VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_15-vv-00072 Package ID: USCOURTS-cofc-1_15-vv-00072 Petitioner: Leslie Hammond Filed: 2015-01-26 Decided: 2016-05-03 Vaccine: influenza Vaccination date: 2013-09-19 Condition: Guillain-Barré Syndrome (GBS) Outcome: compensated Award amount USD: 22241 AI-assisted case summary: Leslie Hammond filed a petition for compensation under the National Vaccine Injury Compensation Program on January 26, 2015, alleging he suffered Guillain-Barré Syndrome (GBS) after receiving an influenza vaccine on September 19, 2013. The petition stated that the vaccination occurred in the United States, that the effects of the injury lasted more than six months, and that no prior compensation had been received for the injury. The respondent, the Secretary of Health and Human Services, denied that the influenza vaccine caused Mr. Hammond's GBS or any other injury. Despite these opposing positions, the parties reached a joint stipulation for damages, which was filed on December 10, 2015. Chief Special Master Nora Beth Dorsey found the stipulation reasonable and adopted it as the decision of the Court. The stipulation provided for a lump sum payment of $200,000.00, payable to Mr. Hammond. Additionally, an amount sufficient to purchase an annuity contract was to be paid to a life insurance company. This annuity would provide payments of $5,677.70 per month for life. The parties also stipulated to an award of attorneys' fees and costs in the amount of $22,241.44, which was approved by Chief Special Master Dorsey in a separate decision on May 3, 2016. The total award, including the lump sum, annuity, and fees, was structured to compensate for all damages available under the Vaccine Act. The case was resolved through these stipulations, with judgment to be entered in accordance with the agreements. Petitioner counsel was Lawrence Cohan of Anapol Weiss, and respondent counsel was Christine Becer of the U.S. Department of Justice. Theory of causation field: Leslie Hammond filed a petition alleging Guillain-Barré Syndrome (GBS) following an influenza vaccination on September 19, 2013. The respondent denied causation. The parties reached a joint stipulation for damages and attorneys' fees. The stipulation was adopted by Chief Special Master Nora Beth Dorsey. The award included a $200,000.00 lump sum, an annuity providing $5,677.70 per month for life, and $22,241.44 for attorneys' fees and costs. The case was resolved via stipulation, and the public decision does not detail specific medical experts, clinical findings, or a detailed mechanism of injury beyond the general inclusion of influenza vaccine and GBS in the Vaccine Injury Table. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_15-vv-00072-0 Date issued/filed: 2016-04-27 Pages: 9 Docket text: PUBLIC DECISION (Originally filed: 12/10/2015) regarding 23 DECISION Stipulation/Proffer ( Signed by Chief Special Master Nora Beth Dorsey.)(mpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:15-vv-00072-UNJ Document 31 Filed 04/27/16 Page 1 of 9 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 15-72V Filed: December 10, 2015 UNPUBLISHED * * * * * * * * * * * * * * * * * * * * * * * * * * * * LESLIE HAMMOND, * * Petitioner, * Joint Stipulation on Damages; * Influenza (“Flu”) Vaccine; * Guillain-Barré Syndrome (“GBS”); SECRETARY OF HEALTH * Special Processing Unit (“SPU”) AND HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * Lawrence Cohan, Anapol Weiss, Philadelphia, PA, for petitioner. Christine Becer, U.S. Department of Justice, Washington, DC, for respondent. DECISION ON JOINT STIPULATION1 Dorsey, Chief Special Master: On January 26, 2015, Leslie Hammond (“petitioner”) filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.,2 [the “Vaccine Act”]. Petitioner alleges that he suffered Guillain- Barré Syndrome (“GBS”) after receiving the influenza vaccine on September 19, 2013. Petition at 1; see also Stipulation, filed Dec. 10, 2015, ¶¶ 1-2, 4. Petitioner further alleges that he received the vaccination in the United States, that he has suffered the effects of his injury for more than six month, and that he has not received compensation for his vaccine related injury. Petition, ¶¶ 3, 23, 25-26; see also Stipulation ¶¶ 3, 5. “Respondent denies that the influenza vaccine caused petitioner to suffer from GBS or any other injury.” Stipulation, ¶ 6. 