Crespo; c. A lump sum of $2,971.98, which amount represents reimbursement of a Medicaid lien for services rendered on behalf of N.S., in the form of a check payable jointly to petitioner and First Recovery Group P.O. Box 771932 Detroit, Ml 48277-1932 Attn: Felicity Solman FRO File No: 624092-114715 Petitioner agrees to endorse this check to First Recovery Group. d. An amount sufficient to purchase the annuity contract described in paragraph I 0 below, paid to the life insurance company from which the annuity will be purchased (the "Life Insurance Company"). 2 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 6 of 12 These amounts represent compensation for all damages that would be available under 42 U .S.C. § 300aa-l 5(a). 9. The Life Insurance Company must have a minimum of $250,000,000.00 capital and surplus, exclusive of any mandatory security valuation reserve. The Life Insurance Company must have one of the following ratings from two of the following rating organizations: a. A.M. Best Company: A++, A+, A+g, A+p, A+r, or A+s; b. Moody's Investor Service Claims Paying Rating: Aa3, Aa2, Aa 1, or Aaa; c. Standard and Poor's Corporation Insurer Claims-Paying Ability Rating: AA-, AA, AA+, or AAA; d. Fitch Credit Rating Company, Insurance Company Claims Paying Ability Rating: AA-, AA, AA+, or A/\A. 10. The Secretary of Health and Human Services agrees to purchase an annuity contract from the Life Insurance Company for the benefit ofN.S., pursuant to which the Life Insurance Company will agree to make payments periodically to petitioner, as the court- appointed guardian/conservator of the estate of N .S., for the following items of compensation: a. For future unreimbursable Blue Cross Blue Shield Maximum-out-of-Pocket (Parent's Policy) expenses, beginning on the first anniversary of the date of judgment, an annual amount of $6,350.00 to be paid up to the anniversary of the date of judgment in year 2037, increasing at the rate of four percent (4%), compounded annually from the date of judgment. b. For future unreimbursable Blue Cross Blue Shield Premium (Parent's Policy) expenses, beginning on the anniversary of the date of judgment in year 2033, an annual amount of $162.59 to be paid up to the anniversary of the date of judgment in year 2037, increasing at the rate of four percent (4%), compounded annually from the date of judgment. c. For future unreimbursable Blue Cross Blue Shield Premium expenses, beginning on the anniversary of the date ofj udgment in year 203 7, an annual amount of $5,017.92 to be paid up to the anniversary of the date of judgment in year 2076, increasing at the rate of four percent (4%), compounded annually from the date of judgment. 3 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 7 of 12 d. For future unreimbursable Blue Cross Blue Shield Maximum-out-of-Pocket expenses, beginning on the anniversary of the date of judgment in year 203 7, an annual amount of $2,000.00 to be paid up to the anniversary of the date of judgment in year 2076, increasing at the rate of four percent (4%), compounded annually from the date of judgment. e. For future unreimbursable Medicare Supplemental Plan C expenses, beginning on the anniversary of the date of judgment in year 2076, an annual amount of $2,268.00 to be paid for the remainder of N.S. 's life, increasing at the rate of four percent ( 4%), compounded annually from the date of judgment. f. For future unreimbursable Therapy and Shoe expenses, beginning on the first anniversary of the date of judgment, an annual amount of $1,580.10 to be paid up to the anniversary of the date of judgment in year 2030. Thereafter, beginning on the anniversary of the date of judgment in year 2030, an annual amount of $80.10 to be paid for the remainder ofN.S.'s life, all amounts increasing at the rate of three percent (3%), compounded annually from the date of judgment. g. For future unreimbursable Hippotherapy expenses, beginning on the first anniversary of the date of judgment, an annual amount of$3,900.00 to be paid up to the anniversary of the date of judgment in year 2023, increasing at the rate of three percent (3%), compounded annually from the date of judgment. h. For future unreimbursable Diaper expenses, beginning on the first anniversary of the date of judgment, an annual amount of $719.21 to be paid up to the anniversary