VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_15-vv-00734 Package ID: USCOURTS-cofc-1_15-vv-00734 Petitioner: Amy N. Heddens Filed: 2015-10-05 Decided: 2019-04-30 Vaccine: HPV Vaccination date: 2012-12-03 Condition: multiple sclerosis Outcome: denied Award amount USD: AI-assisted case summary: Amy N. Heddens received her third dose of the HPV vaccine on December 3, 2012. She alleged that this vaccination caused or significantly aggravated multiple sclerosis (MS). Prior to vaccination, on June 30, 2010, she had experienced symptoms including frequent urination, loss of balance, and blurry vision, which one expert opined could have been an initial manifestation of MS. However, the physician's assistant who saw her at that time did not attribute significance to these symptoms. After vaccination, on January 18, 2013, Ms. Heddens experienced double vision and dizziness, leading to an MRI that revealed multiple enhancing lesions in her brain. A neurologist diagnosed her with MS. Both parties' experts agreed on the MS diagnosis, but differed on the timing of the initial manifestation. The court found that Ms. Heddens likely had brain lesions before the vaccination, leading the case to be analyzed as a significant aggravation claim. To succeed, she had to prove that the HPV vaccine could cause an exacerbation of MS. The court found she failed to meet this burden, relying on epidemiological studies that did not support a link between the HPV vaccine and MS, and finding that the proposed theory of molecular mimicry, supported by expert testimony and two articles, lacked sufficient empirical evidence to establish a probability of causation. The Special Master denied compensation, and this decision was affirmed on review by the Court of Federal Claims. Theory of causation field: Off-Table Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_15-vv-00734-1 Date issued/filed: 2018-11-01 Pages: 6 Docket text: PUBLIC DECISION (Originally filed: 10/5/2018) regarding 94 DECISION of Special Master. Signed by Special Master Christian J. Moran. (abs) Service on parties made. -------------------------------------------------------------------------------- Case 1:15-vv-00734-PEC Document 101 Filed 11/01/18 Page 1 of 6 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS * * * * * * * * * * * * * * * * * * * * * * * * * AMY N. HEDDENS, * * No. 15-734V Petitioner, * Special Master Christian J. Moran * v. * * Filed: October 5, 2018 SECRETARY OF HEALTH * AND HUMAN SERVICES, * Entitlement, HPV vaccine, * multiple sclerosis, bench ruling Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * Ronald C. Homer & Meredith Daniels, Conway & Homer, P.C., Boston, MA, for petitioner; Christine Becer, United States Dep’t of Justice, Washington, DC, for respondent. PUBLISHED DECISION DENYING COMPENSATION1 A hearing was held on October 1, 2018. After the parties submitted all their evidence, the undersigned issued a bench decision, finding that Ms. Heddens had failed to establish that she was entitled to compensation. See Doe/17 v. Secʼy of Health & Human Servs., 84 Fed. Cl. 691, 704 n. 18 (2008) (noting “[e]ven a special master’s ruling on entitlement may be delivered from the bench, with no written opinion”). The undersigned is issuing this document for two reasons. First, if only a bench decision was issued, the public would not have access to the transcript containing the bench decision and, thereby, the reasoning underlying the decision. To allow public access to the reasoning underlying the decision, this document will become available to the public pursuant to 42 U.S.C. § 300aa-12(d)(4). Second, this document provides an abbreviated recitation for the basis of decision. See Hebern v. United States, 54 Fed. Cl. 548 (2002) (example of a judge from the United States Court of Federal Claims formalizing a bench ruling denying a motion for review). As explained in the bench ruling, the undersigned considered all the evidence, including the medical records, 1 The E-Government Act, 44 U.S.C. § 3501 note (2012) (Federal Management and Promotion of Electronic Government Services), requires that the Court post this decision on its website. This posting means that the decision will be available to anyone with the internet. Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special master will appear in the document posted on the website. Case 1:15-vv-00734-PEC Document 101 Filed 11/01/18 Page 2 of 6 expert reports, medical articles, and oral testimony. The undersigned’s consideration of this evidence began when the evidence was received. See Vaccine Rule 5. The evidence shows that relatively few events in Ms. Heddens’s medical record hold significance for determining whether she is entitled to compensation. On June 30, 2010, she went to a clinic for a “well woman exam,” during which she reported frequent urination, loss of balance, and blurry vision when she moved her head. She also reported diarrhea and nausea. Exhibit 5 at 8. The expert whom the Secretary retained, Dr. Sriram, opined that this episode was an initial manifestation of multiple sclerosis (“MS”). Exhibit M at 2. In contrast, the expert whom Ms. Heddens retained, Dr. Napoli, disagreed. Exhibit 29 at 2. The person who conducted the June 30, 2010 examination, a physician’s assistant named Cindy Shuman, seemed not to attribute any significance to these problems as Ms. Shuman did not suggest any follow up. See exhibit 5 at 10. The next significant event in Ms. Heddens’s medical history was her receipt of the third dose of the HPV vaccine on December 3, 2012. Between June 30, 2010 and December 2, 2012, Ms. Heddens did not report having any problems that the experts considered related to multiple sclerosis. Ms. Heddens alleges that the December 3, 2012 HPV vaccination harmed her.2 On January 18, 2013, Ms. Heddens experienced double vision and dizziness for which she sought treatment at an urgent care facility. She was referred to an emergency room. Exhibit 9 at 3. The emergency room