1 Because this unpublished decision contains a reasoned explanation for the action in this case, the undersigned intends to post it on the United States Court of Federal Claims' website, in accordance with the E-Government Act of 2002, Pub. L. No. 107-347, § 205, 116 Stat. 2899, 2913 (codified as amended at 44 U.S.C. § 3501 note (2006)). In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, the undersigned agrees that the identified material fits within this definition, the undersigned will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:15-vv-00072-UNJ Document 31 Filed 04/27/16 Page 2 of 9 Nevertheless, on December 10, 2015, the parties filed the attached joint stipulation, stating that a decision should be entered awarding compensation. The undersigned finds the stipulation reasonable and adopts it as the decision of the Court in awarding damages, on the terms set forth therein. The parties stipulated that petitioner shall receive the following compensation: a. A lump sum of $200,000.00, in the form of a check payable to petitioner. b. An amount sufficient to purchase the annuity contract described in paragraph 10 of the attached stipulation, paid to the life insurance company from which the annuity will be purchased. Stipulation, 8. This amount represents compensation for all items of damages that would be available under 42 U.S.C. § 300aa-15(a). Id. The undersigned approves the requested amount for petitioner’s compensation. In the absence of a motion for review filed pursuant to RCFC Appendix B, the clerk of the court is directed to enter judgment in accordance with this decision.3 IT IS SO ORDERED. s/Nora Beth Dorsey Nora Beth Dorsey Chief Special Master 3 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by the parties’ joint filing of notice renouncing the right to seek review. 2 CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 13 ooff 79 IN THE UNITED STATES COURT OF FEDERAL CLAIMS OFFICE OF SPECIAL MASTERS ____________________________________ ) LESLIE HAMMOND, ) ) Petitioner, ) v. ) ) No. 15-72V SECRETARY OF HEALTH ) Chief Special Master Dorsey AND HUMAN SERVICES ) ) Respondent. ) ____________________________________) STIPULATION The parties hereby stipulate to the following matters: 1. Leslie Hammond, petitioner, filed a petition for vaccine compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §§ 300aa-10 to -34 (the “Vaccine Program”). The petition seeks compensation for injuries allegedly related to petitioner’s receipt of an influenza vaccine, which vaccine is contained in the Vaccine Injury Table (the “Table”), 42 C.F.R. § 100.3 (a). 2. Petitioner received the influenza vaccination on September 19, 2013. 3. The vaccination was administered within the United States. 4. Petitioner alleges that he suffered Guillain-Barre Syndrome (“GBS”) as a result of receiving the influenza vaccine. 5. Petitioner represents that there has been no prior award or settlement of a civil action for damages on his behalf as a result of his condition. 6. Respondent denies that the influenza vaccine caused petitioner to suffer from GBS or any other injury. CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 24 ooff 79 7. Maintaining their above-stated positions, the parties nevertheless now agree that the issues between them shall be settled and that a decision should be entered awarding the compensation described in paragraph 8 of this Stipulation. 8. As soon as practicable after an entry of judgment reflecting a decision consistent with the terms of this Stipulation, and after petitioner has filed an election to receive compensation pursuant to 42 U.S.C. § 300aa-21(a)(1), the Secretary of Health and Human Services will issue the following vaccine compensation payments: a. A lump sum of $200,000.00, in the form of a check payable to petitioner. This amount represents compensation for all damages that would be available under 42 U.S.C. §300aa-15(a), except as set forth in paragraph 8.b.; b. An amount sufficient to purchase the annuity contract described in paragraph 10 below, paid to the life insurance company from which the annuity will be purchased (the “Life Insurance Company”). 9. The Life Insurance Company must have a minimum of $250,000,000 capital and surplus, exclusive of any mandatory security valuation reserve. The Life Insurance Company must have one of the following ratings from two of the following rating organizations: a. A.M. Best Company: A++, A+, A+g, A+p, A+r, or A+s; b. Moody’s Investor Service Claims Paying Rating: Aa3, Aa2, Aa1, or Aaa; c. Standard and Poor’s Corporation Insurer Claims-Paying Ability Rating: AA-, AA, AA+, or AAA; d. Fitch Credit Rating Company, Insurance Company Claims Paying Ability Rating: AA-, AA, AA+, or AAA. 10. The Secretary of Health and Human Services agrees to purchase an annuity contract from the Life Insurance Company for the benefit of petitioner, Leslie Hammond, pursuant to which the Life Insurance Company will agree to make payments periodically to Leslie Hammond for all remaining damages that would be available under 42 U.S.C. §300aa-15(a), as 2 CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 35 ooff 79 follows: Beginning as soon as practicable after the date of judgment, $5,677.70 per month for life only. The payments provided for in this paragraph 10 shall be made as set forth above. Petitioner will continue to receive the annuity payments from the Life Insurance Company only so long as he, Leslie Hammond, is alive at the time that a particular payment is due. Written notice shall be provided to the Secretary of Health and Human Services and the Life Insurance Company within twenty (20) days of Leslie Hammond’s death. 