VICP Registry Case Source Bundle
Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_14-vv-00680
Package ID: USCOURTS-cofc-1_14-vv-00680
Petitioner: Edward Anthony
Filed: 2014-10-28
Decided: 2016-03-24
Vaccine: influenza
Vaccination date: 2011-10-31
Condition: chronic left shoulder injury related to vaccine administration (SIRVA)
Outcome: compensated
Award amount USD: 1008667

AI-assisted case summary:
Edward Anthony, a 62-year-old adult, filed a petition on October 28, 2014, alleging a chronic left shoulder injury related to vaccine administration (SIRVA) resulting from an influenza vaccination he received in his left shoulder on October 31, 2011. The respondent, the Secretary of Health and Human Services, reviewed the facts and concluded that the alleged injury, which lasted for more than six months, was consistent with SIRVA and that Mr. Anthony met the legal requirements for compensation. On July 30, 2014, a ruling found Mr. Anthony entitled to compensation. Following substantial negotiations, filings, and a hearing on the pain and suffering component of damages, the parties reached a stipulation regarding damages. On March 24, 2016, Special Master Christian J. Moran issued a decision awarding Mr. Anthony a total of $1,008,667. This award included a lump sum payment of $291,842.00, which represented compensation for life care expenses in the first year ($42,530.00), pain and suffering ($248,540.00), and past unreimbursable expenses ($772.00). Additionally, an amount sufficient to purchase an annuity contract was allocated for future life care items. This annuity will make payments directly to Mr. Anthony for the remainder of his life, subject to conditions regarding the life insurance company's financial rating and notification of death. The annuity payments are structured to grow at a four percent annual rate for non-medical life care items and a six percent annual rate for medical life care items, as detailed in Appendix A of the decision. The total award represents compensation for all damages available under 42 U.S.C. § 300aa-15(a). Petitioner was represented by Richard Gage of Richard Gage, P.C., and respondent was represented by Gordon Shemin of the U.S. Department of Justice. Special Master Christian J. Moran presided over the case.

Theory of causation field:
Petitioner Edward Anthony, age 62, received an influenza vaccine on October 31, 2011, and subsequently alleged a chronic left shoulder injury related to vaccine administration (SIRVA). The respondent recommended compensation, concluding the injury was consistent with SIRVA and met legal prerequisites. A ruling on July 30, 2014, found entitlement. The parties stipulated to damages, and on March 24, 2016, Special Master Christian J. Moran awarded $1,008,667. This included a lump sum of $291,842.00 for first-year life care, pain and suffering, and past expenses, and an amount for an annuity to cover future life care items, with payments growing at 4% for non-medical and 6% for medical items. The theory of causation is based on the "Table" for SIRVA. Petitioner was represented by Richard Gage, P.C., and respondent by Gordon Shemin. The public decision does not detail specific medical experts, clinical findings, onset, symptoms, treatments, or the precise mechanism of injury beyond its consistency with SIRVA.

Public staged source text:

================================================================================
DOCUMENT 1: USCOURTS-cofc-1_14-vv-00680-0
Date issued/filed: 2014-11-20
Pages: 2
Docket text: PUBLIC DECISION (Originally filed: 10/28/2014) regarding 13 Ruling on Entitlement. Signed by Special Master Christian J. Moran. (tpj) Copy to parties.
--------------------------------------------------------------------------------
Case 1:14-vv-00680-EJD Document 15 Filed 11/20/14 Page 1 of 2
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
* * * * * * * * * * * * * * * * * * * * *
EDWARD ANTHONY, *
* No. 14-680
Petitioner, * Special Master Christian J. Moran
*
v. * Filed: October 28, 2014
*
SECRETARY OF HEALTH * Stipulation; influenza (“flu”)
AND HUMAN SERVICES, * vaccine; shoulder injury related to
* vaccine administration; SIRVA
Respondent. *
* * * * * * * * * * * * * * * * * * * * *
Richard Gage, Richard Gage, P.C., Cheyenne, WY, for petitioner;
Gordon E. Shemin, United States Dep’t of Justice, Washington, DC, for
respondent.
UNPUBLISHED RULING FINDING ENTITLEMENT1
On July 30, 2094, Edward Anthony filed a petition under the National
Childhood Vaccine Injury Act, 42 U.S.C. § 300aa—10 through 34 (2006), alleging
that he suffered a chronic left shoulder injury related to his receipt of an influenza
(“flu”) vaccination in his left shoulder on October 31, 2011.
In her Rule 4(c) report, respondent stated that she “recommends that
compensation be awarded.” Resp’t’s Rep’t, filed Oct. 28, 2014, at 1. Respondent
added that the Division of Vaccine Injury Compensation, U.S. Department of
Health and Human Services, has reviewed the facts of this case and has concluded
that the alleged injury, lasting for more than six months, “is consistent with a
shoulder injury related to vaccine administration (‘SIRVA’),” and thus that
1 The E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899, 2913 (Dec. 17,
2002), requires that the Court post this decision on its website. Pursuant to Vaccine Rule 18(b),
the parties have 14 days to file a motion proposing redaction of medical information or other
information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special
master will appear in the document posted on the website.

