VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_12-vv-00689 Package ID: USCOURTS-cofc-1_12-vv-00689 Petitioner: Amanda Guerrero Filed: 2012-10-11 Decided: 2015-12-04 Vaccine: influenza Vaccination date: 2011-09-22 Condition: Guillain-Barré syndrome Outcome: compensated Award amount USD: 165000 AI-assisted case summary: Amanda Guerrero filed a petition on October 11, 2012, alleging that an influenza (flu) vaccination she received on September 22, 2011 caused her to develop Guillain-Barré syndrome (GBS). The merits of the case were resolved by stipulation, and petitioner received compensation. The compensation amount is not available in the staging documents accessed for this summary, which contain only the subsequent attorneys' fees dispute. Following the merits resolution, the Special Master awarded petitioner's attorneys' fees in a reduced amount of $25,535.90 (reduced from $38,114). Petitioner moved for review. On March 19, 2015, CFC Judge Williams remanded the matter because the Special Master had reduced compensable hours by one-third without adequate explanation. On remand, the Special Master awarded $50,073.71. Petitioner again moved for review. On December 4, 2015, CFC Judge Williams affirmed in part and reversed in part, awarding petitioner a total of $55,957.71 in attorneys' fees and costs. In addition, the Court awarded petitioner $22,593.35 in attorneys' fees and costs associated with the second motion for review. Theory of causation field: Flu Sep 22, 2011 → GBS. Merits settled by stipulation (compensation received; amount not in staging). Fees dispute: SM reduced fees $38,114 → $25,535.90; CFC Judge Williams remanded (Mar 19, 2015); SM on remand $50,073.71; CFC affirmed in part/reversed in part: $55,957.71 + $22,593.35 MFR fees (Roquemore, Irvine/Rancho Santa Margarita CA). Award=165000 unverifiable from staging. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_12-vv-00689-1 Date issued/filed: 2015-03-19 Pages: 12 Docket text: JUDGE VACCINE REPORTED OPINION re: 54 Order on Motion for Review, Judge Vaccine Reported Opinion Signed by Judge Mary Ellen Coster Williams. (aj) Copy to parties. -------------------------------------------------------------------------------- Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 1 of 12 In the United States Court of Federal Claims No. 12-689V (Filed Under Seal: March 4, 2015)1 (Filed for Publication: March 19, 2015) * * * * * * * * * * * * * * * * * * * * * * * * * * * AMANDA GUERRERO, * * National Vaccine Injury Act; 42 U.S.C. § Petitioner, * 300aa-15(e); Attorneys’ Fees and Costs; * Inadequate Explanation of Fee v. * Reduction; Remand. * SECRETARY OF * HEALTH AND HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * * * Lisa A. Roquemore, Law Offices of Lisa A. Roquemore, 19200 Von Karman Avenue, Suite 500, Irvine, CA, 92612, for Petitioner. Joyce R. Branda, Rupa Bhattacharyya, Vincent J. Matanoski, Voris E. Johnson, Jr., Lara A. Englund, United States Department of Justice, Civil Division, Torts Branch, P.O. Box 146, Benjamin Franklin Station, Washington, D.C., 20044, for Respondent. ____________________________________________________ OPINION ____________________________________________________ WILLIAMS, Judge. This vaccine injury case comes before the Court on Petitioner’s Motion for Review of the Special Master’s decision reducing Petitioner’s award of attorneys’ fees from $38,114 to $25,535.90. Because the Special Master reduced compensable hours by one-third without adequate explanation, the Court remands this matter.2 1 Pursuant to Vaccine Rule 18 of the Rules of the United States Court of Federal Claims, the Court issued its opinion under seal to provide the parties an opportunity to submit redactions. Neither party filed proposed redactions. Accordingly, the Court publishes this opinion. 2 The Special Master reduced the number of compensable hours for the attorney, the paralegal, and the expert. Petitioner does not challenge the reduction of the expert’s fee. Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 2 of 12 Background On October 11, 2012, Petitioner Amanda Guerrero filed a petition under the National Vaccine Injury Act, alleging that she developed Guillain-Barré syndrome (“GBS”) after receiving an influenza vaccine on September 22, 2011. Along with her petition, Petitioner filed 534 pages of medical records and an expert report. Petitioner’s attorney commenced pre-petition work on her case almost seven months earlier, on February 21, 2012, including “reviewing medical records, drafting a medical record summary, fully analyzing the facts . . . consulting and advising the client, identifying challenges to the case, consulting with an expert, drafting the petition and declaration in support and analyzing the damages.” Mot. for Review 2. Respondent does not contest Petitioner’s characterization of her counsel’s pre-petition work. Petitioner represents that “[a]n expert report was filed in support of the petition due to various complications in the case, without which ‘reasonable basis’ [a prerequisite for award of attorneys’ fees under 42 U.S.C. § 300aa-15(e) if the petitioner is not awarded compensation] may have been questioned.” 3 Id. These “complications” included two other possible causes for her GBS—infections with the cytomegalovirus and the Epstein-Barr virus. Following the filing of the petition, the parties engaged in settlement discussions, and “conditionally resolved” the case on April 3, 2013, over a year after Petitioner’s counsel began work on the case and roughly six months after the petition was filed. Id. at 3. The case was resolved without any status conferences, and Respondent did not file a Vaccine Rule 4 report. Petitioner was awarded a lump sum compensation payment of $165,000. Petitioner filed her application for fees and costs on November 26, 2013, seeking $752.31 in costs, $38,114 in attorney and paralegal fees, and $17,000 in expert costs. The fees were based on 89.3 hours of attorney work at a rate of $355 per hour, and 51.3 hours of paralegal work at $125 per hour. Respondent objected, arguing that the fees and costs were excessive. Petitioner’s attorney’s billing statements for the requested $38,114 in fees are not included in the record on her Motion for Review. The Special Master found that the amount of fees Petitioner sought was unreasonable, based on a comparison of Petitioner’s claimed fees with his compilation of median fees and costs in Vaccine Act cases of similar procedural complexity. Opinion of the Special Master (SM Op.) 7. The Special Master did not cite any precedent for this construct and did not identify the cases from which he derived the medians. The Special Master identified four categories of cases for his scale of procedural complexity, stating: Cases that are appealed after a hearing sit at the highest end of the spectrum, as they will usually have higher attorneys’ fees than cases that are resolved without an appeal. Cases that are resolved after experts testify at a hearing, but without an appeal, fall in the middle. Cases with typically still less attorneys’ fees are those in 3 The Vaccine Act provides for the recovery of attorneys’ fees when the petition was brought in good faith and there was a reasonable basis for the claim. Cloer v. Sec’y of Health & Human Servs., 675 F.3d 1358, 1359 (Fed. Cir. 2012). 2 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 3 of 12 which the parties retain experts but the case settles without a hearing. Cases at the lowest end are those that resolve even without an expert report. Id. at 3. Here, the Special Master focused on two of those categories: what he characterized as group one—cases in which no expert report was filed and no hearing took place—and group two—cases in which an expert filed a report but no hearing took place. The Special Master stated: The submission of an expert report usually moves the case to the next level of procedural complexity. Obtaining an expert report usually (but not always) occurs after the special master has conducted many status conferences during which the special master may have informally guided the parties. See Vaccine Rule 5. After a petitioner obtains an expert report, there is usually a status conference to discuss the strengths and weaknesses of that report. If the special master identifies gaps or deficiencies, the special master will often direct the petitioner to obtain a supplemental report. If the petitioner’s expert report adequately summarized the expert’s opinions and discloses all the bases for those opinions, then the special master orders the Secretary to retain an expert to respond. Afterward, there is another opportunity for submitting supplemental reports. Finally, as the case is proceeding to a hearing, the attorneys may be required to submit pre-trial briefs. All these steps increase the amount of attorneys’ fees and costs. Id. at 3-4. For groups one and two, the Special Master calculated the median for fees and costs combined, and then the medians for fees and costs separately. The Special Master described the group one median calculations as follows: The median is derived from information from more than 70 cases. The median components [costs and fees broken out separately] are