11. The annuity contract will be owned solely and exclusively by the Secretary of Health and Human Services and will be purchased as soon as practicable following the entry of a judgment in conformity with this Stipulation. The parties stipulate and agree that the Secretary of Health and Human Services and the United States of America are not responsible for the payment of any sums other than the amounts set forth in paragraph 8 herein and the amounts awarded pursuant to paragraph 12 herein, and that they do not guarantee or insure any of the future annuity payments. Upon the purchase of the annuity contract, the Secretary of Health and Human Services and the United States of America are released from any and all obligations with respect to future annuity payments. 12. As soon as practicable after the entry of judgment on entitlement in this case, and after petitioner has filed both a proper and timely election to receive compensation pursuant to 42 U.S.C. § 300aa-21(a)(1), and an application, the parties will submit to further proceedings before the special master to award reasonable attorneys’ fees and costs incurred in proceeding upon this petition. 13. Petitioner and his attorney represent that compensation to be provided pursuant to this Stipulation is not for any items or services for which the Program is not primarily liable 3 CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 46 ooff 79 under 42 U.S.C. § 300aa-15(g), to the extent that payment has been made or can reasonably be expected to be made under any State compensation programs, insurance policies, Federal or State health benefits programs (other than Title XIX of the Social Security Act (42 U.S.C. § 1396 et seq.)), or by entities that provide health services on a pre-paid basis. 14. Payments made pursuant to paragraph 8 and any amounts awarded pursuant to paragraph 12 of this Stipulation will be made in accordance with 42 U.S.C. § 300aa-15(i), subject to the availability of sufficient statutory funds. 15. The parties and their attorneys further agree and stipulate that, except for any award for attorneys’ fees and litigation costs, and past unreimbursable expenses, the money provided pursuant to this Stipulation either immediately or as part of the annuity contract, will be used solely for the benefit of petitioner as contemplated by a strict construction of 42 U.S.C. § 300aa- 15(a) and (d), and subject to the conditions of 42 U.S.C. § 300aa-15(g) and (h). 16. In return for the payments described in paragraphs 8 and 12, petitioner, in his individual capacity, and on behalf of his heirs, executors, administrators, successors or assigns, does forever irrevocably and unconditionally release, acquit and discharge the United States and the Secretary of Health and Human Services from any and all actions or causes of action (including agreements, judgments, claims, damages, loss of services, expenses and all demands of whatever kind or nature) that have been brought, could have been brought, or could be timely brought in the Court of Federal Claims, under the National Vaccine Injury Compensation Program, 42 U.S.C. § 300 aa-10 et seq., on account of, or in any way growing out of, any and all known or unknown, suspected or unsuspected personal injuries to or death of petitioner resulting from, or alleged to have resulted from, the influenza vaccination administered on September 19, 4 CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 57 ooff 79 2013, as alleged by petitioner in a petition for vaccine compensation filed on or about January 26, 2015, in the United States Court of Federal Claims as petition No. 15-72V. 17. If petitioner should die prior to entry of judgment, this agreement shall be voidable upon proper notice to the Court on behalf of either or both of the parties. 18. If the special master fails to issue a decision in complete conformity with the terms of this Stipulation or if the Court of Federal Claims fails to enter judgment in conformity with a decision that is in complete conformity with the terms of this Stipulation, then the parties’ settlement and this Stipulation shall be voidable at the sole discretion of either party. 