doctor, in turn, referred her to an ophthalmologist. Exhibit 3 at 5-6. The ophthalmologist ordered an MRI. Exhibit 10 at 2. The MRI was conducted on January 29, 2013. It showed multiple enhancing lesions. Exhibit 3 at 64-65. When a neurologist, Dr. Ramirez, reviewed the results of the MRI, he diagnosed Ms. Heddens as suffering from MS. Exhibit 4 at 1-4.3 Both Dr. Napoli and Dr. Sriram agree with the diagnosis of multiple sclerosis, although they, as mentioned earlier, differ as to whether Ms. Heddens’s first clinical manifestation of MS was in June 2010 or January 2013. After Dr. Ramirez’s diagnosis in 2013, Ms. Heddens has received medical care periodically. None of her treating doctors suggested that the HPV vaccination harmed Ms. Heddens. See Pet’r’s Br. at 46- 48; Resp’t’s Br. at 13. Otherwise, the details of the course of Ms. Heddens’s MS are not relevant to determining whether the December 3, 2012 HPV vaccination harmed Ms. Heddens. The analysis begins with a preliminary, but ultimately insignificant, issue — whether Ms. Heddens’s case should be analyzed either as a claim that the HPV vaccine caused her to suffer an initial onset of MS or as a claim that the HPV vaccine caused her to suffer an aggravation of pre- existing MS. The undisputed testimony from the experts indicate that Ms. Heddens, most likely, 2 Initially, Ms. Heddens alleged that the HPV vaccination caused her to suffer multiple sclerosis. But, as part of her pre-hearing brief, Ms. Heddens presented the alternative claim that the HPV vaccination significantly aggravated pre-existing multiple sclerosis. Pet’r’s Br. at 2, 25. 3 During this initial consultation, Dr. Ramirez recorded: “She has not been sick or received immunization recently.” Exhibit 4 at 1. 2 Case 1:15-vv-00734-PEC Document 101 Filed 11/01/18 Page 3 of 6 had lesions in her brain before the HPV vaccination on December 3, 2012. These lesions appeared on her January 29, 2013 MRI. After Dr. Sriram reviewed the images from this MRI, he wrote that Ms. Heddens had 10 T2 lesions and 9 active lesions. Exhibit U at 1. At the hearing, Dr. Napoli agreed with Dr. Sriram’s observations. Further, Dr. Sriram reasoned that number, size, and location of the lesions suggested that at least some of the lesions had to exist before the December 3, 2012 vaccination. Exhibit U at 2-3. Dr. Napoli agreed with this conclusion. Dr. Napoli testified that if Ms. Heddens had undergone an MRI on December 2, 2012, the day before the vaccination, this hypothetical MRI would have probably shown lesions. Based upon the agreement between the experts, the undersigned finds that Ms. Heddens most likely had lesions in her brain before receiving the December 3, 2012 HPV vaccination. This finding is sufficient to serve as a predicate for analyzing Ms. Heddens’s case as a claim for significant aggravation.4 As a significant aggravation case, Ms. Heddens must establish the elements set forth in Loving v. Sec’y of Health & Human Servs., 86 Fed. Cl. 135, 144 (2009). Importantly, the last three elements of the Loving test correspond to the three elements of an initial causation claim set forth in Althen v. Sec’y of Health & Human Servs., 418 F.3d 1274, 1278 (Fed. Cir. 2005). This decision turns on the outcome of the fourth Loving factor, which is the first Althen factor, whether the HPV vaccination can cause an exacerbation of MS. Ms. Heddens has failed to meet her burden of proof on this element. Beyond the opinion from Dr. Napoli, the evidence falls into two categories: epidemiological and experimental. The Secretary introduced epidemiological studies to undermine Ms. Heddens’s attempt to establish that the HPV vaccine can aggravate (or cause) MS. See Bazan v. Sec’y of Health & Human Servs., 539 F.3d 1347, 1352 (Fed. Cir. 2008) (“The government, like any defendant, is permitted to offer evidence to demonstrate the inadequacy of the petitioner’s evidence on a requisite element of the petitioner's case-in-chief”). Some epidemiological studies investigated the precise question in the case at bar: whether the HPV vaccine affects MS. One article was a meta-study of 11 underlying studies. Exhibit S.5 Another article was a study of nearly four million women from Denmark and Sweden, countries where MS is most prevalent. Exhibit E.6 A third article, which carried the least weight, analyzed VAERS data. Exhibit F.7 Collectively, 4 Categorizing Ms. Heddens’s case as one involving significant aggravation does not depend on the June 30, 2010 episode. As discussed during the oral bench ruling, whether the June 30, 2010 episode represented an unrecognized manifestation of MS, as Dr. Sriram opined, or was entirely unrelated to MS, as Dr. Napoli opined, is a closer question. But, resolution of this close question does not affect the outcome of Ms. Heddens’s case. 5 Julie Mouchet et al., Human papillomavirus vaccine and demyelinating diseases — A systemic review and meta-analysis, 132 Pharmacological Research 108 (2018). 6 Nikolai Madrid Scheller et al., Quadrivalent HPV Vaccination and Risk of Multiple Sclerosis and Other Demyelinating Diseases of the Central Nervous System, 313 J. Amer. Med. Ass’n 54 (2015). 7 Paolo Pellegrino, No evidence of a link between multiple sclerosis and the vaccine against the human papillomavirus, 28 Eur. J. Epidemiol. 705 (2013). 