of the date of judgment in year 2019. Then, beginning on the anniversary of the date of judgment in 2019, an annual amount of $359.61 to be paid up to the anniversary of the date of judgment in year 2023, all amounts increasing at the rate of three percent (3%), compounded annually from the date of judgment. At the sole discretion of the Secretary of Health and Human Services, the periodic payments may be provided to the petitioner in monthly, quarterly, annual or other installments. The "annual amounts" set forth above describe only the total yearly sum to be paid to the petitioner and do not require that the payment be made in one annual installment. The petitioner will continue to receive the annuity payments from the Life Insurance Company only so long as N.S. is alive at the time that a particular payment is due. Written notice to the Secretary of Health and Human Services and the Life Insurance Company shall be provided within twenty (20) days ofN.S.'s death. 4 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 8 of 12 11. The annuity contract will be owned solely and exclusively by the Secretary of Health and Human Services and will be purchased as soon as practicable following the entry of a judgment in conformity with this Stipulation. The parties stipulate and agree that the Secretary of Health and Human Services and the United States of America are not responsible for the payment of any sums other than the amounts set forth in paragraph 8 herein and the amounts awarded pursuant to paragraph 12 herein, and that they do not guarantee or insure any of the future annuity payments. Upon the purchase of the annuity contract, the Secretary of Health and Human Services and the United States of America are released from any and all obligations with respect to future annuity payments. 12. As soon as practicable after the entry of judgment on entitlement in this case, and after petitioner has filed both a proper and timely election to receive compensation pursuant to 42 U.S.C. § 300aa-2 l (a)( l ), and an application, the parties will submit to further proceedings before the special master to award reasonable attorneys' fees and costs incurred in proceeding upon this petition. 13. Petitioner and her attorney represent that they have identified to respondent all known sources of payment for items or services for which the Program is not primarily liable under 42 U .S.C. § 300aa-l 5(g), including State compensation programs, insurance policies, Federal or State health benefits programs (other than Title XIX of the Social Security Act (42 U.S.C. § 1396 et seq.)), or entities that provide health services on a pre-paid basis. 14. Payments made pursuant to paragraph 8 and any amounts awarded pursuant to paragraph 12 of this Stipulation will be made in accordance with 42 U.S.C. § 300aa-15(i), subject to the availability of sufficient statutory funds. 5 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 9 of 12 15. The parties and their attorneys further agree and stipulate that, except for any award for attorneys' fees and litigation costs, and past unreimburseable expenses, the money provided pursuant to this Stipulation will be used solely for the benefit ofN.S. as contemplated by a strict construction of 42 U.S.C. §300aa-l S(a) and (d), and subject to the conditions of 42 U.S.C. § 300aa-l S(g) and (h). 16. Petitioner represents that she presently is, or within 90 days of the date of judgment will become, duly authorized to serve as guardian/conservator of N.S.'s estate under the laws of the State of Florida. No payments pursuant to this Stipulation shall be made until petitioner provides the Secretary with documentation establishing her appointment as guardian/conservator of N .S.' s estate. If petitioner is not authorized by a court of competent jurisdiction to serve as guardian/conservator of the estate of N .S. at the time a payment pursuant to this Stipulation is to be made, any such payment shall be paid to the party or parties appointed by a court of competent jurisdiction to serve as guardian/conservator of the estate of N. S. upon submission of written documentation of such appointment to the Secretary. 