VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_14-vv-00862 Package ID: USCOURTS-cofc-1_14-vv-00862 Petitioner: Russell Baker Filed: 2014-12-29 Decided: 2015-03-06 Vaccine: influenza Vaccination date: 2013-11-03 Condition: left shoulder injury Outcome: compensated Award amount USD: 95000 AI-assisted case summary: Russell Baker filed a petition on September 17, 2014, alleging that he suffered a left shoulder injury as a result of an influenza vaccination administered on November 3, 2013. The respondent, the Secretary of Health and Human Services, filed a Rule 4(c) Report on December 24, 2014, conceding entitlement to compensation. The respondent stated that the temporal association between the flu vaccination and the onset of Mr. Baker's left shoulder pain was medically appropriate, and there was no other identifiable alternate cause for his symptoms, thus satisfying the causation-in-fact requirement under the National Vaccine Injury Compensation Program. Chief Special Master Denise Kathryn Vowell issued a ruling on entitlement on December 29, 2014, finding Mr. Baker entitled to compensation based on the respondent's concession and the evidence. Subsequently, on February 3, 2015, the parties filed a stipulation for damages and attorneys' fees. The stipulation detailed a proposed award of $80,000.00 for actual and projected pain and suffering, and $15,000.00 for attorneys' fees and costs, to which Mr. Baker agreed. The proffer noted that Mr. Baker was retired at the time of vaccination and therefore would not receive an award for lost future earnings. It also stated that no award would be made for future unreimbursable expenses, past unreimbursable expenses, or for any outstanding Medicaid lien. Chief Special Master Vowell issued a decision on March 6, 2015, awarding Mr. Baker a total of $95,000.00. This award consisted of a lump sum payment of $80,000.00 payable to Mr. Baker for pain and suffering, and a lump sum payment of $15,000.00 payable jointly to Mr. Baker and his counsel, Paul Brazil, for attorneys' fees and costs. The decision noted that Mr. Baker did not incur out-of-pocket litigation expenses. Theory of causation field: Petitioner Russell Baker alleged a left shoulder injury resulting from an influenza vaccination on November 3, 2013. The respondent conceded entitlement, finding the temporal association between the vaccination and the onset of shoulder pain medically appropriate with no other identifiable alternate cause, satisfying causation-in-fact. The case was decided based on this concession, without detailed discussion of medical experts or specific injury mechanisms in the provided text. The outcome was compensated. Chief Special Master Denise Kathryn Vowell issued a ruling on entitlement on December 29, 2014, and a damages decision on March 6, 2015. The award totaled $95,000.00, comprising $80,000.00 for pain and suffering and $15,000.00 for attorneys' fees and costs, paid to petitioner and his counsel, Paul Brazil. The injury was classified as SIRVA (Shoulder Injury Related to Vaccine Administration), and the theory of causation was noted as 'Off-Table' in the provided database fields, though not explicitly detailed as such in the court documents. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_14-vv-00862-0 Date issued/filed: 2015-01-22 Pages: 2 Docket text: PUBLIC DECISION (Originally filed: 12/16/2014) regarding 12 Findings of Fact & Conclusions of Law (Signed by Chief Special Master Denise Kathryn Vowell.)(mpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:14-vv-00862-UNJ Document 17 Filed 01/22/15 Page 1 of 2 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 14-862V Filed: December 16, 2014 * * * * * * * * * * * * * * * * * * * * * * * * * * * * RUSSELL BAKER, * * Petitioner, * Findings of fact; Proof of Vaccination v. * * SECRETARY OF HEALTH * AND HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * Paul Brazil, Esq., Muller Brazil, LLP, Philadelphia, PA, for petitioner. Justine Daigneault, Esq., U.S. Dept. of Justice, Washington, DC, for respondent. 1 ORDER and RULING ON FACTS Vowell, Special Master: On September 17, 2014, Russell Baker [“petitioner”] filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq, [the “Vaccine Act” or “Program”]. Petitioner alleges he suffered pain and reduced range of motion in his shoulder and arm following the administration of an influenza vaccine on November 3, 2013. (See Petition at 1-2.) The case was assigned to the Special Processing Unit of the Office of Special Masters. I. Procedural History. A telephonic status conference was held on October 14, 2014. Paul Brazil appeared on behalf of petitioner, and Justine Daigneault appeared on behalf of respondent. (See Order, issued Oct. 14, 2014 (“ECF No. 8”), at 1.) Daniel Horner appeared on my behalf as the OSM staff attorney managing this case. During