3 Case 1:15-vv-00734-PEC Document 101 Filed 11/01/18 Page 4 of 6 these studies did not support Ms. Heddens’s argument that the HPV vaccine can aggravate (or cause) MS. Another set of epidemiological studies examined whether vaccines other than the HPV vaccine caused or worsened MS. Exhibits C8 and I.9 They also have not detected a statistically significant increase in multiple sclerosis after various vaccines. Because these studies are not about the HPV vaccine, they carry less evidentiary value than the epidemiology directly on point. But, to the extent these additional studies contribute to the analysis, they tend to show that vaccinations do not contribute to MS. However, epidemiology does not conclusively establish that the HPV vaccine cannot cause MS. A petitioner can argue that if a 12th study were conducted or if a study involved five million women, then the results might detect something that has evaded detection so far. Thus, the finding that Ms. Heddens failed to meet her burden of proof regarding Loving prong 4 / Althen prong 1 does not rest exclusively on the epidemiology. Ms. Heddens relies upon Dr. Napoli’s opinion that molecular mimicry is a reliable explanation to connect the HPV vaccination to a worsening of MS. In the pre-trial conference, the Secretary acknowledged that molecular mimicry is a valid theory to explain why the flu vaccine can cause Guillain-Barré syndrome. Nevertheless, a simple invocation of the term “molecular mimicry” does not carry a petitioner’s burden of proof. As explained by the Court of Federal Claims, “Without any empirical evidence that the theory actually applies to the influenza vaccine and [the disease in question], the first prong of Althen would be rendered meaningless.” Caves v. Sec’y of Health & Human Servs., 100 Fed. Cl. 119, 135 (2011), aff’d without opinion, 463 F. App’x 932 (Fed. Cir. 2012). Ms. Heddens has failed to present “empirical evidence” to support Dr. Napoli’s opinion that the HPV vaccine can aggravate (or cause) MS. At the hearing, Dr. Napoli identified two articles as the primary support for his opinion: an article by Wucherpfennig and Strominger and an article by Kanduc.10 But, neither article is supportive. Wucherpfennig and Strominger.11 These researchers explored whether various foreign antigens (viruses and bacteria) could inspire the production of T cells that would react with 8 Frank DeStefano et al., Vaccinations and Risk of Central Nervous System Demyelinating Diseases in Adults, 60 Arch. Neurol. 504 (2003). 9 Christian Confavreux et al., Vaccinations and the Risk of Relapse in Multiple Sclerosis, 344 N. Eng. J. Medicine 319 (2001). 10 Based, in part, on the parties’ pre-hearing briefs, the undersigned had identified those articles as the main articles on which Ms. Heddens and Dr. Napoli were relying. 11 Kai W. Wucherpfennig and Jack L. Strominger, Molecular mimicry in T cell-mediated autoimmunity: viral peptides activate human T cell clones specific for myelin basic protein, 80(5) Cell 695 (1995). 4 Case 1:15-vv-00734-PEC Document 101 Filed 11/01/18 Page 5 of 6 myelin basic protein. As a first step, Wucherpfennig and Strominger consulted a database, looking to see whether the amino acid sequence resembled (or mimicked) an epitope of myelin basic protein. Exhibit 21, tab C at 696-97. This database query identified more than 600 antigens that had some homology. Of this group, the researchers selected certain proteins for further testing. Of this group, seven came from types of the human papillomavirus. As a second step, Wucherpfennig and Strominger then tested whether these homologous antigens caused an expansion in the number of T cells that were known to react with myelin basic protein. This test showed that some, but not all, of the homologous antigens produced a strong response. Id. at 698-99, table 1. For example, the herpes simplex virus produced relatively large numbers of T cells. However, and importantly for this case, the seven types of the human papillomavirus did not generate a strong response. In addition, a different table, table 2, showed some reactivity to a part of the human papillomavirus not found in the HPV vaccine. Dr. Sriram presented this critique in a report. Exhibit O at 2. When Dr. Napoli was asked to comment during the hearing, he stated that this article shows that there is potentially cross-reactivity. Kanduc.12 Unlike the Wucherpfennig experiment, which tested the human papillomavirus, Kanduc tested a portion of the HPV vaccine. Kanduc identified more than 80 strings composed of seven amino acids, known as heptapeptides, from HPV16 that matched sequences of amino acids in the human proteome. Based upon the function of the protein, Kanduc proposed that cross-reactivity could cause various problems. Exhibit 23, tab A at 66. But, none of those problems resemble the problems that appear in MS.13 When Dr. Napoli was asked about the limitations of Kanduc, he also responded that Kanduc shows the HPV vaccination could maybe serve as a trigger for an autoimmune reaction. This is true. Cross-reactivity is possible in theory. But, Ms. Heddens has provided no reliable basis for elevating this potentiality to a probability. Requiring Ms. Heddens to present some support for the theory she proposes is consistent with W.C. v. Secʼy of Health & Human Servs., 704 F.3d 1352, 1360 (Fed. Cir. 2013), in which the Federal Circuit stated that although molecular mimicry may be well-regarded in some contexts, the special master “correctly required additional evidence showing that molecular mimicry can cause the influenza vaccine to significantly aggravated multiple sclerosis.” The Federal Circuit further examined the special master’s finding that the Wucherpfennig article showed some peptides were cross-reactive but others were not, and concluded that the special master’s weighing of this evidence was not arbitrary or capricious. Id. at 1360-61. The support a petitioner provides does not have to reach a level of reliability that the theory is scientifically certain. See LaLonde v. Secʼy of Health & Human Servs., 746 F.3d 1334, 1339 (Fed. Cir. 2014) (“simply identifying a ‘plausible’ theory of causation is insufficient for a petitioner to meet her 12 Darja Kanduc, Quantifying the possible cross-reactivity risk of an HPV16 vaccine, 8 J Experimental Therapeutics and Oncology 65 (2009). 13 Ms. Heddens elicited testimony that one homologous protein, GALC, contributes to the production of myelin. However, according to Kanduc, the consequences of deficiencies in GALC appear before an individual is six months old. See exhibit 23, tab A at 72-73. 