Case 1:14-vv-00680-EJD Document 15 Filed 11/20/14 Page 2 of 2
“petitioner has satisfied all legal prerequisites for compensation under the Act.”
Id. at 4 (citations omitted).
Special masters may determine whether a petitioner is entitled to
compensation based upon the record. A hearing is not required. 42 U.S.C. §
300aa-13; Vaccine Rule 8(d). Based upon a review of the record as a whole, the
undersigned finds that petitioner has established that he is entitled to compensation
for his injury.
Accordingly, Mr. Anthony is entitled to compensation. The process for
quantifying the amount of damages to which Mr. Anthony is entitled will be
discussed at the status conference previously set for Wednesday, November 5,
2014 at 3:30 P.M. Eastern Time.2
Any questions may be directed to my law clerk, Mary Holmes, at (202) 357-
6353.
IT IS SO ORDERED.
s/Christian J. Moran
Christian J. Moran
Special Master
2 In anticipation of the status conference, petitioner shall begin gathering the materials
respondent requests in her Rule 4 Report. Resp’t’s Rep’t at 4-5.
2

================================================================================
DOCUMENT 2: USCOURTS-cofc-1_14-vv-00680-1
Date issued/filed: 2016-03-24
Pages: 5
Docket text: PUBLIC DECISION (Originally filed: 3/2/16) regarding 60 DECISION of Special Master Signed by Special Master Christian J. Moran. (dh) Copy to parties.
--------------------------------------------------------------------------------
Case 1:14-vv-00680-EJD Document 62 Filed 03/24/16 Page 1 of 5
In the United States Court of Federal Claims
OFFICE OF SPECIAL MASTERS
* * * * * * * * * * * * * * * * * * * * *
EDWARD ANTHONY, *
* No. 14-680
Petitioner, * Special Master Christian J. Moran
*
v. * Filed: March 2, 2016
*
SECRETARY OF HEALTH * Proffer; damages; influenza (“flu”)
AND HUMAN SERVICES, * vaccine; shoulder injury related to
* vaccine administration; SIRVA
Respondent. *
* * * * * * * * * * * * * * * * * * * * *
Richard Gage, Richard Gage, P.C., Cheyenne, WY, for Petitioner;
Gordon Shemin, U.S. Dep’t of Justice, Washington, DC, for Respondent.
UNPUBLISHED DECISION1
On July 30, 2014, Edward Anthony filed a petition under the National
Childhood Vaccine Injury Act, 42 C.F.R. §300aa-10 through 34 (2012), alleging
that he suffered a chronic left shoulder injury related to his receipt of an influenza
(“flu”) vaccination in his left shoulder on October 31, 2011.
On October 28, 2014, a ruling found Mr. Anthony entitled to compensation.
After substantial negotiations, filings, and a hearing on the pain and
suffering component of damages, on February 22, 2016, respondent filed a status
report regarding damages. Petitioner does not object to the status report.
Petitioner and respondent were able to agree on petitioner’s past and future
medical care, and thus the status report proffers those amounts. Disagreement
1 The E-Government Act, 44 U.S.C. § 3501 note (2012) (Federal Management and
Promotion of Electronic Government Services), requires that the Court post this decision on its
website. Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing
redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4).
Any redactions ordered by the special master will appear in the document posted on the website.