the call, respondent’s counsel requested further proof of vaccination indicating in which arm 1 Because this unpublished ruling contains a reasoned explanation for the action in this case, it will be posted on the United States Court of Federal Claims' website, in accordance with the E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899, 2913 (Dec. 17, 2002). In accordance with Vaccine Rule 18(b), petitioners have 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. Case 1:14-vv-00862-UNJ Document 17 Filed 01/22/15 Page 2 of 2 petitioner received the implicated vaccination. (Id.) Petitioner had submitted an invoice from Sweetbay Supermarket pharmacy demonstrating that the influenza vaccine had been administered on November 3, 2013. (See Ex. 1.) It did not, however, indicate an injection site. (Id.) Petitioner’s counsel indicated that he did not believe further vaccination records were available, but agreed to take 30 days to investigate whether the record of the case could be supplemented. (See ECF No. 8, at 1.) On November 13, 2014, petitioner’s counsel filed a statement of completion indicating that all available records had been filed. (See ECF No. 10.) Petitioner also filed an affidavit swearing that his November 3, 2013 vaccination was administered in his left arm. (See Ex. 4.) On December 15, 2014, respondent filed a status report requesting “a ruling as to whether the evidence is sufficient to establish that petitioner received an influenza vaccine in his left arm on November 3, 2013.” (See ECF No. 11, at 1.) II. Factual Finding. The immunization record from the Sweetbay Supermarket pharmacy is sufficient proof of vaccination. (See Ex. 1.) Additionally, petitioner filed an affidavit indicating he received an influenza vaccination at the Sweetbay Supermarket in his left shoulder on November 3, 2013. (See Ex. 4, filed November 13, 2014.) In that affidavit, petitioner avers that he recalls that the vaccine was administered in his left arm, because he is right handed and requested that the vaccine not be given in his dominant arm. (Id.) Moreover, in the medical records filed, petitioner consistently describes an influenza vaccination administered in his left shoulder. (See, e.g., Ex. 2, pp. 3-4.) Specifically, petitioner reported to his doctor on November 15, 2013, that he was experiencing pain from an influenza vaccine in his left shoulder he had received two weeks prior. (See Ex. 2, p. 4.) In addition, during a follow up exam on December 4, 2013, petitioner’s doctor further noted that petitioner’s physical examination revealed no pain “to the touch of area around flu shot site” and again noted that petitioner reported immediate pain in the left shoulder when the influenza vaccination was administered. (See Ex. 2, p. 3.) In the absence of evidence to the contrary, I find that petitioner received an influenza vaccine in his left shoulder on November 3, 2013. III. Order. Respondent shall file her Rule 4(c) report, or a status report indicating her position on the merits of this case, by no later than Monday, December 29, 2014. IT IS SO ORDERED. s/Denise K. Vowell Denise K. Vowell Chief Special Master ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_14-vv-00862-1 Date issued/filed: 2015-01-22 Pages: 2 Docket text: PUBLIC DECISION (Originally filed: 12/29/2014) regarding 15 Ruling on Entitlement (Signed by Chief Special Master Denise Kathryn Vowell.)(mpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:14-vv-00862-UNJ Document 18 Filed 01/22/15 Page 1 of 2 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 14-862V Filed: December 29, 2014 * * * * * * * * * * * * * * * * * * * * * * * * * RUSSELL BAKER, * * Petitioner, * Ruling on Entitlement; Concession; * Cause-in-fact; Influenza (flu); Shoulder v. * Injury Related to Vaccine Administration * (SIRVA) * SECRETARY OF HEALTH * AND HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * 1 RULING ON ENTITLEMENT Vowell, Special Master: On September 17, 2014, Russell Baker filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq,2 [the “Vaccine Act” or “Program”]. The petition alleges that Mr. Baker suffered a left shoulder injury as a result of the administration of an influenza (flu) vaccination on November 3, 2013. Petition at pp. 1-2. On December 24, 2014, respondent filed her Rule 4(c) Report [“Respondent’s Report”], in which she concedes that petitioner is entitled to compensation in this case. Respondent’s Report at p. 2. Specifically, respondent submits that “the temporal association between the administration of petitioner’s November 3, 2013, flu vaccine and the onset of his left shoulder pain is medically appropriate, and there is no other identifiable alternate cause for petitioner’s onset of symptoms and injury. Thus, causation-in-fact is supported by the record and petitioner has satisfied the legal prerequisites for compensation under the Vaccine Act.” Id. at p. 3. 