5 Case 1:15-vv-00734-PEC Document 101 Filed 11/01/18 Page 6 of 6 burden of proof”). But, even at the more-likely-than-not level of proof, Ms. Heddens has not overcome this hurdle. A persuasive showing that the HPV vaccine can worsen (or cause) MS is, as explained above, part of Ms. Heddens’s case under either the Loving or Althen framework. She has failed to meet the required showing. Thus, regardless of whether her claim is one for significant aggravation (based upon the uncontroverted assertion that she most likely had lesions in her brain before the vaccination) or whether her claim is a new onset claim, she is not entitled to compensation. The undersigned directs the Clerk’s Office to enter judgment based upon the decision in this case if a motion for review is not filed. When the time for filing a motion for review (see Vaccine Rule 23) begins to run is for an appellate tribunal to decide. IT IS SO ORDERED. s/Christian J. Moran Christian J. Moran Special Master 6 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_15-vv-00734-2 Date issued/filed: 2019-04-30 Pages: 11 Docket text: JUDGE VACCINE REPORTED OPINION: Pursuant to Rule 18(b) of the Vaccine Rules of this court, this opinion was initially filed under seal on 3/12/2019, see 106 Opinion on Motion for Review. Pursuant to paragraph 4 of the ordering language, the parties were to propose redactions of the information contained therein on or before 3/26/2019. No proposed redactions were submitted to the court. Signed by Judge Patricia E. Campbell-Smith. (TQ) Service on parties made. -------------------------------------------------------------------------------- Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 1 of 11 In the United States Court of Federal Claims No. 15-734V (E-Filed: April 30, 2019)1 ____________________________________ ) AMY N. HEDDENS, ) Vaccine (human papillomavirus); ) National Childhood Vaccine Petitioner, ) Injury Act of 1986, 42 U.S.C. §§ ) 300aa-1 to -34 (2012); Deferential v. ) Review of the Special Master’s ) Fact Finding and Weighing of the SECRETARY OF HEALTH AND ) Evidence. HUMAN SERVICES, ) ) Respondent. ) ____________________________________) Ronald C. Homer, Boston, MA, for petitioner. Christine M. Becer, Trial Attorney, with whom were Joseph H. Hunt, Assistant Attorney General, C. Salvatore D’Alessio, Acting Director, Catharine E. Reeves, Deputy Director, Gabrielle M. Fielding, Assistant Director, Torts Branch, Civil Division, United States Department of Justice, Washington, DC, for respondent. OPINION AND ORDER CAMPBELL-SMITH, Judge. On October 5, 2018, the special master issued his decision denying compensation in this vaccine case. See ECF No. 94. On October 31, 2018, petitioner filed: (1) a motion for review of the special master’s decision, ECF No. 97; and (2) the memorandum in support of the motion for review, ECF No. 99. Respondent filed its response brief on 1 Pursuant to Rule 18(b) of the Vaccine Rules of the United States Court of Federal Claims (Appendix B to the Rules of the United States Court of Federal Claims), this opinion was initially filed under seal on March 12, 2019. Pursuant to ¶ 4 of the ordering language, the parties were to propose redactions of the information contained therein on or before March 26, 2019. No proposed redactions were submitted to the court. Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 2 of 11 November 30, 2018. See ECF No. 102. Petitioner’s motion is fully briefed and ripe for decision. The special master denied petitioner compensation under the National Childhood Vaccine Injury Act of 1986, 42 U.S.C. §§ 300aa-1 to -34 (2012) (the Vaccine Act). As explained below, the special master’s entitlement decision survives this court’s review. Accordingly, the court must DENY petitioner’s motion for review. I. Background On June 30, 2010, petitioner visited a clinic for a “well woman exam.” There, she reported “frequent urination, loss of balance, and blurry vision when she moved her head,” as well as diarrhea, a late period, and nausea. ECF No. 94 at 2; see also ECF No. 96 at 19-21 (transcript of the evidentiary hearing held on October 1, 2018). On December 3, 2012, petitioner received her third dose of the human papillomavirus (HPV) vaccine. ECF No. 94 at 2. On January 18, 2013, petitioner experienced “double vision and dizziness.” Id. She went to an urgent care facility for evaluation. Id. The urgent care doctor referred petitioner to an emergency room, from which she was referred to an ophthalmologist. Id. On January 29, 2013, petitioner received a magnetic resonance imaging scan (MRI) that showed “multiple enhancing lesions” throughout her brain. Id. Thereafter, a neurologist diagnosed petitioner with multiple sclerosis (MS). Id. On July 16, 2015, petitioner requested Vaccine Act compensation on the theory that her MS “was caused-in-fact” by the HPV vaccine. ECF No. 1 (petition). In her memorandum in support of her motion for review, petitioner characterizes her claim as alleging “that her HPV vaccination caused a significant aggravation of an underlying, subclinical MS.” ECF No. 99 at 6. On October 1, 2018, the special master held an evidentiary hearing. See ECF No. 96. During the hearing, the special master heard testimony from both petitioner’s expert, Dr. Salvatore Napoli, and respondent’s expert, Dr. Subramaniam Sriram. See id. At the close of the hearing, the special master issued a ruling from the bench and denied petitioner’s request for compensation. See id. at 229-53. In issuing his ruling, the special master explained: “[W]hat I look at first is the epidemiology, and that does not seem to support the theory that HPV vaccine causes or affects multiple sclerosis. I realize that [Althen v. Sec’y of Health & Human Servs., 418 F.3d 1274 (Fed. Cir. 2005),] says that epidemiology is not required, but epidemiology remains a relevant factor.” Id. at 239. He also stated: I tend to give the epidemiology great weight. That’s how I tend to view the evidence. I think [Whitecotton v. Sec’y of Health & Human Servs., 81 F.3d 1099 (Fed. Cir. 1996),] says