VICP Registry Case Source Bundle Canonical URL: https://vicp-registry.org/case/USCOURTS-cofc-1_12-vv-00352 Package ID: USCOURTS-cofc-1_12-vv-00352 Petitioner: Dagim Yilak Filed: 2014-07-01 Decided: 2015-02-26 Vaccine: DTaP-HIB-IPV, hepatitis B, Prevnar pneumococcal 7-valent conjugate and rotavirus Vaccination date: 2009-06-18 Condition: encephalopathy; seizure disorder; infantile spasms with intractable epilepsy; hypertonia; and developmental delays Outcome: compensated Award amount USD: 39469 AI-assisted case summary: On July 1, 2014, Sinidu Robi and Yilak Kebebew, as legal representatives for a minor child, Dagim Yilak, filed a petition for compensation under the National Childhood Vaccine Injury Compensation Program. They alleged that Dagim received the combined diphtheria-tetanus-acellular pertussis/haemophilus influenzae type B/inactivated polio (DTaP-HIB-IPV), hepatitis B, Prevnar pneumococcal 7-valent conjugate, and rotavirus vaccines on June 18, 2009. The petition proposed that these vaccines caused an "on-Table" encephalopathy, or alternatively, caused other injuries including seizures, infantile spasms with intractable epilepsy, hypertonia, and developmental delays. The respondent argued that the petitioners failed to prove an "on-Table" injury due to a lack of contemporaneous medical records supporting onset within the Vaccine Injury Table's timeframe. The respondent also contended that the petitioners failed to establish a medical theory causally connecting the vaccines to the alleged "off-Table" injuries. A factual hearing was held, and findings of fact issued on April 4, 2014, determined that Dagim's excessive eye blinking, identified as an onset symptom, began on August 10, 2009. This date was 53 days after his June 18, 2009 vaccinations and four days before his next set of vaccinations, placing it outside the Table's specified window for an "on-Table" encephalopathy. Subsequently, on June 27, 2014, the petitioners moved to dismiss their petition, stating they would not pursue further proceedings because their expert could not conclude that the vaccinations were a cause-in-fact of Dagim's injuries. Special Master Christian J. Moran issued a decision on July 1, 2014, dismissing the case for insufficient proof of causation, as the medical records did not support an "on-Table" injury and no competent medical opinion was offered to support an "off-Table" causation-in-fact claim. However, in a subsequent decision on February 26, 2015, Special Master Moran awarded the petitioners $39,119.00 in attorneys' fees and costs, and $350.00 for out-of-pocket expenses. This award acknowledged that petitioners' counsel, Simina Vourlis, acted in good faith and had a reasonable basis for proceeding with the claim, even though compensation for the injury itself was denied. Jennifer L. Reynaud represented the respondent. Theory of causation field: Petitioners alleged that Dagim Yilak, a minor, received DTaP-HIB-IPV, hepatitis B, Prevnar, and rotavirus vaccines on June 18, 2009, resulting in an "on-Table" encephalopathy or, alternatively, "off-Table" injuries including seizure disorder, infantile spasms with intractable epilepsy, hypertonia, and developmental delays. The Special Master's findings of fact determined that the onset of symptoms, specifically excessive eye blinking, occurred on August 10, 2009, which was 53 days post-vaccination and outside the Vaccine Injury Table's timeframe for encephalopathy. Petitioners subsequently moved to dismiss their petition, stating their expert could not conclude a causal link between the vaccinations and Dagim's injuries. The Special Master dismissed the petition for insufficient proof of causation, noting the lack of medical records supporting an "on-Table" injury and the absence of a competent physician's opinion to support an "off-Table" causation-in-fact claim. Although compensation for the injury was denied, Special Master Christian J. Moran awarded petitioners' counsel, Simina Vourlis, $39,119.00 in attorneys' fees and costs, and $350.00 for out-of-pocket expenses, finding that counsel acted in good faith with a reasonable basis for proceeding. Jennifer L. Reynaud represented the respondent. The decision was issued on July 1, 2014, with the fees and costs decision on February 26, 2015. Public staged source text: ================================================================================ DOCUMENT 1: USCOURTS-cofc-1_12-vv-00352-0 Date issued/filed: 2014-04-28 