1 Because this unpublished ruling contains a reasoned explanation for the action in this case, I intend to post this ruling and order on the United States Court of Federal Claims' website, in accordance with the E-Government Act of 2002, Pub. L. No. 107-347, § 205, 116 Stat. 2899, 2913 (codified as amended at 44 U.S.C. § 3501 note (2006)). In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to delete medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will delete such material from public access. 2 National Childhood Vaccine Injury Act of 1986, Pub. L. No. 99-660, 100 Stat. 3755. Hereinafter, for ease of citation, all “§” references to the Vaccine Act will be to the pertinent subparagraph of 42 U.S.C. § 300aa (2006). Case 1:14-vv-00862-UNJ Document 18 Filed 01/22/15 Page 2 of 2 In view of respondent’s concession and the evidence before me, I find that petitioner is entitled to compensation. s/Denise K. Vowell Denise K. Vowell Chief Special Master ================================================================================ DOCUMENT 3: USCOURTS-cofc-1_14-vv-00862-2 Date issued/filed: 2015-03-06 Pages: 5 Docket text: PUBLIC DECISION (Originally filed: 02/03/2015) regarding 21 DECISION Stipulation/Proffer, DECISION Fees Stipulation/Proffer,, ( Signed by Chief Special Master Denise Kathryn Vowell.)(mpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:14-vv-00862-UNJ Document 25 Filed 03/06/15 Page 1 of 5 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS No. 14-862V Filed: February 3, 2015 Unpublished * * * * * * * * * * * * * * * * * * * * * * * * * * * * RUSSELL BAKER, * * Petitioner, * Damages Decision Based on Proffer; v. * Influenza (flu); Cause-in-fact; * Shoulder Injury Related to Vaccine SECRETARY OF HEALTH * Administration; Special Processing Unit; AND HUMAN SERVICES, * Attorneys’ Fees and Costs Decision * Based on Proffer Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * Paul Brazil, Esq., Muller Brazil, LLP, Philadelphia, PA, for petitioner. Justine Walters, Esq., US Department of Justice, Washington, DC, for respondent. 1 DECISION AWARDING DAMAGES AND ATTORNEYS’ FEES AND COSTS Vowell, Chief Special Master: On September 17, 2014, Russell Baker filed a petition for compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §300aa-10, et seq., [the “Vaccine Act” or “Program”]. Petitioner alleged that he suffered a left shoulder injury as a result of the administration of an influenza (flu) vaccination on November 3, 2013. Petition at 1-2. The case was assigned to the Special Processing Unit of the Office of Special Masters. On December 24, 2014, respondent filed her Rule 4(c) report [“Res. Report”], in which she conceded that petitioner is entitled to compensation in this case. Res. Report at 2. Specifically, respondent indicated that the temporal association between the administration of the vaccination and petitioner’s shoulder pain is medically appropriate and there is no other identifiable alternate cause for petitioner’s symptoms. Id at 3. Respondent indicated that cause-in-fact is supported by the record and that petitioner has satisfied all the prerequisites for compensation under the Vaccine Act. Id. 1 Because this unpublished decision contains a reasoned explanation for the action in this case, it will be posted on the United States Court of Federal Claims' website, in accordance with the E-Government Act of 2002, Pub. L. No. 107-347, § 205, 116 Stat. 2899, 2913 (codified as amended at 44 U.S.C. § 3501 note (2006)). In accordance with Vaccine Rule 18(b), petitioner has 14 days to identify and move to redact medical or other information, the disclosure of which would constitute an unwarranted invasion of privacy. If, upon review, I agree that the identified material fits within this definition, I will redact such material from public access. Case 1:14-vv-00862-UNJ Document 25 Filed 03/06/15 Page 2 of 5 On December 29, 2014, I issued a ruling on entitlement, finding petitioner entitled to compensation. On February 3, 2015, respondent filed a proffer on award of compensation [“Proffer”] detailing compensation in the amount of $80,000.00 for actual and projected pain and suffering. Proffer at 2. Respondent averred that petitioner agreed to the amount set forth therein. 2 Id. This amount represents compensation for all damages that would be available under 42 U.S.C. § 300aa-15(a). The proffer also included an award of attorneys’ fees and costs in the amount of $15,000.00 to which petitioner agreed. Id. In accordance with General Order #9, petitioner’s counsel asserts that petitioner incurred no out-of-pocket litigation expenses. Id. The Vaccine Act permits an award of reasonable fees and costs. 