that how much weight Special Masters give to evidence is a discretionary function of a Special Master. So I think some 2 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 3 of 11 Special Masters may weigh epidemiology different[ly] than I do, but I tend to give it more weight. Id. at 242. The bench ruling was later memorialized in a written decision issued four days later, on October 5, 2018. See ECF No. 94. As an initial matter, the special master explained that: “the undersigned considered all the evidence, including the medical records, expert reports, medical articles, and oral testimony.” Id. at 1-2. The special master reiterated his conclusion that petitioner had failed to carry her burden of demonstrating that “the HPV vaccine can worsen (or cause) MS,” and concluded that “regardless of whether her claim is one for significant aggravation . . . or whether her claim is a new onset claim, she is not entitled to compensation.” Id. at 6. The special master’s decision noted that the “undisputed testimony from the experts indicate[s] the [petitioner], most likely, had lesions in her brain before the HPV vaccination on December 3, 2012.” Id. at 2-3. For this reason, the special master analyzed petitioner’s case “as a claim for significant aggravation,” and applied the factors set forth in this court’s opinion in Loving v. Sec’y of Health & Human Servs., 86 Fed. Cl. 135, 144 (2009). The special master noted that “[t]his decision turns on the outcome of the fourth Loving factor . . . whether the HPV vaccination can cause an exacerbation of MS.” Id. From there, the special master proceeded to evaluate expert testimony, along with epidemiological and experimental evidence. The epidemiological evidence included a variety of studies that had been submitted by respondent in an effort to undermine petitioner’s claim—some, but not all of which, addressed the connection between the HPV vaccine and MS. See id.; see also id. at 3-4 (describing and citing to the studies presented by respondent). The special master assigned “less evidentiary value” to the studies that did not specifically involve the HPV vaccine. Id. at 4. He concluded that the studies did not tend to support petitioner’s case but also observed that “epidemiology does not conclusively establish that the HPV vaccine cannot cause MS.” Id. As such, the conclusion that petitioner failed to carry her burden under the fourth Loving factor “does not rest exclusively on the epidemiology.” Id. Petitioner’s expert posited a theory that molecular mimicry explains the connection between the HPV vaccine and MS, and offered two articles as support. Id. at 4-5. The first article, by Kai W. Wucherpfennig and Jack L. Strominger,2 “explored 2 Kai W. Wucherpfennig & Jack L. Strominger, Molecular mimicry in T cell- mediated autoimmunity: viral peptides activate human T cell clones specific for myelin basic protein, 80(5) Cell 695 (1995). See ECF No. 94 at 4 n.11. 3 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 4 of 11 whether various foreign antigens (viruses and bacteria) could inspire the production of T cells that would react with myelin basic protein.” Id. A review of relevant data revealed that “the human papillomavirus did not generate a strong response” in this context. Id. at 5. The second article, by Darja Kanduc,3 addressed the HPV vaccine, and proposed that cross-reactivity with certain proteins could cause complications. See id. “But, none of those problems resemble the problems that appear in MS.” Id. The special master acknowledged that these articles presented possible theories, but concluded that they were not persuasive enough to carry petitioner’s burden. Id. at 5-6. II. Legal Standards This court has jurisdiction to review the decision of a special master in a Vaccine Act case. 42 U.S.C. § 300aa-12(e)(2). “Under the Vaccine Act, the Court of Federal Claims reviews the decision of the special master to determine if it is ‘arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law[.]’” de Bazan v. Sec’y of Health & Human Servs., 539 F.3d 1347, 1350 (Fed. Cir. 2008) (quoting 42 U.S.C. § 300aa-12(e)(2)(B) and citing Althen, 418 F.3d at 1277) (alteration in original). This court uses three distinct standards of review in Vaccine Act cases, depending upon which aspect of a special master’s judgment is under scrutiny. These standards vary in application as well as degree of deference. Each standard applies to a different aspect of the judgment. Fact findings are reviewed . . . under the arbitrary and capricious standard; legal questions under the “not in accordance with law” standard; and discretionary rulings under the abuse of discretion standard. Munn v. Sec’y of Dep’t of Health & Human Servs., 970 F.2d 863, 870 n.10 (Fed. Cir. 1992). The third standard of review, abuse of discretion, is applicable when the special master excludes evidence or otherwise limits the record upon which he or she relies. See id. at 870. As this court has stated, the third standard applies to the special master’s evidentiary rulings. Stillwell v. Sec’y of Health & Human Servs., 118 Fed. Cl. 47, 55 (2014) (citation omitted), aff’d, 607 F. App’x 997 (Fed. Cir. 2015). Determinations subject to review for abuse of discretion must be sustained unless “manifestly erroneous.” Piscopo v. Sec’y of Health & Human Servs., 66 Fed. Cl. 49, 53 (2005) (citations omitted); see also Milmark Servs., Inc. v. United States, 731 F.2d 855, 860 (Fed. Cir. 1984) (holding that decisions within the trial court’s discretion are to be sustained unless “manifestly erroneous”) (citation omitted). 3 Darja Kanduc, Quantifying the possible cross-reactivity risk of an HPV16 vaccine, 8 J. Experimental Therapeutics & Oncology 65 (2009). See ECF No. 94 at 5 n.12. 4 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 5 of 11 A petitioner may obtain compensation if she “sustained, or had significantly aggravated, any illness, disability, injury, or condition not set forth in the Vaccine Injury Table but which was caused by” certain vaccines, including the HPV vaccine. 