derived from more than 50 cases. In approximately 20 cases, information about the breakdown of fees versus costs is not available. See, e.g., Schmitz v. Sec’y of Health & Human Servs., No. 12-473V, 2013 WL 5631238 Fed. Cl. Spec. Mstr. Sept. 23, 2013 (awarding $14,251.57 in attorneys’ fees and costs in a flu vaccine / GBS case based upon the parties’ settlement agreement). Id. at 3 n.2. The median award the Special Master identified for group one attorneys’ fees and costs was $17,500, or, if analyzed separately, $17,000 in fees and $2,000 in costs.4 The Special 4 The Special Master found that the sum of the separate fee and cost median calculations did not match the median calculation of fees and costs together because “the parties provided 3 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 4 of 12 Master provided no explanation for how he calculated the median award for group two. The Special Master did not state the number of cases underlying his median for group two. The Special Master found that the median award for group two was $35,500 for attorneys’ fees and costs combined,5 or $26,000 for attorneys’ fees and $8,000 for costs, separately. Comparing Petitioner’s case to his group one and group two cases, the Special Master found that the procedural complexity did not warrant the hours Petitioner’s counsel and paralegal spent. The Special Master found that Petitioner’s case “resembles a group one case more than a group two case,” because of the length of time the case was pending, and the fact that there were no status conferences, supplemental expert reports, or pre-trial briefs. Id. at 6. Petitioner argued that her case was medically complex “because her medical records identified two other possible causes for her GBS, an infection with the cytomegalovirus (‘CMV’) and an infection with the Epstein Bar virus (‘EBV’).” Id. at 10. The Special Master apparently agreed with Petitioner regarding medical complexity, stating: The CMV infection demonstrates that, sometimes, a procedurally simple case hides within it a medically challenging case. Thus, it was reasonable for Ms. Roquemore to spend some additional time, including time with Dr. Steinman preparing a report. On the other hand, Ms. Guerrero cannot assume that the procedurally simple cases to which her case is being compared were also medically simple. The median values presented in this decision come from dozens of cases reflecting a range of medical complexity. Id. at 11. The Special Master did not identify these cases, or describe the nature or range of medical complexity to which he referred.6 The Special Master noted, however, that he would not penalize Petitioner for retaining an expert, and therefore credited her $2,201 for attorneys’ fees representing 6.2 hours “for assisting with the preparation of Dr. Steinman’s report.” Id. The Special Master concluded: For cases of this complexity, petitioners routinely request and are awarded fees in the $10,000 to $20,000 range. Even allowing for the retention and work with Dr. Steinman, the present fee request is almost double that range. It is unreasonable. different data used to determine median total award, the median attorneys’ fees, and the median amount of costs.” SM Op. 4 n.3. 5 The Special Master stated that the attorneys’ fees and costs median for group two was $35,500 in the discussion on page 4 of his Opinion, but listed the median as $34,500 in the table of median values on page 7. The Court uses the number in the discussion. 6 The Special Master identified one case he used in his median analysis by name as an example of a case in which a breakdown of fees versus costs was unavailable. 4 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 5 of 12 In the undersigned’s experience, an experienced and efficient attorney could have accomplished the same result in Ms. Guerrero’s case by spending about half as much time. However, the undersigned is cognizant that the reasonable number of hours encompasses a range and that a number at the higher end of the reasonable range is still within the reasonable range, that is, a high number may still be reasonable. In addition, as acknowledged above, Ms. Roquemore should be compensated for all her work in retaining Dr. Steinman in this case [6.2 hours], even though such efforts may not be viewed as reasonable in other flu vaccine / GBS cases. Consequently, the undersigned exercises discretion to reduce the overall number of hours by one-third. Id. at 12. In all, the Special Master awarded fees for 59.83 attorney hours at a rate of $355 per hour, and 34.37 paralegal hours at a rate of $125 per hour, totaling $25,535.90. Petitioner sought review of the Special Master’s reduced attorney fee award in this Court on October 7, 2014, arguing that the Special Master applied a legally erroneous median test, and that his decision lacked sufficient specificity. Petitioner also seeks attorneys’ fees for this Motion for Review. Discussion Jurisdiction and Standard of Review Jurisdiction lies in this Court pursuant to 42 U.S.C. § 300aa-12(e) (2014). In reviewing a decision rendered by a special master, this Court may: (1) uphold the findings of fact and conclusions of law; (2) set aside any findings of fact or conclusions of law “found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law;” or (3) “remand the petition to the special master for further action in accordance with the court’s direction.” Id. § 300aa-12(e)(2)(A)-(C). Findings of fact are reviewed under the “arbitrary and capricious” standard, legal questions are reviewed under the “not in accordance with law” standard, and discretionary rulings are reviewed under the “abuse of discretion” standard. Saunders v. Sec’y of Health & Human Servs., 25 F.3d 1031, 1033 (Fed. Cir. 1994) (quoting Munn v. Sec’y of Health & Human Servs., 970 F.2d 863, 870 n.10 (Fed. Cir. 1992)). Standard for Awarding Attorneys’ Fees Special masters are obligated to determine and award “reasonable attorneys’ fees” in Vaccine Act cases. 42 U.S.C. § 300aa-15(e) (2014). To calculate such fees, the Federal Circuit has endorsed the lodestar method. Avera v. Sec’y of Health & Human Servs., 515 F.3d 1343, 1347 (Fed. Cir. 2008). Under the lodestar method, the Special Master would first determine an initial estimate of reasonable fees by multiplying the number of hours reasonably expended times a reasonable hourly rate. Id. at 1347-48. “Once a court makes that initial calculation, it may then make an upward or downward departure to the fee award based on other specific findings.” Id. at 1348. “[T]he statute leaves it to the special master’s discretion to find what constitutes reasonable fees,” and thus “the standard of review for the determination of reasonable attorneys’ 5 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 6 of 12 fees is abuse of discretion.” Hall v. Sec’y of Health & Human Servs., 640 F.3d 1351, 1356 (Fed. Cir. 2011). “[T]o permit this court to perform its review function and determine whether any abuse of discretion occurred, the special master must provide an appropriate description of the relevant experience and the reasoning that she used, based on that experience, to reach her conclusions.” Wasson v. Sec’y of Health & Human Servs., 24 Cl. Ct. 482, 486 (1991). Special masters “need not, and indeed should not, become green-eyeshade accountants” when awarding attorneys’ fees and costs. Fox v. Vice, 131 S. Ct. 2205, 2216 (2011). However, “[i]t is essential that the judge provide a reasonably specific explanation for all aspects of a fee determination.” Perdue v. Kenny A., 559 U.S. 542, 558 (2010). The Motion for Review Petitioner contends that the Special Master committed legal error and abused his discretion by creating a median test to assess Petitioner’s fee request and failing to provide adequate specificity to allow meaningful review. The Court finds that the Special Master failed to adequately explain the basis for his reduction of Petitioner’s requested fee award. The Special Master Failed to Adequately Support His Reduction of Petitioner’s Counsel’s Fees Counsel’s Hourly Rate In assessing the reasonableness of Petitioner’s request for attorneys’ fees, the Special Master considered both the hourly rate and number of hours. Although the Special Master ultimately used Petitioner’s requested hourly rates for the attorney and paralegal to calculate his fee award, the Special Master never stated whether he determined that those rates were reasonable. Cf. Masias v. United States, 634 F.3d 1283, 1291-92 (Fed. Cir. 2011) (affirming the finding of the special master that the requested rate was unreasonable based upon a detailed analysis of relevant affidavits, including an affidavit submitted by petitioner’s counsel and a thorough review of rates previously awarded to the same petitioner’s attorney and to practitioners in similar localities); see generally Rodriguez v. Sec’y of Health & Human Servs., 632 F.3d 1381 (Fed. Cir. 2011). In the decision, the Special Master appeared to take issue with counsel’s requested rate of $355 per hour. The Special Master found that the rate resulted in an award that would be 42% higher than that of an attorney billing the same number of hours at $250 per hour—the low end of a range suggested by Petitioner for comparison. The Special Master concluded that Petitioner’s counsel’s “hourly rate does not explain everything problematic about her requested fees.” SM Op. 9. Because the Special Master did not make a finding about the reasonableness of the requested rates, it is unclear whether, or to what extent, the Special Master’s apparent concern regarding Petitioner’s counsel’s rates factored into his overall fee reduction here. As explained below, in this Court’s view, Petitioner’s counsel’s hourly rate is reasonable and should not form a basis for reducing her fee award. 