17. In return for the payments described in paragraphs 8 and 12, petitioner, in her individual capacity and as legal representative ofN.S., on behalf of herself, N.S., and N.S.'s heirs, executors, administrators, successors or assigns, does forever irrevocably and unconditionally release, acquit and discharge the United States and the Secretary of Health and Human Services from any and all actions or causes of action (including agreements, judgments, claims, damages, loss of services, expenses and all demands of whatever kind or nature) that have been brought, could have been brought, or could be timely brought in the Court of Federal Claims, under the National Vaccine Injury Compensation Program, 42 U.S.C. § 300 aa-10 et seq., on account of, or in any way growing out of, any and all known or unknown, suspected or 6 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 10 of 12 unsuspected personal injuries to or death of N.S. resulting from, or alleged to have resulted from the DTaP, Hib, and PC vaccinations administered on March 1, 2013, as alleged by petitioner in a petition for vaccine compensation filed on or about October 1, 2015. in the United States Court of Federal Claims as petition No. 15-1 IOOV. 18. IfN.S. should die prior to entry of judgment, this agreement shall be voidable upon proper notice to the Court on behalf of either or both of the parties. 19. lf the special master fails to issue a decision in complete conformity with the terms of this Stipulation or if the Court of Federal Claims fails to enter judgment in conformity with a decision that is in complete conformity with the terms of this Stipulation, then the parties' settlement and this Stipulation shall be voidable at the sole discretion of either party. 20. This Stipulation expresses a full and complete negotiated settlement of liability and damages claimed under the National Childhood Vaccine Injury Act of 1986, as amended, except as otherwise noted in paragraph 12 above. There is absolutely no agreement on the part of the parties hereto to make any payment or to do any act or thing other than is herein express! y stated and clearly agreed to. The parties further agree and understand that the award described in this Stipulation may reflect a compromise of the parties' respective positions as to liability and/or amount of damages, and further, that a change in the nature of the injury or condition or in the items of compensation sought, is not grounds to modify or revise this agreement. 21. Petitioner hereby authorizes respondent to disclose documents filed by petitioner in this case consistent with the Privacy Act and the routine uses described in the National Vaccine Injury Compensation Program System of Records, No. 09-15-0056. 7 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 11 of 12 22. This Stipulation shall not be construed as an admission by the United States or the Secretary of Health and Human Services that N.S.'s TM, or any other injury or condition, was caused in fact by her DTaP, Hib, and PC vaccinations. 23. All rights and obligations of petitioner hereunder shall apply equally to petitioner's heirs, executors, administrators, successors, and/or assigns as legal representatives of N.S. END OF STIPULATION I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I I 8 Case 1:15-vv-01100-PEC Document 34 Filed 03/06/17 Page 12 of 12 Respectfully submitted, MARIA -..RESPO ' ORNEY OF RECORD FOR PE J'IONER: BER D. WILSON, Ph.D., ESQ. MAGLIO CHRISTOPHER & TOALE eputy Director 1775 PeMsylvania Ave., NW Suite 225 Torts Branch Washington, DC 20006 Civil Division Tel: (888) 952-5242 U.S. Department of Justice P.O. Box 146 Benjamin Franklin Station Washington, DC 20044-0146 AUTHORIZED REPRESENTATIVE ATTORNEY OF RECORD FOR OF THE SECRET Y F HEALT H RESPONDENT: AND HU E VIC ' : ~;;: ~hkB~ R,M.D. Director, Division of Injury Trial Attorney Compensation Programs Torts Branch Healthcare Systems Bureau Civil Division U.S. Department ofliealtll U.S. Department of Justice and Human Services P.O. Box 146 5600 Fishers Lane Benjamin Franklin Station Parklawn Building, Mail Stop I 1C -26 Washington, DC 20044-0146 Rockville, MD 20857 Tel: (202) 616-4181 3=-i/---l=~fJ l9-_ Datecj: ----1)-r1-- / I 9 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_15-vv-01100-2 Date issued/filed: 2018-06-21 Pages: 7 Docket text: Re-docketed for publication. JUDGE VACCINE REPORTED OPINION (Public Version of the court's opinion issued 5/30/2018, ECF No. 49). Pursuant to Rule 18(b) of the