42 U.S.C. § 300aa-11(c)(1)(C)(ii). A case for significant aggravation of an off-Table claim requires proof, by a preponderance of the evidence of: (1) the person’s condition prior to administration of the vaccine, (2) the person’s current condition (or the condition following the vaccination if that is also pertinent), (3) whether the person’s current condition constitutes a “significant aggravation” of the person’s condition prior to vaccination, (4) a medical theory causally connecting such a significantly worsened condition to the vaccination, (5) a logical sequence of cause and effect showing that the vaccination was the reason for the significant aggravation, and (6) a showing of a proximate temporal relationship between the vaccination and the significant aggravation. Loving, 86 Fed. Cl. at 144; see also W.C. v. Sec’y of Health & Human Servs., 704 F.3d 1352, 1360 (Fed. Cir. 2013) (referring to the Loving test as “the correct law”). III. Analysis In her memorandum in support of her motion for review, petitioner raises four objections to the special master’s decision. First, petitioner objects to the special master’s reliance on epidemiological studies that do not address the HPV vaccine. See ECF No. 99 at 15-16. Second, petitioner objects to the special master’s reliance on an article by Nikolai Madrid Scheller.4 Id. at 17-19. Third, petitioner objects more generally to the special master’s reliance on epidemiology. Id. at 19-25. And fourth, petitioner objects to the special master’s determination that she failed to meet her burden under Loving factor four by presenting a theory of molecular mimicry. Id. at 25-31. The court will address each argument in turn. A. The Special Master Did Not Abuse His Discretion in Considering Studies that Did Not Involve the HPV Vaccine Regarding her first objection, petitioner argues that the special master “gave substantial weight to epidemiologic studies that did not examine the HPV vaccination and MS.” ECF No. 99 at 15. Petitioner asserts that the special master’s “reliance on these studies in any capacity is not in accordance with the law.” Id. at 16. In particular, petitioner argues that such consideration violates the standard observed in Moberly v. 4 Nikolai Madrid Scheller et al., Quadrivalent HPV Vaccination and Risk of Multiple Sclerosis and Other Demyelinating Diseases of the Central Nervous System, 313 J. Amer. Med. Ass’n 54 (2015). See ECF No. 94 at 3 n.6. 5 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 6 of 11 Secretary of Health & Human Services, 592 F.3d 1315 (Fed. Cir. 2010), that “[a]s a general matter, epidemiological studies are designed to reveal statistical trends only for a carefully constructed test group. Such studies provide no evidence pertinent to persons not within the parameters of the test group.” Id. (quoting Moberly, 592 F.3d at 1324). Petitioner is correct that some of the studies cited by the special master do not involve the HPV vaccine.5 The special master, however, acknowledged as much, and weighted the evidence accordingly. See ECF No. 94 at 4. He stated: “Because these studies are not about the HPV vaccine, they carry less evidentiary value than the epidemiology directly on point. But, to the extent these additional studies contribute to the analysis, they tend to show that vaccinations do not contribute to MS.” Id. In vaccine cases, a special master “must consider all relevant and reliable evidence governed by principles of fundamental fairness to both parties.” Rule 8(b)(1) of the Vaccine Rules of the United States Court of Federal Claims, Appendix B to the Rules of the United States Court of Federal Claims. And as the United States Court of Appeals for the Federal Circuit has held, “epidemiological studies are probative medical evidence relevant to causation.” Grant v. Sec’y of Dep’t of Health & Human Servs., 956 F.2d 1144, 1149 (Fed. Cir. 1992). See also Andreu ex rel. Andreu v. Sec’y of Dep’t of Health & Human Servs., 569 F.3d 1367, 1379 (Fed. Cir. 2009) (stating that although a “claimant need not produce medical literature of epidemiological evidence to establish causation under the Vaccine Act, where such evidence is submitted, the special master can consider it in reaching an informed judgment as to whether a particular vaccination likely caused a particular injury”). Neither party has cited, nor is the court aware of, any precedent requiring a special master to wholly reject consideration of epidemiological evidence if such evidence is not directly applicable to the facts of the case at bar. See, e.g., D’Tiole v. Sec’y of Health & Human Servs., 726 F. App’x 809, 811 (Fed. Cir. 2018) (“Nothing in Althen or [Capizzano v. Sec’y of Health & Human Servs., 440 F.3d 1317 (Fed. Cir. 2006)] requires the Special Master to ignore probative epidemiological evidence that undermines petitioner’s theory.”); Grant, 956 F.2d at 1148-49 (considering negative epidemiological evidence). Moreover, the special master explicitly stated that the “epidemiology does not conclusively establish that the HPV vaccine cannot cause MS.” ECF No. 94 at 4. For this reason, his conclusion “does not rest exclusively on the epidemiology.” Id. It is clear to the court that the special master considered the epidemiological evidence presented by respondent, but did not treat that evidence as weighing heavily 5 The articles included in this section of the special master’s decision are: Frank DeStefano et al., Vaccinations and Risk of Central Nervous System Demyelinating Diseases in Adults, 60 Arch. Neurol. 504 (2003) and Christian Confavreux et al., Vaccinations and the Risk of Relapse in Multiple Sclerosis, 344 N. Eng. J. Medicine 319 (2001). See ECF No. 94 at 4 nn.8-9. 