6 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 7 of 12 Counsel’s Hours The Reduction of Fees Based Upon Unspecified Overbilling and Inefficiencies The Special Master failed to adequately explain why he reduced Petitioner’s requested attorney hours by one-third. The Special Master found that Petitioner’s counsel “spent an unreasonable amount of time on a multitude of tasks to the effect that small incremental charges contributed to a submission in which Ms. Guerrero’s fee request exceeds median fee awards by a large margin.” SM Op. 12. The Special Master did not identify any of the referenced “multitude of tasks” or “small incremental charges,” cite any instance of overbilling, or identify a time period when billing levels were inappropriate in light of the tasks done. Further, while the Special Master concluded that a significant portion of Petitioner’s counsel’s fees reflected inefficiencies, he failed to identify any specific inefficiencies. The Special Master stated: Something for which Ms. Roquemore is charging 0.3 hours can be reasonably accomplished in 0.1 hours. Something for which she is charging 1.0 hours can be reasonabl[y] accomplished in 0.3 hours. Something for which Ms. Roquemore spent 0.5 hours may have been redundant and, therefore, unnecessary. It would take a long time to identify all the places, and it is neither required nor appropriate to expend the judicial resources to do so. Id. (emphasis added). The Special Master did not identify any task he characterized as “something” that was an excessive or redundant charge even by way of example. While the Special Master was not required to conduct a line-by-line analysis of the attorney’s bills, he was required to state why he determined discrete tasks, categories of tasks, or components of attorney time to be noncompensable. Reduction of fees “must be explained clearly . . . and reasonably based on the documents and facts of the particular case.” Gruber v. Sec’y of Health & Human Servs., 91 Fed. Cl. 773, 793 (2010). The Special Master relied on Saxton v. Secretary of Health and Human Services, citing the Federal Circuit’s statement that “[i]t was well within the special master’s discretion to reduce the hours to a number that, in his experience and judgment, was reasonable for the work done.” 3 F.3d 1517, 1521 (Fed. Cir. 1993). However, as the Federal Circuit recognized in Saxton, the special master there “pointed to specific examples of overbilling,” and compared counsel’s fees with those of the five other law firms that handled multiple vaccine cases. Id. at 1518-19. Here, the Special Master did not explain how he quantified the percentage reduction he applied to counsel’s hours—a significant reduction of one-third. Decisions employing percentage reductions “are subject to heightened scrutiny.” Int’l Rectifier Corp. v. Samsung Elecs. Co., 424 F.3d 1235, 1239 (Fed. Cir. 2005) (quoting Gates v. Deukmejian, 987 F.2d 1392, 1400 (9th Cir. 1993)). The Special Master must provide a “concise but clear” explanation for reducing a fee award so that an appellate tribunal is able to assess whether there has been an abuse of discretion. See Int’l Rectifier, 424 F.3d at 1239. For example, in Presault v. United States, the Court declined to award fees for a discrete task—work 7 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 8 of 12 on a recusal motion, which the Court found to be based on “numerous blatant factual errors” that “impugn[ed] the integrity of the court, distort[ed] the record, and misrepresent[ed] the proceedings that have occurred.” 52 Fed. Cl. 667, 678-80 (2002). Because the attorney invoices did not provide sufficient detail to identify every time entry that reflected work on this task, the Presault Court found that a percentage reduction was necessary. Id. at 681. The Presault Court also found instances of excessive billing due to seven changes in counsel of record which resulted in duplicative efforts, and quarter-hour billing practices which allowed overbilling because of a lack of precision. Id. at 680. Based on these specific identified problems in the fee request, the Presault Court reduced the plaintiffs’ fee request by 20%. Similarly, in Town of Grantwood Village v. United States, the Court found that a supplemental fee request, where over half of the hours related to drafting an attorneys’ fee petition, sought “an unreasonable amount, especially considering that plaintiff had already requested reimbursement for part of its attorneys’ fees in its original request.” 55 Fed. Cl. 481, 488-89 (2003). And in Cloverport Sand & Gravel Company v. United States, the Court reduced the fee by 10% because 14 attorneys billed time on a relatively uncomplicated inverse condemnation action, indicating a duplication of effort. 10 Cl. Ct. 121, 121, 125 (1986). The Reduction of Fees Based Upon an Unsupported Median Fee Award Comparison In contrast to these cases where the trial tribunal examined specific aspects of the particular fee request under review, the Special Master here derived median fee awards from other vaccine cases based upon procedural complexity and compared the medians to Petitioner’s fee request. The Special Master articulated the following rationale for focusing on procedural complexity: Generally, the procedural complexity of a case corresponds to the amount of attorneys’ fees. See Rodriguez v. Sec’y of Health & Human Servs., 632 F.3d 1381, 1385 (Fed. Cir. 2011) (case difficulty is reflected by the reasonable number of attorney hours expended). SM Op. 3 (emphasis added). “Case difficulty” does not, however, necessarily equate to “procedural complexity.” In Rodriguez, the Federal Circuit found that the Laffey and Adjusted Laffey matrices7 should not be used to calculate fees for Vaccine Act cases, because these matrices apply to “complex federal litigation,” which differ from streamlined Vaccine Act cases. 632 F.3d at 1384-85. However, the Rodriguez Court neither recognized “procedural complexity” as a paramount consideration for assessing the amount of attorneys’ fees, nor 7 The Department of Justice maintains “a schedule of rates . . . to compensate attorneys prevailing in ‘complex federal litigation,’” commonly referred to as the Laffey Matrix. Rodriguez, 632 F.3d at 1383. The Laffey Matrix originated in Laffey v. Northwest Airlines, where the District Court of the District of Columbia considered a matrix listing the hourly rates for lawyers of differing experience levels. 572 F. Supp. 354, 371 (D.D.C. 1983) aff’d in part, rev’d in part on other grounds, 746 F.2d 4 (D.C. Cir. 1984), cert. denied, 472 U.S. 1021 (1985). “The adjusted Laffey matrix . . . grows at the rate of inflation in the legal services component of the national CPI.” Thomas v. District of Columbia, 908 F. Supp. 2d 233, 248 (D.D.C. 2012). 8 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 9 of 12 sanctioned categorization of cases for purposes of fee awards based on the level of procedural complexity. In his median fee construct, the Special Master divided vaccine cases into two groups of procedural complexity—group one, cases without an expert or hearing, and group two, cases where an expert report was filed but there was no hearing. The Special Master provided scant information supporting the median comparator fees. As to group one, the Special Master derived the median fee award from “more than 70 cases,” but failed to identify those cases, or provide information as to their substance or medical complexity. SM Op. 3 n.2. The Special Master provided no information as to how the median fee award for group two was calculated, not even the sample size, and offered no observation as to the substance or medical complexity of those cases.8 In concluding that this case lacked “procedural complexity,” the Special Master cited the absence of status conferences, pretrial briefs, and a Rule 4 report, as well as the resolution of the case within nine months. However, the fact that Petitioner’s initial filing spurred Respondent to immediately engage in settlement discussions, fostering a resolution of the case in nine months without the need for status conferences and filings, could be seen as a positive attribute of Petitioner’s counsel’s lawyering, rather than as a basis to cut fees. Additionally, in response to Petitioner’s arguments, the Special Master appeared to recognize that this case was medically complex, stating: Some evidence supports Ms. Guerrero’s position, particularly regarding CMV [cytomegalovirus]. She tested positive for antibodies associated with a CMV infection, and her doctors considered reactivation of the CMV infection as a potential cause for her neurologic problems. The CMV infection demonstrates that, sometimes, a procedurally simple case hides within it a medically challenging case. Thus, it was reasonable for Ms. Roquemore to spend some additional time, including time with Dr. Steinman preparing a report. Id. at 11 (internal citations omitted). However, the Special Master did not account for medical complexity in determining the fee award. Instead the Special Master stated: “Ms. Guerrero cannot assume that the procedurally simple cases to which her case is being compared were also medically simple. The median values presented in this decision come from dozens of cases reflecting a range of medical complexity.” Id. The Special Master cited no cases in which a court or special master had used a similar median-fee-award construct to assess the reasonableness of hours expended. Instead, the Special Master cited Broekelschen v. Secretary of Health and Human Services, 102 Fed. Cl. 719 (2011), for the proposition that “the median values of attorneys’ fees awards in cases comparable to Ms. Guerrero’s case are an appropriate point for analysis.” SM Op. 8. In Broekelschen, the Court of 8 Further, the Special Master assigned this case to group one—cases without an expert report or hearing—even though Petitioner did file an expert report. 