42 U.S.C. § 300 aa-15(e). I find the proposed total amount of $15,000.00 to be reasonable. Pursuant to the terms stated in the attached Proffer, I award petitioner a payment of $95,000.00 as follows: a. a lump sum payment of $80,000.00 in the form of a check payable solely to petitioner, Russell Baker; b. a lump sum payment of $15,000.00 in the form of a check payable jointly to petitioner, Russell Baker and petitioner’s counsel, Paul Brazil. The clerk of the court is directed to enter judgment in accordance with this decision.3 s/Denise K. Vowell Denise K. Vowell Chief Special Master 2 The proffer indicates that the parties have agreed that no award should be made for future unreimbursable expenses, lost future earnings, or past unreimbursable expenses. Proffer at 2-3. The proffer also indicates that there is no outstanding Medicaid lien against petitioner. Proffer at 3. 3 Pursuant to Vaccine Rule 11(a), entry of judgment can be expedited by each party filing a notice renouncing the right to seek review. CCaassee 11::1144--vvvv--0000886622--UUNNJJ DDooccuummeenntt 2205 FFiilleedd 0023//0036//1155 PPaaggee 13 ooff 35 IN THE UNITED STATES COURT OF FEDERAL CLAIMS OFFICE OF SPECIAL MASTERS ) RUSSELL BAKER, ) ) Petitioner, ) ) No. 14-862V v. ) Chief Special Master Vowell ) ECF SECRETARY OF HEALTH AND ) HUMAN SERVICES, ) ) Respondent. ) ) RESPONDENT’S PROFFER ON AWARD OF COMPENSATION I. Items of Compensation For the purposes of this proffer, the term “vaccine-related” is as described in Respondent’s Rule 4(c) Report filed on December 24, 2014. A. Future Unreimbursable Expenses The parties agree that based upon the evidence of record, petitioner will not require future care for his vaccine-related injury. Therefore, respondent proffers that petitioner should be awarded no future unreimbursable expenses under 42 U.S.C. § 300aa-15(a)(1). Petitioner agrees. B. Lost Future Earnings The parties agree that based upon the evidence of record, petitioner was retired at the time of vaccination. Therefore, respondent proffers that petitioner should be awarded no anticipated loss of earnings under 42 U.S.C. § 300aa-15(a)(3)(B). Petitioner agrees. CCaassee 11::1144--vvvv--0000886622--UUNNJJ DDooccuummeenntt 2205 FFiilleedd 0023//0036//1155 PPaaggee 24 ooff 35 C. Pain and Suffering Respondent proffers that petitioner should be awarded $80,000.00 in actual and projected pain and suffering. This amount reflects that the award for projected pain and suffering has been reduced to net present value. See 42 U.S.C. § 300aa-15(a)(4). Petitioner agrees. D. Past Unreimbursable Expenses Petitioner did not provide evidence that he incurred unreimbursable expenses related to his vaccine-related injury. Therefore, respondent proffers that petitioner should be awarded no past unreimbursable expenses. Petitioner agrees. E. Medicaid Lien Petitioner represents that there are no outstanding Medicaid liens against him. F. Attorneys’ Fees and Costs Petitioner has supplied documentation of reasonable attorneys’ fees and litigation costs in the amount of $15,000.00, incurred in pursuit of this petition. In compliance with General Order #9, petitioner has indicated that he did not incur any out-of-pocket expenses in proceeding on the petition. Respondent proffers that petitioner should be awarded $15,000.00 for attorneys’ fees and costs. Petitioner agrees. II. Form of the Award The parties recommend that compensation provided to petitioner should be made through lump sum payments as described below and request that the Chief Special Master’s decision and the Court’s judgment award the following:1 1 Should petitioner die prior to entry of judgment, the parties reserve the right to move the Court for appropriate relief. In particular, respondent would oppose any award for future medical expenses and future pain and suffering. -2- CCaassee 11::1144--vvvv--0000886622--UUNNJJ DDooccuummeenntt 2205 FFiilleedd 0023//0036//1155 PPaaggee 35 ooff 35 A. A lump sum payment of $80,000.00, representing compensation for pain and suffering, in the form of a check payable to petitioner; and B. A lump sum payment of $15,000.00, in the form of a check payable to petitioner and petitioner’s attorney, Paul Brazil, Esq., for attorney’s fees and costs. Petitioner agrees to endorse this payment to petitioner’s attorney. III. Summary of Recommended Payments Following Judgment A. Lump sum paid to petitioner: $80,000.00 B. Reasonable Attorneys’ Fees and Costs: $15,000.00 Respectfully submitted, JOYCE R. BRANDA Acting Assistant Attorney General RUPA BHATTACHARYYA Director Torts Branch, Civil Division VINCENT J. MATANOSKI Deputy Director Tort Branch, Civil Division GLENN A. MACLEOD Senior Trial Counsel Torts Branch, Civil Division s/ Justine Walters JUSTINE WALTERS Trial Attorney Torts Branch, Civil Division U.S. Department of Justice P.O. Box 146 Benjamin Franklin Station Washington, D.C. 20044-0146 Telephone: (202) 307-6393 Dated: February 3, 2015 -3-