6 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 7 of 11 against petitioner, much less determinative of the issue at bar. The court, therefore, cannot agree that the special master abused his discretion by citing to the studies that respondent submitted in reaching his decision. B. The Special Master Did Not Abuse His Discretion by Failing to Address Every Flaw in the Scheller Study In her second objection, petitioner alleges that the special master failed to account for various flaws in the Scheller study—another study offered into evidence by respondent. ECF No. 99 at 19. “[P]etitioner agrees that the overall conclusion of the Scheller study did not find a statistically significant increased risk of demyelinating disease following the HPV vaccination,” id. at 17, but claims that the special master’s “heavy reliance on the Scheller study, without acknowledgment of the flaws of the study, concessions of respondent’s expert, and importantly, a showing of higher crude incidence rate of MS in the vaccinated population aged 30-44, constitutes an abuse of discretion,” id. at 19. The special master cited the Scheller study as one of several epidemiological studies in his written decision, before stating that “[c]ollectively, these studies did not support [petitioner’s] argument that the HPV vaccine can aggravate (or cause) MS.” ECF No. 94 at 3-4. Put another way, the special master concluded that the studies presented by respondent did not support petitioner’s case. Nor does petitioner claim that had the special master accounted for the flaws she alleges, the study would have assisted her in carrying the burden of proof. And in any event, as the court noted with respect to petitioner’s first objection, the special master explicitly stated that his conclusion “does not rest exclusively on the epidemiology.” ECF No. 94 at 4. Moreover, as instructed by the Federal Circuit, the court “generally presume[s] that a special master considered the relevant record evidence even though he does not explicitly reference such evidence in his decision.” Moriarty v. Sec’y of Health & Human Servs., 844 F.3d 1322, 1328 (Fed. Cir. 2016). See also ECF No. 96 at 232 (the special master stating “I think I have considered all of the evidence even though I may not mention everything”). Petitioner’s own brief outlines the testimony elicited at the evidentiary hearing from respondent’s expert addressing a number of the alleged weaknesses in the Scheller study. See ECF No. 99 at 17-18. As such, the court will not presume—as petitioner asserts—that the special master failed to consider various ways in which the Scheller study may not directly apply to petitioner’s case. For these reasons, it was not an abuse of discretion to cite the Scheller study without also reciting all of petitioner’s objections to that study. 7 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 8 of 11 C. The Special Master Did Not Abuse His Discretion in Considering Epidemiology and Did Not Elevate Petitioner’s Burden of Proof Petitioner’s third objection is that the special master erred in placing “great weight” on epidemiology in his analysis, which allegedly had the effect of elevating petitioner’s burden. ECF No. 99 at 24 (“To value epidemiology with such fervor, and specifically state that it is given ‘great weight’ compared to other special masters is an abuse of discretion, and not in accordance with law.”); id at 25 (arguing that “[t]he weight with which the Special Master relied on epidemiology is an abuse of discretion, which heightened petitioner’s burden”). As the court has noted several times in the course of this short opinion, the special master explicitly stated that the “epidemiology does not conclusively establish that the HPV vaccine cannot cause MS,” and for this reason, his conclusion “does not rest exclusively on the epidemiology.” ECF No. 94 at 4. The special master also acknowledged from the bench that “there’s a limit to epidemiology,” that petitioner “is not required to submit epidemiology to prove [her] case,” and that “epidemiology cannot prove a negative no matter how large the study.” ECF No. 96 at 242-43. And because the special master “consider[ed] the record as a whole,” the decision did not rest entirely—or even primarily—on his view of the epidemiology. Id. at 231. There is simply no indication in the special master’s decision that he regarded the epidemiological evidence with what petitioner calls “fervor,” even if he expressed a preference, that may or may not differ from other special masters, for considering such evidence. And as to petitioner’s claim that the weight given to epidemiological studies had the effect of heightening petitioner’s burden, the court does not agree. Petitioner’s brief does not explain this contention in any detail. The court understands it, however, to be an argument that because the special master allegedly over-valued epidemiological evidence submitted by respondent, that consideration became an additional obstacle to petitioner proving her case. The special master, however, did not inappropriately value the epidemiological evidence submitted by respondent. And he did not conclude that the evidence disproved—or even weighed against—petitioner’s theory. He simply stated that “[c]ollectively, these studies did not support [petitioner’s] argument that the HPV vaccine can aggravate (or cause) MS.” ECF No. 94 at 4. The court fails to see how this impacts, much less heightens, petitioner’s burden. D. The Special Master Did Not Abuse His Discretion in Analyzing Petitioner’s Proof of Causation Petitioner’s fourth objection challenges the special master’s ruling on Loving factor four. Petitioner’s position is that molecular mimicry between the HPV vaccine and 8 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 9 of 11 myelin basic protein “activates T cells that are cross-reactive with self-antigens,” thereby triggering an immune reaction. ECF No. 99 at 26. The special master determined that the molecular mimicry theory was insufficient to carry petitioner’s burden, because she did not present persuasive empirical evidence to support the notion that the HPV vaccine can aggravate MS. See ECF No. 94 at 4. To satisfy Loving