19. This Stipulation expresses a full and complete negotiated settlement of liability and damages claimed under the National Childhood Vaccine Injury Act of 1986, as amended, except as otherwise noted in paragraph 12 above. There is absolutely no agreement on the part of the parties hereto to make any payment or to do any act or thing other than is herein expressly stated and clearly agreed to. The parties further agree and understand that the award described in this Stipulation may reflect a compromise of the parties’ respective positions as to liability and/or amount of damages, and further, that a change in the nature of the injury or condition or in the items of compensation sought, is not grounds to modify or revise this agreement. 20. Petitioner hereby authorizes respondent to disclose documents filed by petitioner in this case consistent with the Privacy Act and the routine uses described in the National Vaccine Injury Compensation Program System of Records, No. 09-15-0056. 21. This Stipulation shall not be construed as an admission by the United States or the Secretary of Health and Human Services that the influenza vaccine caused petitioner to suffer from GBS or any other injury. 5 CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 68 ooff 79 22. All rights and obligations of petitioner hereunder shall apply equally to petitioner’s heirs, executors, administrators, successors, and/or assigns. END OF STIPULATION / / / / / / / 6 CCaassee 11::1155--vvvv--0000007722--UUNNJJ DDooccuummeenntt 2321 FFiilleedd 1024//1207//1156 PPaaggee 79 ooff 79 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_15-vv-00072-1 Date issued/filed: 2016-05-03 Pages: 2 Docket text: PUBLIC DECISION (Originally filed: 01/06/2016) regarding 28 DECISION Fees Stipulation/Proffer (Signed by Chief Special Master Nora Beth Dorsey.)(mpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:15-vv-00072-UNJ Document 32 Filed 05/03/16 Page 1 of 2 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 15-0072V Filed: January 6, 2016 UNPUBLISHED * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * LESLIE HAMMOND, * * Petitioner, * v. * * Attorneys’ Fees and Costs; Stipulation SECRETARY OF HEALTH AND * Special Processing Unit (“SPU”) HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * Lawrence R. Cohan, Esq., Anapol Schwartz, Philadelphia, PA, for petitioner. Christine M. Becer, Esq., U.S. Department of Justice, Washington, DC, for respondent. DECISION ON ATTORNEYS’ FEES AND COSTS1 Dorsey, Chief Special Master: On January 26, 2015, Leslie Hammond (“petitioner”) filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq.,2 [the “Vaccine Act”]. Petitioner alleged that he suffered Guillain- Barré Syndrome (“GBS”) after receiving the influenza vaccine on September 19, 2013. Petition at 1. On December 10, 2015, the undersigned issued a decision awarding compensation to petitioner based on the parties’ stipulation. On January 6, 2016, the parties filed a Stipulation of Fact Concerning Attorneys’ Fees and Costs. According to the stipulation, the parties stipulate to an award to petitioner of attorneys’ fees and costs in the amount of $22,241.44. In accordance with 1 Because this unpublished decision contains a reasoned explanation for the action in this case, I intend to post this decision on the United States Court of Federal Claims' website, in accordance with the E- Government Act of 2002, Pub. L. No. 107-347, § 205, 116 Stat. 2899, 2913 (codified as amended at 44 U.S.C. § 3501 note (2006)). In accordance with Vaccine Rule 18(b), petitioners have 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2012). Case 1:15-vv-00072-UNJ Document 32 Filed 05/03/16 Page 2 of 2 General Order #9, petitioner’s counsel represents that petitioner incurred no out-of- pocket expenses. Stipulation, filed Jan. 6, 2016, at ¶ 4. The Vaccine Act permits an award of reasonable attorneys’ fees and costs. 42 U.S.C. § 300 aa-15(e). Based on the reasonableness of petitioner’s request and the lack of any objection by respondent, the undersigned grants the request for approval and payment of attorneys’ fees and costs. Accordingly, the undersigned awards the total of $22,241.44,3 as a lump sum in the form of a check jointly payable to petitioner and petitioner’s counsel, Lawrence R. Cohan. The clerk of the court shall enter judgment in accordance herewith.4 IT IS SO ORDERED. s/Nora Beth Dorsey Nora Beth Dorsey Chief Special Master 3 This amount is intended to cover all legal expenses incurred in this matter. This award encompasses all charges by the attorney against a client, “advanced costs” as well as fees for legal services rendered. Furthermore, 42 U.S.C. § 300aa-15(e)(3) prevents an attorney from charging or collecting fees (including costs) that would be in addition to the amount awarded herein. See generally Beck v. Sec’y, HHS, 924 F.2d 1029 (Fed. Cir.1991). 4 Entry of judgment can be expedited by each party’s filing of a notice renouncing the right to seek review. See Vaccine Rule 11(a). 2