Vaccine Rules of the this court (Appendix B to the Rules of the United States Court of Federal Claims), this opinion was initially filed under seal on May 30, 2018. Pursuant to 4 of the ordering language, the parties were to propose redactions of the information contained therein on or before June 13, 2018. No proposed redactions were submitted to the court. Signed by Judge Patricia E. Campbell-Smith. Service on parties made. (Entered: 06/21/2018) (ypb) -------------------------------------------------------------------------------- Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 1 of 7 In the United States Court of Federal Claims No. 15-1100V (E-Filed: June 21, 2018)1 ) MARIA CRESPO, on behalf of N.S., a minor ) child, ) ) Petitioner, ) Attorneys’ Fees and Costs; v. ) Guardianship Costs; ) Compliance with State Law. SECRETARY OF HEALTH ) AND HUMAN SERVICES, ) ) Respondent. ) ) Amber Diane Wilson, Washington, DC, for petitioner. Daniel A. Principato, Trial Attorney, with whom were Chad A. Readler, Acting Assistant Attorney General, C. Salvatore D’Alessio, Acting Director, Catherine E. Reeves, Deputy Director, and Alexis B. Babcock, Assistant Director, Torts Branch, Civil Division, United States Department of Justice, Washington, DC, for respondent. OPINION CAMPBELL-SMITH, Judge. Before the court is petitioner’s motion for review of the special master’s decision awarding attorneys’ fees and costs, pursuant to the Rules of the United States Court of Federal Claims (RCFC), Appendix B, Vaccine Rule 23. See ECF No. 44. The government has responded. See ECF No. 47. Petitioner has requested oral argument, which the court deems unnecessary. This matter is ripe and ready for a decision by the court. For the following reasons, petitioner’s motion is DENIED, and the special master’s decision of December 5, 2017, is SUSTAINED. 1 Pursuant to Rule 18(b) of the Vaccine Rules of the United States Court of Federal Claims (Appendix B to the Rules of the United States Court of Federal Claims), this opinion was initially filed under seal on May 30, 2018. Pursuant to ¶ 4 of the ordering language, the parties were to propose redactions of the information contained therein on or before June 13, 2018. No proposed redactions were submitted to the court. Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 2 of 7 I. Background Petitioner filed the instant matter seeking compensation for injuries suffered by N.S., a minor child, as a result of receiving the DTaP and pneumococcal conjugate vaccinations, pursuant to the National Childhood Vaccine Injury Act, 42 U.S.C. §§ 300aa-1 to -34 (2012) (the Vaccine Act). See ECF No. 1. In January 2017, the parties filed a stipulated agreement for compensation in an amount of $232,549.31. See ECF No. 26. The agreement contemplated that petitioner would, within 90 days of the entry of judgment, become duly authorized to serve as the guardian or conservator of N.S.’s estate, in accordance with Florida state law. See id. In addition to the terms of the agreement, petitioner contends that Florida law requires several protections for settlements involving minors, as summarized below: (1) that a guardian ad litem review settlements exceeding $50,000, see Fla. Stat. § 744.3025(1)(b); (2) that a guardianship be established for any awards to minors exceeding $15,000, see Fla. Stat. § 744.387(2); (3) that an annual accounting of the guardianship account be performed, see Fla. Stat. § 744.3678; (4) that a final petition for discharge of the guardianship be filed when the child reaches the age of majority, see id.; and (5) that all guardians be represented by an attorney, see Fla. Probate Rule 5.303(a). See ECF No. 44 at 6-7. Petitioner represents that she has complied with the currently applicable laws. See id. at 7. Petitioner moved for an award of attorneys’ fees and costs, which were awarded by the special master in December 2017. See ECF No. 42. Petitioner now objects to two aspects of the special master’s decision. First, petitioner claims that the special master improperly denied attorneys’ fees for certain legal research and review of court orders. See ECF No. 44 at 7. And second, petitioner argues that the special master erred in denying reimbursement of the costs associated with the guardian ad litem and guardianship required by Florida law. See id. at 7-8. 