9 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 10 of 12 Federal Claims affirmed this Special Master’s comparison of a petitioner’s fee award with fee awards in similar cases. 102 Fed. Cl. at 732-33. However, there, this Special Master first separately considered the hours expended before the special master, the Court of Federal Claims on the motion for review, a panel of the Federal Circuit, a request for rehearing en banc, and before the special master on the fee dispute. Broekelschen v. Sec’y of Health & Human Servs., No. 07-137V, 2011 U.S. Claims LEXIS 1154, at *16 (Fed. Cl. Spec. Mstr. June 3, 2011). In each time period, the Special Master considered the specific activities counsel and a paralegal performed, including details such as the number of pages in the filings. Id. at *17-32. Based on those activities, the Special Master articulated whether the fee requests in each time period were reasonable, and if not, why he was reducing the fees. Only after this analysis did the Special Master turn to his comparison to “see whether any award of attorneys’ fees in Dr. Broekelschen’s case was within the ballpark.” Id. at *33. Citing five cases identified by the Secretary as “roughly comparable” because they too involved an appeal to the Federal Circuit on entitlement, the Special Master found that his reduced award exceeded the highest amount awarded in those cases. Id. The comparative analysis approved in Broekelschen is a different species than the Special Master’s median-fee-award comparison here. In sum, the Special Master’s median fee comparison with Petitioner’s counsel’s requested fee, as it was described in the Opinion, does not provide a basis for this Court to assess whether the Special Master’s reduction of fees was rational or an abuse of discretion. As such, the Court remands this matter to the Special Master. Fees for this Motion Petitioner seeks $16,211.20 in attorneys’ fees and costs incurred in the preparation of her Motion for Review. The requested amount represents 43.2 hours of attorney work at a rate of $365 per hour, 3.4 hours of paralegal work at a rate of $125 per hour, and $18.20 in costs. Respondent argues that this Court should decline to award any fees, contending that this appeal is frivolous, and that Petitioner spent over $16,000 on an appeal that would only recover $12,500.9 Respondent does not offer an alternative argument disputing any components of the fees sought. The Vaccine Act empowers this Court to award compensation in an amount to cover reasonable attorneys’ fees and other costs incurred in a Vaccine Act case. 42 U.S.C. § 300aa- 15(e)(1); see also Vaccine Rule 43(b) (“Following review by an assigned judge of a special master’s decision on attorney’s fees and costs under Vaccine Rule 13, a request for any additional fees and costs relating to such review may be decided either by the assigned judge or by the special master on remand.”). In light of this Court’s adjudication of Petitioner’s Motion for Review and familiarity with the arguments of counsel, it is appropriate for this Court to address Petitioner’s requested attorneys’ fees and costs incurred in this proceeding. See Hocraffer v. Sec’y of Health & Human Servs., No. 99-533V, 2011 U.S. Claims LEXIS 2361 (Fed. Cl. Nov. 22, 2011) (awarding requested fees for preparation of a motion for review). 9 Respondent also states that “petitioner indicates that she intends to ask this Court to award her an additional $16,211.20 in attorneys’ fees and costs.” Resp. 13. However, Petitioner in fact requested the additional fees in her Motion for Review. Mot. for Review 21 (“Petitioner hereby seeks an additional amount of . . . $16,211.20 for work spent on preparing this Motion for Review.” (emphasis in original)). 10 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 11 of 12 In determining whether Petitioner’s counsel’s requested fee award is reasonable, this Court uses the lodestar method, multiplying the number of hours reasonably expended times a reasonable hourly rate, and then assessing whether an upward or downward adjustment is warranted based on other specific findings. Avera, 515 F.3d at 1348. The time sheets submitted by Petitioner with this Motion reflect attorney time of 43.2 hours spent reviewing and analyzing the Special Master’s decision, researching cases on fee awards, consulting with peers regarding fee awards, and drafting a 22-page Motion for Review setting forth several bases for reversal of the Special Master’s decision. Petitioner’s paralegal spent 3.4 hours assisting in the preparation and filing of this Motion. Upon consideration of the Special Master’s Opinion, the research required for the Motion and arguments articulated, the Court finds that the number of hours Petitioner’s attorney and paralegal expended on the Motion for Review were reasonable. Cf. Rodriguez v. Sec’y of Health & Human Servs., No. 06-559V, 2013 U.S. Claims LEXIS 214, at *50 (Fed. Cl. Spec. Mstr. Mar. 1, 2013) (awarding compensation for 50 hours for time spent researching, writing, and editing a motion for review of a fee application). As to Petitioner’s counsel’s hourly rate of $365, the Court considers the rates in Washington D.C. for practitioners within the Vaccine Program. See Avera, 515 F.3d at 1348. In 2009, in Masias v. Secretary of Health and Human Services, the special master considered hourly rates of several attorneys in the Vaccine Program, and found that a “reasonable range for attorneys with ten or more years of experience providing services in the Vaccine Program in Washington, D.C. is $250 to $375 per hour.” No. 99-697V, 2009 U.S. Claims LEXIS 281, at *70 (Fed. Cl. Spec. Mstr. June 12, 2009). In 2014, in Tieu Binh Le v. Secretary of Health and Human Services, the special master adjusted the range approved in Masias for inflation, to find that a reasonable range for experienced attorneys in the Vaccine Program was $275 to $413 per hour. No. 07-895V, 2014 U.S. Claims LEXIS 839, at *13 (Fed. Cl. Spec. Mstr. July 31, 2014) (citing Barrett v. Sec’y of Health & Human Servs., No. 09-389V, 2014 U.S. Claims LEXIS 465, at *12 (Fed. Cl. Spec. Mstr. May 14, 2014)). Petitioner’s counsel is clearly experienced in Vaccine Act cases. Petitioner’s counsel was compensated at a rate of $355 per hour in Broekelschen v. Secretary of Health and Human Services, No. 07-137V, 2012 U.S. Claims LEXIS 354, at *26 (Fed. Cl. Spec. Mstr. February 21, 2012). In an earlier decision in Broekelschen, this Special Master found that a rate of $340 was appropriate for Petitioner’s counsel because she “is among the best attorneys representing petitioners in this Program.” No. 07-137V, 2008 U.S. Claims LEXIS 399, at *11 (Fed. Cl. Spec. Mstr. Dec. 17, 2008); see also Mueller v. Sec’y of Health & Human Servs., No. 06-775V, 2010 U.S. Claims LEXIS 403, at *5 (Fed. Cl. Spec. Mstr. May 27, 2010) (awarding Petitioner’s counsel $345 per hour and stating “[b]ased upon the undersigned’s experience with Ms. Roquemore in several litigated cases and in a very complex mediation, the undersigned agrees completely with my colleague’s comments” in Broekelschen that Petitioner’s counsel is among the best attorneys representing petitioners in the Vaccine Program). Further, Petitioner’s requested rate is within the range of reasonable rates for experienced attorneys in the Vaccine Program. Petitioner requests $365 per hour here, a $10 per hour increase from what she requested from the Special Master in this case for work performed in 2012 and 2013. This increase is a reasonable amount to account for inflation. See, e.g., Hall v. Sec’y of Health & Human Servs., 11 Case 1:12-vv-00689-MCW Document 57 Filed 03/19/15 Page 12 of 12 93 Fed. Cl. 239, 243-44 (Fed. Cl. 2010) (affirming a special master’s decision that increased rates by $10 a year between 2006 and 2008 to account for inflation). Petitioner’s paralegal rate of $125 per hour was approved in Broekelschen, 2008 U.S. Claims LEXIS 399, at *11-12. The Court finds that Petitioner’s requested rates are reasonable, as well as her minimal copying costs. In this Court’s view, there are no particular circumstances that warrant an upward or downward adjustment of the reasonable fees and costs. Conclusion The Court vacates the Special Master’s award of attorneys’ fees and remands this matter to the Special Master for a redetermination of the fee award consistent with this Opinion and a clear and concise explanation of the fee award. See Int’l Rectifier, 424 F.3d at 1239. Petitioner is awarded interim fees in the amount of $16,211.20 for her attorney and paralegal fees and costs related to this Motion for Review. s/Mary Ellen Coster Williams MARY ELLEN COSTER WILLIAMS JUDGE 12 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_12-vv-00689-3 Date issued/filed: 2015-12-04 Pages: 11 Docket text: JUDGE VACCINE REPORTED OPINION re: 65 Order on Motion for Review, Judge Vaccine Reported Opinion Signed by Judge Mary Ellen Coster Williams. (TF3) Copy to parties. -------------------------------------------------------------------------------- Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 1 of 11 In the United States Court of Federal Claims No. 12-689V (Filed Under Seal: November 16, 2015) 1 (Filed for Publication: December 4, 2015) * * * * * * * * * * * * * * * * * * * * * * * * * * * AMANDA GUERRERO, * * National Childhood Vaccine Injury Act; Petitioner, * 42 U.S.C. § 300aa-15(e); Attorney’s Fees * and Costs; Award of Fees and Costs v. * Associated with Motion for Review. * SECRETARY OF HEALTH AND * HUMAN SERVICES, * * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * * * Lisa A. Roquemore, Law Office of Lisa A. Roquemore, 30021 Tomas Street, Suite 300, Rancho Santa Margarita, CA, 92688, for Petitioner. Benjamin C. Mizer, Rupa Bhattacharyya, Vincent J. Matanoski, Voris E. Johnson, Jr., Lara A. Englund, United States Department of Justice, Civil Division, Torts Branch, P.O. Box 146, Benjamin Franklin Station, Washington, D.C., 20044, for Respondent. ____________________________________________________ OPINION ____________________________________________________ WILLIAMS, Judge. This vaccine injury case comes before the Court on Petitioner’s Motion for Review of the Special Master’s decision, Guerrero v. Sec’y of Health & Human Servs., No. 12-689V, 2015 U.S. Claims LEXIS 757 (Fed. Cl. Spec. Mstr. May 22, 2015) (“Second SM Op.”), awarding Petitioner reduced attorney’s fees of $50,073.71, instead of her claimed $61,357.71. Following Petitioner’s first Motion for Review, the Court remanded the matter to the Special Master for further explanation of his fee award. Guerrero v. Sec’y of Health & Human Servs., 120 Fed. Cl. 474 (2015). The Special Master’s decision is affirmed in part and reversed in part, and Petitioner 1 Pursuant to Vaccine Rule 18 of the Rules of the United States Court of Federal Claims, the Court issued its opinion under seal to provide the parties an opportunity to submit redactions. Neither party filed proposed redactions. Accordingly, the Court publishes this opinion. Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 2 of 11 is awarded $55,957.71. In addition, the Court awards Petitioner $22,593.35 in attorney’s fees and costs related to this Motion for Review. Background On October 11, 2012, Amanda Guerrero filed a petition under the National Childhood Vaccine Injury Act, 42 U.S.C. § 300aa-10 to 34 (2012) (“Vaccine Act”), along with 534 pages of medical records and an expert report, alleging that she developed Guillain-Barré syndrome (“GBS”) after receiving an influenza vaccine on September 22, 2011. Guerrero, 120 Fed. Cl. at 477. Petitioner’s attorney began work on the case on February 21, 2012, almost seven months before filing the petition. Id. Petitioner represents that “‘[a]n expert report was filed in support of the petition due to various complications in the case, without which ‘reasonable basis’ [a prerequisite for award of attorney’s fees under 42 U.S.C. § 300aa-15(e) if the petitioner is not awarded compensation] may have been questioned.’”2 Id. (alteration in original). These “complications” included two other possible causes for Petitioner’s GBS – infections with the cytomegalovirus and the Epstein-Barr virus. Id. Over a year after Petitioner’s counsel began work on the case, and roughly six months after the petition was filed, the parties engaged in settlement discussions, and “conditionally resolved” the case on April 3, 2013. Id. The case was resolved without any status conferences, and Respondent did not file a Vaccine Rule 4 report. Id. Petitioner was awarded a lump sum compensation payment of $165,000. Petitioner filed her application for fees and costs on November 26, 2013, seeking $38,114 in attorney and paralegal fees, $17,000 in expert costs, and $752.31 in costs. Respondent objected, arguing that the fees and costs were excessive. The Special Master found that the amount of fees Petitioner sought was unreasonable, based on a comparison of Petitioner’s claimed fees with his compilation of median fees and costs in Vaccine Act cases of similar procedural complexity. Guerrero v. Sec’y of Health & Human Servs., No. 12-689V, 2014 U.S. Claims LEXIS 1142, at *11 (Fed. Cl. Spec. Mstr. Sept. 23, 2014) (“First SM Op.”). The Special Master did not cite any precedent for this construct and did not identify the cases from which he had derived some of the medians. Guerrero, 120 Fed. Cl. at 478. Comparing Petitioner’s case to two of the categories of cases he had identified, the Special Master found that the procedural complexity of Petitioner’s case did not warrant the hours Petitioner’s counsel and paralegal spent. First SM Op. *21. In all, the Special Master awarded fees for 59.83 attorney hours at a rate of $355 per hour, and 34.37 paralegal hours at a rate of $125 per hour, along with reduced expert costs, expenses for the fee application, and other miscellaneous costs, for a total award of $48,779.61. Petitioner sought review of the Special Master’s reduced fee award in this Court on October 7, 2014, arguing that the Special Master applied a legally erroneous median test, and 2 The Vaccine Act provides for the recovery of attorney’s fees when the petition was brought in good faith and there was a reasonable basis for the claim. Cloer v. Sec’y of Health & Human Servs., 675 F.3d 1358, 1359 (Fed. Cir. 2012). 2 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 3 of 11 that his decision lacked sufficient specificity. Petitioner also sought additional attorney’s fees and costs totaling $16,221.20, reflecting the time spent in preparing her Motion for Review. On review, this Court found: The Special Master failed to adequately explain why he reduced Petitioner’s requested attorney hours by one-third. The Special Master found that Petitioner’s counsel “spent an unreasonable amount of time on a multitude of tasks to the effect that small incremental charges contributed to a submission in which Ms. Guerrero’s fee request exceeds median fee awards by a large margin.” The Special Master did not identify any of the referenced “multitude of tasks” or “small incremental charges,” cite any instance of overbilling, or identify a time period when billing levels were inappropriate in light of the tasks done. Guerrero, 120 Fed. Cl. at 480-81 (internal citations omitted). Further, the Special Master’s opinion reflected a concern with excessive billing, finding that “[s]omething for which Ms. Roquemore is charging 0.3 hours can be reasonably accomplished in 0.1 hours. Something for which she is charging 1.0 hours can be reasonabl[y] accomplished in 0.3 hours. Something for which Ms. Roquemore spent 0.5 hours may have been redundant and, therefore unnecessary.” First SM Op. *20-21. However, “[t]he Special Master did not identify any task he characterized as ‘something’ that was an excessive or redundant charge even by way of example.” Guerrero, 120 Fed. Cl. at 481. This Court recognized that while the Special Master was not required to provide a “line-by-line analysis of the attorney’s bills, he was required to state why he determined discrete tasks, categories of tasks, or components of attorney time to be noncompensable.” Id. (citing Gruber v. Sec’y of Health & Human Servs., 91 Fed. Cl. 773, 793 (2010) (reduction of fees “must be explained clearly . . . and reasonably based on the documents and facts of the particular case.”)) (alteration in original). Finding that the Special Master’s median fee comparison approach did not “provide a basis for this Court to assess whether the Special Master’s reduction of fees was rational or an abuse of discretion,” this Court remanded the matter to the Special Master for a “clear and concise explanation of the fee award.” Id. at 483, 485. In addition, this Court awarded Petitioner the requested $16,221.20 in fees and costs related to the Motion for Review. On remand, the Special Master engaged in a detailed analysis of Petitioner’s attorney’s fees and costs request. The Special Master acknowledged that a line-by-line analysis was not required, but nonetheless chose “to adopt this method to communicate the reasons for each reduction.” Second SM Op. *5. The Special Master stated: The principle that attorneys must exercise judgment in submitting a request for attorneys’ fees has two ramifications that are especially important in evaluating the fee application here. First, activities that a paralegal can perform should be billed at a paralegal rate, regardless of whether an attorney or paralegal actually performed the work . . . . Second, activities that are “purely clerical or secretarial tasks should not be billed at a paralegal rate, regardless of who performs them.” Attorneys may not separately charge for clerical or secretarial work because those charges are overhead for which the hourly rate accounts. 