Case 1:14-vv-00680-EJD Document 62 Filed 03/24/16 Page 2 of 5
remains about the magnitude of damages for petitioner’s pain and suffering. The
undersigned, however, held a hearing on February 2, 2016 on the pain and
suffering issue, and subsequent orders on February 16 and 19, 2016, decided the
petitioner’s amount of compensation for pain and suffering. Based on the February
19, 2016 order, petitioner and respondent are able to proffer the net present value
of petitioner’s pain and suffering.
The parties agree to the damages outlined in the February 22, 2016, status
report, and the undersigned finds the damages reasonable.
Damages outlined in the status report:
1. A lump sum payment of $291,842.00 representing compensation for life
care expenses expected to be incurred during the first year after
judgment ($42,530.00), pain and suffering ($248,540.00), and past
unreimbursable expenses ($772.00), in the form of a check payable to
petitioner, Edward Anthony.
2. An amount sufficient to purchase an annuity contract,2 subject to the
conditions described below, that will provide payments for the life care
items contained in the life care plan, as illustrated by the charts at
Appendix A, attached hereto, paid to the life insurance company3 from
which the annuity will be purchased.4 Compensation for Year Two
(beginning on the first anniversary of the date of judgment) and all
subsequent years shall be provided through respondent’s purchase of
an annuity, which annuity shall make payments directly to petitioner,
Edward Anthony, only so long as Edward Anthony is alive at the time a
2 In respondent’s discretion, respondent may purchase one or more annuity contracts
from one or more life insurance companies.
3 The Life Insurance Company must have a minimum of $250,000,000 capital and
surplus, exclusive of any mandatory security valuation reserve. The Life Insurance Company
must have one of the following ratings from two of the following rating organizations:
a. A.M. Best Company: A++, A+, A+g, A+p, A+r, or A+s;
b. Moody’s Investor Service Claims Paying Rating: Aa3, Aa2, Aa1, or Aaa;
c. Standard and Poor’s Corporation Insurer Claims-Paying Ability Rating: AA-, AA,
AA+, or AAA;
d. Fitch Credit Rating Company, Insurance Company Claims Paying Ability Rating:
AA-, AA, AA+, or AAA.
4 Petitioner authorizes the disclosure of certain documents filed by the petitioner in this
case consistent with the Privacy Act and the routine uses described in the National Vaccine
Injury Compensation Program System of Records, No. 09-15-0056.
2

Case 1:14-vv-00680-EJD Document 62 Filed 03/24/16 Page 3 of 5
particular payment is due. Written notice shall be provided to the
Secretary of Health and Human Services and the Life Insurance
Company within twenty (20) days of Edward Anthony’s death. At the
Secretary’s sole discretion, the periodic payments may be provided to
petitioner in monthly, quarterly, annual or other installments. The
totals set forth in Appendix A describe only the total yearly sum to be
paid to petitioner and do not require that the payment be made in one
annual installment. A four percent (4%) growth rate should be applied
to all non-medical life care items, and a six percent (6%) growth rate
should be applied to all medical life care items. Thus, the benefits
illustrated in the chart at Appendix A that are to be paid through
annuity payments should grow as follows: four percent (4%)
compounded annually from the date of judgment for non-medical items,
and six percent (6%) compounded annually from the date of judgment
for medical items.
3. The above amounts represent compensation for all damages that would
be available under 42 U.S.C. § 300aa-15(a).
In the absence of a motion for review filed pursuant to RCFC, Appendix B,
the clerk is directed to enter judgment in case 14-680 according to this decision
and the attached stipulation.5
Any questions may be directed to my law clerk, Dan Hoffman, at (202) 357-
6360.
IT IS SO ORDERED.
s/Christian J. Moran
Christian J. Moran
Special Master
5 Pursuant to Vaccine Rule 11(a), the parties can expedite entry of judgment by each
party filing a notice renouncing the right to seek review by a United States Court of Federal
Claims judge.
3