2 Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 3 of 7 II. Legal Standards The United States Court of Federal Claims has jurisdiction to review the special master’s decision pursuant to 42 U.S.C. § 300aa-12(e)(1). See also Vaccine Rule 23. Following its review, the court may either: (1) uphold the special master’s findings of fact and conclusions of law and sustain the special master’s decision; (2) set aside some or all of the special master’s findings of fact and conclusions of law and issue different findings of fact and conclusions of law; or (3) remand the petition for further action in accordance with the court’s direction. See 42 U.S.C. § 300aa-12(e)(2)(A)-(C); see also Vaccine Rule 27. With regard to compensation, the Vaccine Act provides that: “[i]n awarding compensation on a petition . . . the special master or court shall also award as part of such compensation an amount to cover—(A) reasonable attorneys’ fees, and (B) other costs, incurred in any proceeding on such petition.” 42 U.S.C. § 300aa-15(e)(1). The court evaluates a special master’s decision on fees and costs for abuse of discretion. Hall v. Sec’y of Dep’t of Health & Human Servs., 640 F.3d 1351, 1356 (Fed. Cir. 2011). A special master abuses his or her discretion when the decision is: (1) . . . clearly unreasonable, arbitrary, or fanciful; (2) . . . based on an erroneous conclusion of the law; (3) . . . clearly erroneous; or (4) the record contains no evidence on which the . . . [special master] rationally could have based his decision. Murphy v. Sec’y of Dep’t of Health & Human Servs., 30 Fed. Cl. 60, 61 (1993) (quoting Hendler v. United States, 952 F.2d 1364, 1380 (Fed. Cir. 1991)). See also Munn v. Sec’y of Dep’t of Health & Human Servs., 970 F.2d 863, 870 (1992) (explaining this court owes “great deference” to the fact-findings and fact-based conclusions of the special master); Silva v. Sec’y of Dep’t of Health & Human Servs., 108 Fed. Cl. 401, 405 (2012) (stating it is “extremely difficult” to establish the “reversible error” necessary to disturb a special master’s decision on fees). An “abuse of discretion may only be found where ‘no reasonable man would take the view adopted by the [special master] . . . .’” Murphy, 30 Fed. Cl. at 62 (quoting PPG Indus., Inc. v. Celanese Polymer Specialties Co., 840 F.2d 1565, 1572 (Fed. Cir. 1988)). The court, however, reviews mistakes of law without deference to the special master’s decision. See Avera v. Sec’y of Health & Human Servs., 515 F.3d 1343, 1347 (Fed. Cir. 2008) (citing Markovich v. Sec’y of Health & Human Servs., 477 F.3d 1353, 1355-56 (Fed. Cir. 2007)). 3 Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 4 of 7 III. Analysis Petitioner in this case takes issue with two aspects of the special master’s decision on fees and costs. First, petitioner contends that the special master abused her discretion in making certain reductions to petitioner’s fee request. And second, petitioner contends that the special master erred as a matter of law in denying costs associated with the establishment of a guardianship in accordance with Florida state law. The court will review each claim in turn. A. The Special Master Did Not Abuse Her Discretion in Reducing Fee Award In her motion, petitioner argues that the special master erred in reducing by $239 the fees associated with attorney review of certain court orders, see ECF No. 44 at 9-11, and for reducing the award by ten percent for legal research and block-billed entries, see id. at 11-15. With regard to the first claim, it appears that petitioner objects to the special master’s characterization of billing entries for 0.1 hour to “read court order; update case management,” which appear after entries indicating that counsel had “review[ed] a one- page court order or schedul[ed] a conference,” as administrative in nature. See ECF No. 42 at 5. The special master interpreted these billing entries as accounting for updates to the calendar, rather than substantive legal review of the court’s orders. She stated: “[b]eyond the fact that this is clerical work billed at an attorney’s rate, the undersigned cannot imagine how it takes 0.1 hours or six minutes to enter a date, or even three dates, on one’s calendar. These types of entries are clerical in nature and are not billable time.” See id. As the special master correctly