Pages: 9 Docket text: PUBLIC ORDER/RULING (Originally filed: 04/04/2014) regarding 64 Findings of Fact & Conclusions of Law. Signed by Special Master Christian J. Moran. (tpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 1 of 9 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS * * * * * * * * * * * * * * * * * * * * * SINIDU ROBI and * YILAK KEBEBEW, legal * No. 12-352V representatives of a minor child, * Special Master Christian J. Moran DAGIM YILAK, * * UNPUBLISHED Petitioners, * * Filed: April 4, 2014 v. * * Contemporaneous records; testimony SECRETARY OF HEALTH * contradicting records; seizure AND HUMAN SERVICES, * disorder; onset. * Respondent. * * * * * * * * * * * * * * * * * * * * * * Simina Vourlis, Law Offices of Simina Vourlis, Columbus, Ohio, for petitioners. Jennifer L. Reynaud, United States Dep’t of Justice, Washington, DC, for respondent. RULING FINDING FACTS1 Sinidu Robi and Yilak Kebebew filed a petition for compensation under the National Childhood Vaccine Injury Compensation Program (the “Vaccine Act” or “Program”), 42 U.S.C. § 300aa-10 et seq. (2006), alleging that their son, Dagim, suffered a Table encephalopathy as a result of the vaccines he received on June 18, 2009. Petition at ¶¶ 3-4, 6-9. Alternatively, petitioners allege that Dagim suffered other vaccine-caused injuries, including seizures, infantile spasms with intractable epilepsy, hypertonia, and developmental delays. Id. at 5. 1 The E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899, 2913 (Dec. 17, 2002), requires that the Court post this ruling on its website. Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special master will appear in the document posted on the website. Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 2 of 9 To support their claim for compensation, Ms. Robi and Mr. Kebebew filed medical records and affidavits. The recitation of events in the affidavits does not match entirely with the events set forth in the medical records. Specifically, the affidavits assert that Dagim experienced some health problems that are not documented in a medical record created when Dagim was supposedly having his first seizures. When special masters are confronted with discrepancies between medical records and affidavits, special masters are encouraged to hold hearings to evaluate the testimony of the affiants. See Campbell v. Sec’y of Health & Human Servs., 69 Fed. Cl. 775, 779-80 (2006). A hearing was held on June 20, 2013, during which Dagim’s mother and father, Ms. Robi and Mr. Kebebew, testified. Dagim’s brother, Kalikeyas Hailemariam, and his aunt, Frehiwot Kebebew, also testified. All four witnesses appeared in person. Ms. Robi, Mr. Kebebew, and Frehiwot Kebebew testified with the assistance of an interpreter. Following the hearing, petitioners filed their proposed findings of fact. Petitioners’ Proposed Findings of Fact (“Pet’rs’ Proposed Findings”). Thereafter, respondent filed her response to petitioners’ proposed findings of fact. Respondent’s Response to Pet’rs’ Proposed Findings of Fact (“Resp’t’s Resp.”). With these submissions, findings of facts are ready to be made. Standard for Finding Facts Petitioners are required to establish their cases by a preponderance of the evidence. 42 U.S.C. § 300aa–13(1)(a). The preponderance of the evidence standard requires a “trier of fact to believe that the existence of a fact is more probable than its nonexistence before [he] may find in favor of the party who has the burden to persuade the judge of the fact’s existence.” Moberly v. Sec’y of Health & Human Servs., 592 F.3d 1315, 1322 n.2 (Fed. Cir. 2010) (citations omitted). The process for finding facts in the Vaccine Program begins with analyzing the medical records, which are required to be filed with the petition. 42 U.S.C. § 300aa–11(c)(2). Medical records that are created contemporaneously with the events they describe are presumed to be accurate. Cucuras v. Sec’y of Health & Human Servs., 993 F.2d 1525, 1528 (Fed. Cir. 1993). Not only are medical records presumed to be accurate, they are also presumed to be complete, in the sense that the medical records present all the 2 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 3 of 9 problems of the patient. Completeness is presumed due to a series of propositions. First, when people are ill, they see a medical professional. Second, when ill people see a doctor, they report all of their problems to the doctor. Third, having heard about the symptoms, the