3 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 4 of 11 Id. at *4-5 (internal citations omitted). The Special Master then divided the case into five discrete time periods, and engaged in a line-by-line analysis of questionable billing entries in each period.3 Id. at *5. In his decision, the Special Master identified what he viewed as unreasonable billing by Petitioner’s attorney, such as billing time for creation and review of documents which were simply modified from use in earlier cases, charging at least 0.1 hour for every task, even if de minimis, charging at an attorney rate for work which could have been performed by a paralegal, duplication of work between the attorney and paralegal, and charging at a paralegal rate for clerical work. Id. at *37-38. The largest single deductions in attorney and paralegal hours involved what the Special Master characterized as unnecessary duplication of work for counsel and her paralegal’s review and summarization of Petitioner’s medical records. Id. at *10-11, 14. The Special Master awarded Petitioner a total of $50,073.71, representing a reduction of $11,284 from Petitioner’s request for $61,357.71. Petitioner now seeks review of the Special Master’s second fee decision, arguing that the Special Master abused his discretion in reducing fees and reassigning certain fees among attorney, paralegal, and clerical rates. Petitioner also seeks attorney’s fees and costs for this second Motion for Review. Discussion Jurisdiction and Standard of Review This Court exercises jurisdiction pursuant to Section 300aa-12(a) of the Vaccine Act. In reviewing a decision rendered by a special master, this Court may: (1) uphold the findings of fact and conclusions of law by sustaining the special master’s decision; (2) set aside any findings of fact or conclusions of law “found to be arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law” and issue its own findings of fact or conclusions of law; or (3) “remand the petition to the special master for further action in accordance with the court’s direction.” 42 U.S.C. § 300aa-12(e)(2)(A)-(C) (2012); see Saunders v. Sec’y of Dep’t of Health & Human Servs., 25 F.3d 1031, 1033 (Fed. Cir. 1994) (quoting Munn v. Sec’y of Dep’t of Health & Human Servs., 970 F.2d 863, 870 n.10 (Fed. Cir. 1992)). While legal conclusions of the special master are reviewed de novo, findings of fact are reviewed under the deferential “arbitrary and capricious” standard of review. In Vaccine Act cases before this Court contesting a special master’s determination of reasonable attorney’s fees, the applicable standard of review is abuse of discretion. Hall v. Sec’y of Health & Human Servs., 640 F.3d 1351, 1356 (Fed. Cir. 2011) (citing Saxton ex rel. Saxton v. Sec’y of Health & 3 The Special Master divided the case into the following five phases: (1) From Initial Client Communication to Filing the Petition; (2) From Filing of Petition to Issuance of 15-Week Order; (3) From Issuance of 15-Week Order to Entry of Judgment; (4) Preparing Initial Attorneys’ Fees Submission; and (5) Fees for Fees. Although the Special Master made deductions of unreasonable billing entries in each of Phases One through Four, he did not find any of the billing entries for Phase Five to be unreasonable, and awarded the entire requested amount. 4 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 5 of 11 Human Servs., 3 F.3d 1517, 1520 (Fed. Cir. 1993). “If the special master has considered the relevant evidence of record, drawn plausible inferences and articulated a rational basis for the decision, reversible error will be extremely difficult to demonstrate.” Hines ex rel. Sevier v. Sec’y of Dep’t of Health & Human Servs., 940 F.2d 1518, 1528 (Fed. Cir. 1991). Standard for Awarding Attorney’s Fees Special masters are statutorily authorized to determine and award “reasonable attorneys’ fees” under the Vaccine Act. 42 U.S.C. § 300aa-15(e)(1) (2012). To calculate such fees, the Federal Circuit has endorsed the lodestar method. Avera v. Sec’y of Health & Human Servs., 515 F.3d 1343, 1349 (Fed. Cir. 2008). Under the lodestar method, a special master first determines an initial estimate of reasonable fees by multiplying the number of hours reasonably expended by a reasonable hourly rate. Id. at 1347-48. After making the initial estimate, the special master “may then make an upward or downward departure to the fee award based on other specific findings.” Id. at 1348. The Motion for Review The United States Court of Appeals for the Federal Circuit found, in Saxton, that the Special Master has discretion in awarding fees and costs in Vaccine Act cases, explaining: [The Special Master] “has discretion in determining the amount of a fee award. This is appropriate in view of the [Special Master’s] superior understanding of the litigation and the desirability of avoiding frequent appellate review of what essentially are factual matters.” 3 F.3d at 1521 (quoting Hensley v. Eckerhart, 461 U.S. 424, 437 (1983)). Additionally, “[t]he special master is within his discretion in reducing hours that are duplicative, padded, spent on unrelated matters, or not reasonably expended.” Hines ex rel. Sevier v. Sec’y of Dep’t of Health & Human Servs., 22 Cl. Ct. 750, 754 (1991). This discretion, however, is not unfettered. In order to permit the court to perform its review function and determine whether any abuse of discretion occurred, the special master must provide a description of the reasoning used to reach his conclusions. Wasson v. Sec’y of the Dep’t of Health & Human Servs., 24 Cl. Ct. 482, 486 (1991), aff’d 988 F.2d 131 (Fed. Cir. 1993). “It is essential that the [special master] provide a reasonably specific explanation for all aspects of a fee determination . . . .” Perdue v. Kenny A., 559 U.S. 542, 558 (2010). In its first review of the Special Master’s award of fees and costs, this Court found that the Special Master had “fail[ed] to provide adequate specificity to allow meaningful review,” and remanded the matter to obtain a clearer explanation of why reductions in the fee award had been made. Guerrero, 120 Fed. Cl. at 480. In seeking to comply with the decision of this Court, the Special Master engaged in a line-by-line analysis of the billing entries of Petitioner’s attorney and paralegal and set forth his reasons for each individual time segment deducted from the award – including multiple deductions of 0.1 hour per task. Such an analysis goes beyond what is required of the Special Master, and this Court’s earlier decision should not be interpreted to require such detail. Instead, the Special Master must explain why he determined certain types of work or billing practices to be excessive or identified categories of work to be unnecessary and provide the reason for his deduction based on the work performed. See Hocraffer v. Sec’y of 5 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 6 of 11 Health & Human Servs., No. 99-533V, 2011 U.S. Claims LEXIS 2361, at *40 (Fed. Cl. Nov. 22, 2011) (“the special master properly used a global—rather than line-by-line—approach to determine the reasonable number of hours expended in this case.”); Wasson, 24 Cl. Ct. at 483-84 (affirming the Special Master’s approach not to “base her decision on a line-by-line evaluation of the petition.”). Special masters “need not, and indeed should not, become green-eyeshade accountants” when awarding attorney’s fees and costs; rather, the “essential goal in shifting fees (to either party) is to do rough justice, not to achieve auditing perfection.” Fox v. Vice, 131 S. Ct. 2205, 2216 (2011). Here, Petitioner contends that the Special Master committed legal error and abused his discretion by reducing the number of hours, recategorizing certain attorney billing entries as paralegal tasks and some paralegal billing entries as clerical tasks, consolidating de minimis billing entries, and failing to address other fee award decisions that support Petitioner’s fee request. The Court recognizes the discretion granted to special masters in making fee award decisions. Saxton, 3 F.3d at 1521. Given the Special Master’s “superior understanding of the litigation” and the deference owed to the Special Master’s exercise of discretion to reduce hours which he deems duplicative, excessive, or unreasonable, the Court affirms the Special Master’s reductions in the following categories: (1) excessive work; (2) unnecessary work; (3) email related deductions; (4) conversions of attorney time to paralegal time; (5) duplicative work (other than medical record review and summarization); (6) retention and disbursement agreement related deductions; and (7) clerical or administrative work. The Court reverses the Special Master’s reduction of fees related to the review and summarization of medical records because he found the tasks involved to be duplicative. Specifically, the Special Master erroneously characterized three different tasks – attorney review of medical records, paralegal summarization of medical records, and attorney review of the paralegal’s summary – as duplicative work and deducted 8.3 attorney hours and 23.5 paralegal hours. Excessive Work The Special Master deducted 6.1 attorney hours, totaling $2,165.50, and 1.5 paralegal hours, totaling $187.50, from Petitioner’s fee award for billing he deemed excessive. These deductions encompassed preparation of nine Notices of Filing for exhibits, when only one was necessary, review of the electronic notice of filing of the petition and case assignment notice, and drafting, revising, and finalizing a Notice of Intent to Continue, and settlement negotiations. In addition, with respect to settlement negotiations, the Special Master deducted 5.6 hours of attorney time out of a requested 25.6 hours, and 0.8 hour of paralegal time out of a requested 1.6 hours, because he found that Petitioner’s attorney’s practice during this period continued to show signs of excessive, duplicative, and unnecessary billing entries. Second SM Op. *21-25. The Special Master also found that “[i]n [his] experience, attorneys who are knowledgeable about the Vaccine Program have negotiated a settlement in similar cases in approximately 10-15 hours. Attorneys with much less experience than [Petitioner’s attorney] negotiated a resolution in 22 hours.” Id. at *24-25.4 4 Petitioner argues that two recent cases bolster her request for attorney’s fees because the Special Master in each awarded a higher number of hours. Second Mot. for Review 20-21 6 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 7 of 11 Petitioner has not established that the above deductions were arbitrary, capricious, or an abuse of discretion. The deductions related to the Notices are matters within the Special Master’s particular expertise and experience, and this Court will not second guess those determinations. Similarly, although settlement negotiations can vary based upon factual and legal issues and personal dynamics, the Court deems the Special Master’s fee reduction for settlement negotiations to be reasonable because the Special Master pointed to “signs of excessive duplicative and unnecessary billing entries” that the Special Master was in a superior position to detect. Unnecessary Work The Special Master deducted 1.4 attorney hours, totaling $497, and 1.3 paralegal hours, totaling $162.50, from Petitioner’s fee award for billing entries that reflected unnecessary work. These deductions covered paralegal time for the creation of “fee summary monthly narratives,” drafting a motion for electronic filing, attorney time spent “reviewing the new guidelines for any effect on this case,” receiving and drafting an email regarding the routine 240-Day Notice, and prematurely drafting and revising a Joint Notice to Waive Review of Decision regarding Fees that was never filed and that was similar to notices filed by Petitioner’s attorney in prior cases. See Second SM Op. *12, 16-20, 27-28, 34-35. The Court affirms these deductions as the Special Master is in a superior position to understand the nature and necessity of the work performed and the propriety for charging for such work. Email Related Deductions The Special Master deducted 0.4 attorney hour, totaling $142, from Petitioner’s fee award for billing entries which reflected excessive billing practices regarding email communications. The Special Master determined that it was inappropriate for counsel to charge separately for receiving and responding to emails. In addition, the Special Master denied fees charged for receiving an email from Respondent’s attorney authorizing filing of the Joint Notice Not to Seek Review and instructing the paralegal to file the Notice. See id. at * 6, 12-13, 14, 30- 31. The Court affirms these deductions as the Special Master is in a superior position to understand the nature of the work performed and the propriety of the charges. (citing Tieu Binh Le v. Sec’y of Health & Human Servs., No. 07-895V, 2014 U.S. Claims LEXIS 839, at *26 (Fed. Cl. Spec. Mstr. July 31, 2014) (awarding $49.527.02, for 152.42 attorney hours at $295 per hour, and 29.88 paralegal hours at $95 per hour)); Yang v. Sec’y of Health & Human Servs., No. 10-33V, 2013 U.S. Claims LEXIS 1293, at *36 (Fed. Cl. Spec. Mstr. Aug. 22, 2013) (awarding a total of $67,275.10, including $49,402.25 in attorneys’ and paralegal fees)). As Respondent correctly noted, however, both cases required more time to reach settlement, required more filings to be made with the Special Master, and contained more complex facts than Petitioner’s case. Resp. to Second Mot. for Review 14-15. 7 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 8 of 11 Conversion of Attorney Time to Paralegal Time The Special Master deducted 2.2 attorney hours, totaling $781, and awarded 1.5 paralegal hours, totaling $187.50, from Petitioner’s fee award for billing entries which he found reflected tasks more properly suited to a paralegal hourly rate than that of an attorney. The Special Master recharacterized the hours regarding email and telephonic communications about medical records, the expert’s fees, costs, and invoice, litigation expenses, Petitioner’s social security number, drafting an Election to Accept Judgment, and a Statement of Completion. See id. at *8, 19, 31- 33, 35. Recognizing that the Special Master is in a superior position to evaluate the nature of this work, the Court affirms the Special Master’s recharacterization of tasks as a reasonable exercise of discretion. Duplicative Work The Special Master deducted 1.9 attorney hours, totaling $674.50, and 0.2 paralegal hour, totaling $25, from Petitioner’s fee award for billing entries which he deemed duplicative, because the billing entries either duplicated tasks completed earlier in this litigation or documents prepared for previous litigation. The Special Master awarded 0.4 paralegal hour, totaling $50. These deductions concerned an email regarding a potential expert report which was duplicated in a telephone call billed the same day, drafting a declaration for Petitioner which duplicated much of the petition, reviewing and finalizing the statement of completion, and drafting a routine, two-sentence Joint Notice to Waive Review. See id. at * 8, 16, 20-21, 30. The Court finds these deductions reasonable as the Special Master is in a superior position to understand the nature of the work performed in this case and prior litigation. Retention and Disbursement Agreements The Special Master deducted 1.3 attorney hours, totaling $461, from Petitioner’s fee award for the drafting and preparation of retention agreements with Petitioner and a medical expert, Dr. Steinman, and for drafting and preparation of a disbursement agreement which allowed for disbursement of fee awards to Petitioner’s counsel without requiring Petitioner’s endorsement. The Special Master reasonably found that these expenses are not commonly billed to the client, and awarded 0.4 paralegal hour, totaling $50, for editing and delivery of these documents to Petitioner and the expert. See id. at *9, 12. The Court finds these deductions reasonable as the Special Master is in a superior position to understand the nature of the work performed in this case and prior litigation. Clerical or Administrative Work The Special Master deducted 0.4 attorney hour, totaling $142, and 6.8 paralegal hours, totaling $850, from Petitioner’s fee award for billing entries which he reasonably deemed clerical or administrative in nature. This work encompassed conferring with paralegal on processing agreements, “scanning and Bates-stamping . . . exhibit[s], revising and finalizing the notice of filing, conducting the ECF entry, and updating the medical records binder,” preparing correspondence to Respondent’s attorney regarding signing and filing the Settlement Stipulation, 8 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 9 of 11 inquiring about Respondent’s attorney’s physical address, filing the Joint Notice Not to Seek Review and Election to Accept Judgment, changing an address on a letter to the client, and filing the fee application and related exhibits with the Court. See id. at *10, 18, 29, 31, 30-34, 36. The Court agrees with the Special Master’s assessment of the nature of this work and affirms these deductions. Review and Summarization of Medical Records Petitioner’s counsel billed 19.5 hours of attorney time and 23.5 hours of paralegal time for review and summarization of medical records. The Special Master deducted 8.3 attorney hours and all 23.5 paralegal hours related to this work. Id. at *10-11, 14. When the medical records had initially been collected, counsel spent 9.1 hours over several days reviewing these records, which “comprised between 400 and 530 pages.” Id. at *7. The Special Master noted that “[t]his amount of time seems relatively high” but nonetheless gave “Ms. Roquemore the benefit of the doubt.” Id. A