noted in her decision, “[i]t is firmly rooted that billing for clerical and other secretarial work is not permitted in the Vaccine Program.” See id. (citing Rochester v. United States, 18 Cl. Ct. 379, 387 (1989); Mostovoy v. Sec’y of Health & Human Servs., No. 02-10V, 2016 WL 720969, at *5 (Fed. Cl. Spec. Mstr. Feb. 4, 2016)). Given the context of these entries, the court finds that the special master’s conclusion that they reflect administrative tasks to be a reasonable one. As such, she did not abuse her discretion in reducing the award accordingly. Petitioner also claims that the special master inappropriately reduced the fee award by ten percent on certain research tasks and block-billed entries. As an initial matter, the special master noted that she “considers most of the hours included on the billing entry to be reasonable.” See ECF No. 42 at 6. Nevertheless, she categorized a number of entries related to Florida state law and fees recovery as counsel’s efforts at “educating herself in the law,” and therefore “uncompensable.” See id. at 6 (citing Hensley v. Eckerhart, 461 U.S. 424, 434 (1983) (“Hours that are not properly billed to 4 Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 5 of 7 one’s client are also not properly billed to one’s adversary pursuant to statutory authority.”)). Petitioner acknowledges that courts may reduce fee awards when an attorney bills time for learning the law. See ECF No. 44 at 12-13. She argues, however, that the research at issue here was sufficiently case-specific that the fee award should not be discounted. See id. at 13. Locating the line between billable and educational, non- billable research is an appropriate exercise of the special master’s discretion in awarding fees. Because the special master applied the correct legal principle and provided a factual basis for her decision to moderately reduce counsel’s recovery for research time, she did not abuse her discretion. Finally, petitioner takes issue with the special master’s reduction for block-billed entries. She argues that “[f]ailing to employ a reasoned analysis of what constitutes block billing, the Fees Decision improperly denied compensation for this work.” Id. at 14. She continues, “[t]here is no support for a ruling that all multi-hour billing is per se unreasonable block billing and not compensable under § 15(e) [of the Vaccine Act].” Id. But the special master made no such categorical ruling. To the contrary, she found that petitioner’s counsel submitted block-billed entries that “made it impossible for the undersigned to determine the amount of time each task took.” ECF No. 42 at 6. Noting her duty to ensure that requested fees are reasonable, the special master concluded that counsel’s billing entries did not contain sufficient detail. See id. Here again, the court concludes that the special master appropriately employed her discretion in reducing the fee award due to the lack of specificity in block billing. B. The Special Master Did Not Err in Denying Future Guardianship and Guardian Ad Litem Costs In addition to making the foregoing reductions, the special master denied petitioner recovery of future costs associated with maintaining a guardianship, and the appointment of a guardian ad litem, as required by Florida state law. See id. at 8-10. In doing so, petitioner contends the special master erred as a matter of law. 1. Future Guardianship Costs The special master’s decision to deny future costs associated with maintaining the guardianship at issue rests primarily on her conclusion that the requested future costs will not be incurred pursuant to the present proceedings. “The Vaccine Act limits the amount of ‘compensation to cover petitioner’s . . . costs’ to those ‘incurred in any proceeding on [a Vaccine Act] petition.’” Id. at 9 (citing 42 U.S.C. § 300aa-15(e)(1)). An expense is “incurred” as part of a vaccine proceeding when the service provided for that expense is “ordered by this court and accomplished as part of the process of providing reasonable compensation to petitioner.” Id. (citing Ceballos v. Sec’y of 5 Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 6 of 7 Health & Human Servs., No. 99-97V, 2004 WL 784910, at *22 (Fed. Cl. Spec. Mstr. Mar. 25, 2004)). Here, petitioner’s duty to maintain the guardianship beyond the present proceedings finds