factor four, a petitioner “must provide a reputable medical or scientific explanation that pertains specifically to the petitioner’s case, although the explanation need only be ‘legally probable, not medically or scientifically certain.’” Moberly, 592 F.3d at 1322 (quoting Knudsen v. Sec’y of Health & Human Servs., 35 F.3d 543, 548-49 (Fed. Cir. 1994)). For a theory to be “probable,” it must be more than merely “plausible” or “possible.” Id.; see also LaLonde v. Sec’y of Health & Human Servs., 746 F.3d 1334, 1339 (Fed. Cir. 2014) (“simply identifying a ‘plausible’ theory of causation is insufficient for a petitioner to meet her burden of proof”) (citing Moberly, 592 F.3d at 1322). Petitioner challenges the way the special master analyzed petitioner’s molecular mimicry theory. The special master discounted the Wucherpfennig article because, in his view, that study did not find that HPV produced a “strong response” in terms of T-cell count. ECF No. 94 at 5; see also ECF No. 96 at 156 (respondent’s expert indicating that “the HPV sequences [did not] stimulate the T cell clones”). Petitioner does not seriously contest that finding. Instead, petitioner focuses on the special master’s treatment of the Kanduc article. ECF No. 99 at 27-28. The special master discounted the Kanduc article. In his view, the “various problems” identified by Kanduc as resulting from cross-reactivity do not “resemble the problems that appear in MS.” ECF No. 94 at 5. According to petitioner, Kanduc described “82 perfect overlaps between HPV16 and the human proteome, any of which could trigger autoimmunity in a predisposed individual.” ECF No. 99 at 28. The special master treated these overlaps as “possible” scenarios for cross-reactivity, but not as a “reliable basis for elevating this potentiality to a probability.” ECF No. 94 at 5. Before reaching this conclusion, the special master heard testimony on petitioner’s theory from her expert during the evidentiary hearing. See ECF No. 96 at 57-60 (discussing molecular mimicry in the context of MS and discussing the Wucherpfennig and Kanduc articles). Petitioner’s expert testified at several points during the hearing that that the HPV vaccine has the potential to trigger MS. See, e.g., id. at 97 (stating that the HPV vaccine “can potentially” trigger MS, but also stating that he advises his MS patients to get vaccines); id. at 99 (noting, with regard to the Wucherpfennig article, that “one of the things that I kind of garner from the article is that there is the potential that activated T cell clones can autoreact against proteins on HPV”); id. at 99-100 (“[O]ne of the important points I thought about . . . Wucherpfennig is that it may not have the most robust response, . . . but there is the potential that it could.”); id. at 129 (acknowledging 9 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 10 of 11 that the Kanduc article does not state “that the HP[V] vaccine can cause MS”); id. at 131- 32 (petitioner’s expert stating that he has not “been able to provide any studies that demonstrate a causal relationship between the HPV vaccine and MS,” but has offered studies that “it can create an autoimmune response”). After explaining at considerable length the framework of his analysis, the special master concluded that petitioner’s evidence of an exacerbated injury due to molecular mimicry was insufficient. In reference to petitioner’s expert’s testimony, the special master explained at the October 1, 2018 evidentiary hearing, as follows: [O]n some level you can’t say that to say there is potential reaction is erroneous because you could always say there is a potential for a reaction, but . . . I think the . . . potentiality is not the same thing as meeting a preponderance of the evidence. Id. at 245. In his written decision, the special master held that petitioner “has provided no reliable basis for elevating the potentiality [of molecular mimicry] to a probability.” ECF No. 94 at 5. In the court’s view, the special master did not err in his consideration of the molecular mimicry theory. Petitioner’s objection to his analysis is more a disagreement with his exercise of discretion than the identification of legal error. Petitioner argues that the special master “discount[ed] the evidence supporting her theory and, instead, require[d] direct proof of petitioner’s proffered mechanism.” ECF No. 99 at 30. The record does not support this position. The special master conducted a lengthy colloquy with petitioner’s expert, reviewed the articles petitioner’s expert presented on the subject, and specifically stated that he considered all of the evidence presented before reaching his decision. The court cannot accept petitioner’s invitation to reweigh the evidence. See Porter v. Sec’y of Health & Human Servs., 663 F.3d 1242, 1249 (Fed. Cir. 2011) (stating that the reviewing court does not “reweigh the factual evidence, assess whether the special master correctly evaluated the evidence, or examine the probative value of the evidence or the credibility of the witnesses—these are all matters within the purview of the fact finder”) (citations omitted). For these reasons, petitioner’s motion for review must be denied, and the special master’s decision denying compensation must be affirmed. IV. Conclusion For the above-stated reasons, the court sustains the entitlement decision of the special master. Accordingly, it is hereby ORDERED that: (1) Petitioner’s motion for review, ECF No. 97, is DENIED; 10 Case 1:15-vv-00734-PEC Document 108 Filed 04/30/19 Page 11 of 11 (2) The decision of the special master, filed October 5, 2018, is SUSTAINED; (3) The clerk’s office is directed to ENTER final judgment in accordance with the special master’s decision of October 5, 2018; and (4) The parties shall separately FILE any proposed redactions to this opinion, with the text to be redacted clearly blacked out, on or before March 26, 2019. IT IS SO ORDERED. s/Patricia E. Campbell-Smith PATRICIA E. CAMPBELL-SMITH Judge 11