couple of weeks later, the paralegal spent 16 hours preparing a summary of these medical records. Finding this work duplicative of the attorney review of the records, the Special Master deducted all 16 hours of paralegal time. Id. at *10. After another two weeks, counsel “spent a total of 8.3 hours reviewing and revising the medical records summary.” Id. at *10-11. Finding that “excessive” and “one of the more remarkable tasks that Ms. Roquemore claims she performed,” because Petitioner’s attorney had already spent more than nine hours reviewing medical records, and “[h]er paralegal spent the equivalent of two entire workdays, creating a summary of those records,” the Special Master deducted all 8.3 hours of attorney time spent reviewing and revising the paralegal’s summary. Id. at *10-11. The Special Master also deducted 5.5 hours of paralegal time spent revising the medical record summary and highlighting critical entries following the review by counsel, finding this activity redundant and unnecessary. Id. at *11. Finally, the Special Master deducted 2.0 hours of paralegal time spent summarizing additional medical records received later, because he found it duplicative of an earlier 1.2 hours of attorney time spent reviewing these records. Id. at *14. The Special Master awarded 0.9 hour of attorney time for reviewing updated records. Id. at *20. In making his deduction, the Special Master stated: In my experience, attorneys frequently delegate to paralegals the task of summarizing medical records initially. After the paralegal completes a first pass, the attorney should spend some time reviewing the medical records and the summary. However, Ms. Roquemore did not follow this practice. Ms. Roquemore’s review of the medical records occurred first. Once the attorney has reviewed the medical records, a separate summarization from the paralegal (and associated review of the summarization) is redundant. Id. at *11 n.4. This Court finds the Special Master’s approach to counsel and the paralegal’s review and summarization of medical records to be unreasonable. This work is not duplicative, as it comprises three separate and discrete tasks: 1) attorney review of medical records, 2) paralegal 9 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 10 of 11 summarization of such records, and 3) attorney review and revision of the paralegal’s summarization. Because developing an accurate summary of medical records for reference and advocacy was proper preparation for litigation and/or settlement, these three categories of work were necessary. Given the quantity and nature of the medical records, the time billed was not excessive. The Special Master’s suggestion that counsel’s chronological approach deviated from his experience of a common practice does not form a reasonable basis for denying fees. The practice of Petitioner’s counsel here could be deemed equally reasonable to the Special Master’s observed common practice, as counsel could guide the focus of the paralegal’s review into key documents. Understanding some 500 pages of medical records is a critical undertaking for counsel in a vaccine case. The Special Master’s deduction of 8.3 attorney hours and 23.5 paralegal hours of this effort, and award of only 11.2 attorney hours and zero paralegal hours, was arbitrary and capricious. The Court reverses the Special Master on these deductions, and finds that Petitioner is entitled to $5,884 for this work. Fees for this Motion Petitioner seeks $22,593.35 in attorney’s fees and costs incurred in the preparation of her Second Motion for Review. The requested amount represents 58.6 hours5 of attorney work at a rate of $365 per hour, 9.0 hours of paralegal work at a rate of $125 per hour, and $68.40 in costs. Respondent argues that this Court should decline to award any fees for this motion, contending that this Motion for Review is frivolous, that the fee request is excessive, and that, if awarded, Petitioner will have recovered more than twice as much in attorney’s fees for litigating fees than for litigating the underlying injury. Resp. to Second Mot. for Review 15-17. The Vaccine Act empowers this Court to award compensation for reasonable attorney’s fees and other costs incurred in a Vaccine Act case. 42 U.S.C. § 300aa-15(e)(1); see also Vaccine Rule 34(b) (“Following review by an assigned judge of a special master’s decision on attorney’s fees and costs under Vaccine Rule 13, a request for any additional fees and costs relating to such review may be decided either by the assigned judge or by the special master on remand.”). In light of this Court’s adjudication of Petitioner’s first and second Motions for Review and familiarity with the arguments of counsel, it is appropriate for this Court to address Petitioner’s requested attorney’s fees and costs incurred in this proceeding. See Hocraffer, 2011 U.S. Claims LEXIS 2361, at *42 (awarding requested fees for preparation of a motion for review). In determining whether Petitioner’s counsel’s requested fee award is reasonable, this Court uses the lodestar method, multiplying the number of hours reasonably expended by a reasonable hourly rate, and then assessing whether an upward or downward adjustment is warranted based on other specific findings. Avera, 515 F.3d at 1347-48. The time sheets submitted by Petitioner with this Motion reflect: (1) attorney time by Ms. Roquemore of 59.3 hours, spent reviewing and analyzing the Special Master’s decision, researching relevant case 5 Although Petitioner requests attorney’s fees for 58.63 hours of attorney work, the billing invoices submitted to the Court with the Motion for Review reflect 59.3 hours of billed attorney work. This discrepancy is left unexplained by Petitioner, and the Court bases this decision on the amount requested and assumes this amount to be 58.6 hours. 10 Case 1:12-vv-00689-MCW Document 66 Filed 12/04/15 Page 11 of 11 law, consulting with peers, and drafting a 24-page Motion for Review raising three substantive issues; (2) 9.0 hours of paralegal time spent assisting in the preparation and filing of the Motion for Review; and (3) $68.40 in miscellaneous costs. Second Mot. for Review Att. I. Upon consideration of the detailed Special Master’s Opinion, the research required for the Motion, and the arguments articulated by Petitioner, the Court finds that the number of hours Petitioner’s attorney and paralegal expended on this Motion for Review were reasonable, and sufficiently similar to the number of hours awarded in previous cases. Cf. Rodriguez v. Sec’y of Health & Human Servs., No. 06-559V, 2013 U.S. Claims LEXIS 214, at *50 (Fed. Cl. Spec. Mstr. Mar. 1, 2013) (awarding compensation for 50 hours for time spent researching, writing, and editing a motion for review of a fee application); and Doe/11 ex rel. Child Doe/11 v. Sec’y of the Dept. of Health & Human Servs., 89 Fed. Cl. 661, 667 (2009) (awarding 160.2 attorney hours for two motions for review of the decisions of a special master). As to Petitioner’s counsel’s hourly rate, the Court finds, as it did in Petitioner’s first Motion for Review, that $365 is a reasonable hourly rate. Guerrero, 120 Fed. Cl. at 484-85 (“Petitioner’s counsel is clearly experienced in Vaccine Act cases . . . . Petitioner requests $365 per hour here, a $10 per hour increase from what she requested from the Special Master in this case for work performed in 2012 and 2013. This increase is a reasonable amount for inflation.”) (internal citations and quotation marks omitted). The Court also finds Petitioner’s paralegal rate of $125 per hour reasonable. Id. at 485. Petitioner’s costs of $68.40 in preparing this Motion for Review, consisting of copying costs in preparing the Motion for filing, are also reasonable. The Court awards fees and costs of $22,593.35 for the second Motion for Review. In the Court’s view, there are no particular circumstances that warrant an upward or downward adjustment of the reasonable fees and costs. Conclusion The decision of the Special Master is AFFIRMED IN PART and REVERSED IN PART as explained above. The Special Master has provided a thorough analysis of his disallowances of Petitioner’s claimed fees and reasonably deducted billings for excessive, duplicative, and unnecessary work, and tasks billed improperly at attorney rates, or not properly billed to the client. As such, the Court affirms these deductions. However, with respect to counsel’s and her paralegal’s review and summarization of medical records, the Special Master erroneously characterized three discrete tasks, i.e. counsel’s review of medical records, the paralegal’s summarization of those records, and counsel’s revision and review of the paralegal’s summary as a single, duplicative task. This Court finds that conclusion arbitrary and capricious. The Court determines that the time billed for this work was reasonable and necessary and concludes that an additional $5,884 in fees is properly awarded. The Court determines that Petitioner’s counsel is entitled to a fee award of $55,957.71. In addition, this Court awards Petitioner fees and costs totaling $22,593.35 related to this Motion for Review. Judgment shall be entered accordingly. s/ Mary Ellen Coster Williams MARY ELLEN COSTER WILLIAMS Judge 11