Case 1:14-vv-00680-EJD Document 62 Filed 03/24/16 Page 4 of 5
Pet. Edward Anthony
D.O.B. 07/06/1949
DATE: 02/17/16
TIME: 07:22 PM
SUMMARY OF LIFE CARE ITEMS - AGREED LIFE CARE PLAN dated February 15, 2016
ITEM OF CARE Insurance Medical Ancillary Supplies Trans- Home TOTALS TOTALS TOTALS OF
Care Services portation Services of Items of Items 4.0% & 6.0% ITEMS
with a 6.0% with a 4.0% & APPLYING
Growth Rate Growth Rate THE GROWTH
GROWTH RATE 6.0% 6.0% 6.0% 6.0% 4.0% 4.0% RATE
AGE YEAR
67 2016 1,454.00 11,640.11 2,894.50 619.96 670.00 23,295.87 16,609 23,966 42,530
68 2017 5,035.86 0.00 480.00 120.37 25.00 23,280.96 5,636 23,306 31,541
69 2018 5,035.86 0.00 480.00 120.37 25.00 23,280.96 5,636 23,306 32,929
70 2019 5,035.86 0.00 480.00 120.37 25.00 23,280.96 5,636 23,306 34,380
71 2020 5,035.86 0.00 480.00 120.37 25.00 23,280.96 5,636 23,306 35,898
72 2021 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 36,804
73 2022 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 38,422
74 2023 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 40,114
75 2024 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 41,883
76 2025 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 43,733
77 2026 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 45,667
78 2027 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 47,689
79 2028 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 49,804
80 2029 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 52,016
81 2030 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 54,330
82 2031 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 56,750
83 2032 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 59,282
84 2033 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 61,931
85 2034 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 64,703
86 2035 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 67,603
87 2036 5,035.86 0.00 0.00 120.37 25.00 23,280.96 5,156 23,306 70,638
102,171 11,640 4,815 3,027 1,170 488,915 121,653 490,085 1,008,645
16.70% 1.90% 0.79% 0.49% 0.19% 79.92% 100.00%
This Report was generated using Sequoia Settlement Services, Inc. Software (c) 1990
Anthony v. HHS, No. 14-680V
Pg. 1
Appendix A to Respondent's Status Report of February 22, 2016

Case 1:14-vv-00680-EJD Document 62 Filed 03/24/16 Page 5 of 5
A N N U I T Y F U N D I N G P O R T F O L I O
AGREED LIFE CARE PLAN dated February 15, 2016
4.0 % and 6.0% GROWTH RATES
DATE: 02/17/16
TIME: 07:22 PM
Pet. Edward Anthony
D.O.B. 07/06/1949 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Settlement Item TOTAL ANNUAL CASH & ANNUITY ANNUITY ANNUITY ANNUAL CUMULATIVE
Starting Amount MEDICAL STRUCTURED ANNUITY 5,793 25,209 540 SAFETY SAFETY
Inflation Factor CARE NEEDS SETTLEMENT LUMP 6.00% 4.00% 6.00% MARGIN MARGIN
Beginning Year 2016 BENEFITS SUMS 2017 2017 2017 2016 2016
Ending Year 2036 LIFE LIFE 2020 2036 2036
TOTAL S/S Cash & Deferred Deferred Deferred Safety Cum.Safety
AGE YEAR NEEDS TOTAL Lump Sums Annuity Annuity Annuity Margin Margin
67 2016 42,530 42,530 42,530 0 0
68 2017 31,541 31,542 5,793 25,209 540 1 2
69 2018 32,929 32,930 6,141 26,217 572 1 3
70 2019 34,380 34,382 6,509 27,266 607 2 5
71 2020 35,898 35,899 6,900 28,357 643 2 6
72 2021 36,804 36,804 7,314 29,491 1 7
73 2022 38,422 38,423 7,752 30,671 1 8
74 2023 40,114 40,115 8,217 31,897 1 9
75 2024 41,883 41,884 8,711 33,173 1 10
76 2025 43,733 43,733 9,233 34,500 1 11
77 2026 45,667 45,667 9,787 35,880 1 12
78 2027 47,689 47,690 10,374 37,315 1 12
79 2028 49,804 49,805 10,997 38,808 1 13
80 2029 52,016 52,017 11,657 40,360 1 14
81 2030 54,330 54,331 12,356 41,975 1 15
82 2031 56,750 56,751 13,097 43,654 1 16
83 2032 59,282 59,283 13,883 45,400 1 17
84 2033 61,931 61,932 14,716 47,216 1 18
85 2034 64,703 64,704 15,599 49,105 1 19
86 2035 67,603 67,604 16,535 51,069 1 20
87 2036 70,638 70,639 17,527 53,112 1 21
ITEMIZED TOTALS 1,008,645 1,008,667 42,530 213,099 750,676 2,362 21 21
This Report was generated using Sequoia Settlement Services, Inc. Software (c) 1990
Anthony v. HHS, No. 14-680V
Pg. 2
Appendix A to Respondent's Status Report of February 22, 2016