doctor records what he or she was told. Appellate authorities have accepted the reasoning supporting a presumption that medical records created contemporaneously with the events being described are accurate and complete. A notable example is Cucuras in which petitioners asserted that their daughter, Nicole, began having seizures within one day of receiving a vaccination, although medical records created around that time suggested that the seizures began at least one week after the vaccination. Cucuras, 993 F.3d at 1527. A judge reviewing the special master’s decision stated that “[i]n light of [the parents’] concern for Nicole’s treatment . . . it strains reason to conclude that petitioners would fail to accurately report the onset of their daughter’s symptoms. It is equally unlikely that pediatric neurologists, who are trained in taking medical histories concerning the onset of neurologically significant symptoms, would consistently but erroneously report the onset of seizures a week after they in fact occurred.” Cucuras v. Sec’y of Health & Human Servs., 26 Cl. Ct. 537, 543 (1992), aff’d, 993 F.2d 1525 (Fed. Cir. 1993). Decisions by judges of the Court of Federal Claims have followed Cucuras in affirming findings by special masters that the lack of contemporaneously created medical records can contradict a testimonial assertion that symptoms appeared on a certain date. See, e.g., Doe/70 v. Sec’y of Health & Human Servs., 95 Fed. Cl. 598, 608 (Fed. Cl. 2010) (stating, “[g]iven the inconsistencies between petitioner’s testimony and his contemporaneous medical records, the special master’s decision to rely on petitioner’s medical records was rational and consistent with applicable law”), aff’d sub nom. Rickett v. Sec’y of Health & Human Servs., 468 Fed. Appx. 952 (Fed. Cir. 2011) (non-precedential opinion); Doe/17 v. Sec’y of Health & Human Servs., 84 Fed. Cl. 691, 711 (2008); Ryman v. Sec’y of Health & Human Servs., 65 Fed. Cl. 35, 41-42 (2005); Snyder v. Sec’y of Health & Human Servs., 36 Fed. Cl. 461, 465 (1996) (stating, “[t]he special master apparently reasoned that, if Frank suffered such [developmental] losses immediately following the vaccination, it was more likely than not that this traumatic event, or his parents’ mention of it, would have been noted by at least one of the medical record professionals who evaluated Frank during his life to date. Finding Frank’s medical history silent on his loss of developmental milestones, the special master questioned petitioner’s memory of the events, not her sincerity.”), aff’d, 117 F.3d 545, 547-48 (Fed. Cir. 1997). 3 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 4 of 9 The presumption that contemporaneously created medical records are accurate and complete is rebuttable, however. For cases alleging a condition found in the Vaccine Injury Table, special masters may find when a first symptom appeared, despite the lack of a notation in a contemporaneous medical record. 42 U.S.C. § 300aa-13(b)(2). By extension, special masters may engage in similar fact-finding for cases alleging an off-Table injury. In such cases, special masters are expected to consider whether medical records are accurate and complete. To overcome the presumption that written records are accurate, testimony is required to be “consistent, clear, cogent, and compelling.” Blutstein v. Sec’y of Health & Human Servs., No. 90-2808V, 1998 WL 408611, at *5 (Fed. Cl. Spec. Mstr. June 30, 1998). In determining the accuracy and completeness of medical records, special masters will consider various explanations for inconsistencies between contemporaneously created medical records and later given testimony. The Court of Federal Claims listed four such explanations. The Court noted that inconsistencies can be explained by: (1) a person’s failure to recount to the medical professional everything that happened during the relevant time period; (2) the medical professional’s failure to document everything reported to her or him; (3) a person’s faulty recollection of the events when presenting testimony; or (4) a person’s purposeful recounting of symptoms that did not exist. La Londe v. Sec’y Health & Human Servs., 110 Fed. Cl. 184, 203 (Fed. Cl. 2013),aff’d 2014 WL 1258137 (Fed. Cir. Mar. 28, 2014). In weighing divergent pieces of evidence, special masters usually find contemporaneously written medical records to be more significant than oral testimony. Cucuras, 993 F.2d at 1528. Testimony offered