its source not in any order from the special master or any requirement under the Vaccine Act, but rather, in a Florida state law that is not dependent on, or specific to, vaccine actions. See Fla. Stat. § 744.387(2). The special master explained: Here, the undersigned’s decision awarding damages only recognized the establishment of N.S.’s guardianship, not the maintenance of it, as an essential prerequisite for N.S.’s guardian to receive the award. Petitioner’s but for assertion overlooks the criterion distinguishing costs incurred for obtaining authorization as a legal representative, which is required under the Act, to establish a guardianship, which is required at respondent’s behest in a stipulation, from those costs incurred for maintaining the guardianship, which is not. ECF No. 42 at 9. The special master also notes that petitioner’s request is deficient because the amount requested is both speculative and inaccurate, seeking fourteen years of future fees and costs despite the fact that the minor child will attain the age of majority in twelve years. The court agrees with the special master’s judgment in this case. Petitioner is not entitled to recover any and all costs that may be incurred in the future, regardless of the reason for the expenditure. The court will not expand the scope of the Vaccine Act to include costs incurred beyond what is required by the special master or the Act itself. 2. Guardian Ad Litem Costs Finally, petitioner claims that she is entitled to recover the costs incurred in connection with the appointment of a guardian ad litem, another requirement under Florida state law. See ECF No. 44 at 12-14. In her decision, the special master stated that the guardian ad litem served “in the Florida state court proceeding to facilitate the appointment of a guardianship process.” ECF No. 42 at 10. Specifically, the special master concluded that “[a]lthough the Florida Guardianship Law requires appointment of a guardian ad litem to protect a minor’s interests, it was unrelated to the vaccine petition and establishing the biological father as a legal representative of N.S.” Id. As such, the fees “were not incurred as part of a ‘proceeding on [a Vaccine Act] petition’ as the statue requires.” Id. (quoting 42 U.S.C. § 300aa-15(e)(1)). Petitioner argues that the special master mischaracterized the role of the guardian ad litem when she stated that the guardian ad litem facilitated the establishment of a guardianship process. See ECF No. 44 at 16. Instead, petitioner explains, Florida state 6 Case 1:15-vv-01100-PEC Document 52 Filed 06/21/18 Page 7 of 7 law requires the appointment of a guardian ad litem to review settlements of claims involving minors when the amount at issue equals or exceeds $50,000. See id. at 17 (citing Fla. Stat. § 744.3025). The court acknowledges that the special master’s characterization of the guardian ad litem’s role was imprecise. That semantic imprecision notwithstanding, her analysis is correct. The role of the guardian ad litem was both required by and defined by Florida state law, wholly apart from the requirements of the Vaccine Act. Because the Vaccine Act compensates parties for the expenditures required under the Act, see 42 U.S.C. § 300aa-15(e)(1)(B), petitioner is not entitled to recover the costs associated with the appointment of the guardian ad litem in this case. IV. Conclusion For the foregoing reasons, the court finds that the special master’s reductions to the attorneys’ fees award were permissible under the Vaccine Act. In addition, the court finds that the special master’s denial of fees and costs incurred pursuant to Florida state law and unrelated to the requirements of the special master or the Vaccine Act, is a correct interpretation of the law. Accordingly, (1) Petitioner’s motion for review, filed January 4, 2018, ECF No. 44, is DENIED; (2) The special master’s decision, filed December 5, 2017, ECF No. 42, is SUSTAINED; (3) The clerk’s office is directed to ENTER final judgment in accordance with the special master’s decision of December 5, 2017; and (4) The parties shall separately FILE any proposed redactions to this opinion, with the text to be redacted clearly marked out or otherwise indicated in brackets, on or before June 13, 2018. IT IS SO ORDERED. s/Patricia Campbell-Smith PATRICIA CAMPBELL-SMITH Judge 7