after the events in question is less reliable than contemporaneous reports when the motivation for accurate explication of symptoms is more immediate. Reusser v. Sec’y of Health & Human Servs., 28 Fed. Cl. 516, 523 (1993). However, compelling oral testimony may be more persuasive than written records. Campbell, 69 Fed. Cl. at 779 (“[L]ike any norm based upon common sense and experience, this rule should not be treated as an absolute and must yield where the factual predicates for its application are weak or lacking.”); Camery v. Sec’y of Health & Human Servs., 42 Fed. Cl. 381, 391 (1998) (this rule “should not be applied inflexibly, because medical records may be incomplete or inaccurate”); Murphy v. Sec’y of Health & Human Servs., 23 Cl. Ct. 726, 733 (1991), aff’d, 968 F.2d 1226 (Fed. Cir. 1992) (“[T]he absence of a reference to a condition or circumstance is much less significant than a reference which negates the existence of the condition or circumstance.”) (citation omitted). 4 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 5 of 9 The relative strength or weakness of the testimony of a fact witness affects whether this testimony is more probative than medical records. An assessment of a fact witness’s credibility may involve consideration of the person’s demeanor while testifying. Andreu v. Sec’y of Health & Human Servs., 569 F.3d 1367, 1379 (Fed. Cir. 2009); Bradley v. Sec’y of Health & Human Servs., 991 F.2d 1570, 1575 (Fed. Cir. 1993). Summary of Parties’ Positions The parties dispute when Dagim’s seizures began. Ms. Robi and Mr. Kebebew argue that Dagim’s seizures began on the evening of June 18, 2009, less than 24 hours after Dagim received his two-month vaccinations. Pet’rs’ Proposed Findings at 2-3. The Secretary disagrees, however, noting that petitioners’ proposed factual finding concerning onset is not supported by Dagim’s contemporaneous medical records. Ms. Robi and Mr. Kebebew offer their own testimony and the testimony of their close relatives to describe the changes in Dagim’s health soon after the vaccinations he received during his two-month well-child visit on June 18, 2009.2 The details regarding petitioners’ testimonial assertions are found in the section immediately below. The subsequent section lists the Secretary’s challenges to petitioners’ assertions. The Secretary focuses on the records created between Dagim’s two-month vaccinations and his visit to a neurologist on December 9, 2009, a period of almost six months. She emphasizes the absence of reports 2 The following provides a brief biographical sketch of each witness: Sinidu Robi is the wife of Yilak Kebebew and mother to their three children. Transcript (“Tr.”) at 10; Pet’rs’ exhibit 14 at ¶ 1 (Ms. Robi’s first affidavit). Yilak Kebebew is the husband of Sinidu Robi and father to their three children. Tr. 10; Pet’rs’ exhibit 15 at ¶ 1 (Mr. Kebebew’s first affidavit). Kalikeyas Hailemariam is the brother of Dagim Yilak. At the time he offered his testimony, Kalikeyas was 14 years old. He was 10 years old when Dagim was born. Tr. 67-68; Pet’rs’ exhibit 22 at ¶¶ 1-2. Frehiwot Kebebew is the sister of Yilak Kebebew. She has lived with her brother and his wife since she has been in the United States, which includes the time period when Ms. Robi was pregnant with Dagim and continuously to the date of the hearing. Tr. 96-97; Pet’rs’ exhibit 19 at ¶¶ 1-2 (Ms. Kebebew’s affidavit). 5 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 6 of 9 documenting the seizure-like activity petitioners contend began soon after Dagim’s vaccinations. Additionally, she cites histories provided by petitioners in the months after Dagim’s vaccinations that contradict their current position as to when Dagim’s seizures began. Petitioners’ Factual Assertions Ms. Robi and Mr. Kebebew assert that Dagim was a healthy child at the time of his two-month vaccinations on June 18, 2009. Pet’rs’ Proposed Findings at 2.3 During the evening of June 18, 2009, Dagim allegedly developed a fever and began crying inconsolably. Pet’rs’ Proposed Findings at 2. Ms. Robi testified that she called Dagim’s pediatrician that evening and reported his fever and continuous crying. Pet’rs’ Proposed Findings at 2-3. Ms. Robi and her husband allege that: From the evening of June 18, 2009 and each and every day thereafter, Dagim exhibited seizure symptoms of jerking and flipping (rolling) his eyes up (back). Dagim’s head would fall forward. He continued to cry nonstop. He would wake from sleep jerking and flipping (rolling) his eyes (up). He ceased to make eye contact and to recognize his family. Dagim became a different person. Pet’rs’ Proposed Findings at 3. Ms. Robi and Mr. Kebebew add that, within a week of Dagim’s vaccinations, Ms. Robi called the pediatrician’s office to report these behaviors, which they allege Dagim continued to exhibit for the next seven weeks. Pet’rs’ Proposed Findings at 3-4. Ms. Robi testified that she informed Dagim’s pediatrician of his seizure symptoms at Dagim’s four-month well-child visit on August 14, 2009. Pet’rs’ Proposed Findings at 4. Ms. Robi and Mr. Kebebew suspect, however, that Dagim’s pediatrician may have misunderstood what Ms. Robi was attempting to communicate. Pet’rs’ Proposed Findings at 4. 3 All citations concerning petitioners’ factual assertions are made to Petitioners’ Proposed Findings of Fact. In their Proposed Findings of Fact, petitioners cite extensively to the transcript, referencing specific page and line numbers. 6 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 7 of 9 The Secretary’s Challenges In her response to petitioners’ Proposed Findings of Fact, the Secretary notes that the parties agree that Dagim was healthy and developing normally when he received his two-month vaccinations on June 18, 2009. Resp’t’s Resp. at 2. Additionally, the Secretary acknowledge that, on October 1, 2009, Dr. Michael Perry expressed his concern that Dagim’s behavior, captured on video on September 27, 2009, was consistent with infantile spasms. Resp’t’s Resp. at 2. The Secretary, however, challenges petitioners’ assertions concerning the onset of Dagim’s abnormal behavior. Specifically, she points to the lack of contemporaneous medical records supporting petitioners’ assertions that Ms. Robi called Dagim’s pediatrician’s office on the evening of June 18, 2009, and two more times within a week of his two-month vaccinations. Resp’t’s Resp. at 2-3. The Secretary also notes contemporaneous medical records that conflict with the reports of Dagim’s abnormal behaviors, including his head dropping and nonstop crying, that Ms. Robi allegedly made to Dr. Haase on August 14, 2009. Resp’t’s Resp. at 3-4. The Secretary references several medical records which indicate that Dagim’s condition began later than Ms. Robi and Mr. Kebebew allege. For example, during Dagim’s hospitalization at Nationwide Children’s Hospital in early October 2009, Ms. Robi reported that Dagim’s abnormal behavior had been happening for about 2 months. Resp’t’s Resp. at 5 (citing exhibit 7.12 at 43).4 4 Respondent cited several notations in Dagim’s medical records placing the onset of his condition around October 10, 2009. Resp’t’s Resp. at 5-6 (citing exhibit 7.12 at 44 (“Dagim is [an] almost 6 month old male with a 2 month history of jerks.”); exhibit 7.12 at 59 (“Almost 6 month old male with 2 months of progressive jerking activity and regression of milestones.”); exhibit 7.12 at 85 (“His parents report ‘jerking’ movements for the last two months. . . . The parents point out that he was sleeping well until about 2 months of age and then started waking up and having inconsolable crying.”). 7 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 8 of 9 Finding of Fact5 Based on the record as a whole, Dagim’s excessive eye blinking first occurred on or about August 10, 2009. For his four-month well baby appointment, Ms. Robi took Dagim to see Dr. Haase at Children’s Close to Home on August 14, 2009. Exhibit 7.12 at 16-19; exhibit 23; Tr. 46. Dr. Haase’s report presents Dagin as a normally developing infant and suggests no abnormal behaviors. Id. Although Dr. Haase did not record any problems with Dagim, it is possible that Ms. Robi’s limited English impeded her ability to communicate information about Dagim accurately. Four days later, on August 17, 2009, Ms. Robi took Dagim to Dr. Perry of Building Blocks Pediatrics. Exhibit 5.2 at 31. The short interval between these appointments suggests that Dr. Haase did not address a concern that Ms. Robi raised or attempted to raise on August 14. For Ms. Robi to be frustrated enough to switch pediatric practice groups, Dagim’s problem must have existed before his August 14, 2009 visit to Dr. Haase. The question of how long before August 14, 2009, Dagim’s problem began can be answered, in part, by the record from Dr. Perry’s August 17, 2009 evaluation. Dr. Perry recorded that Dagim had watery eyes for seven days. Exhibit 5.2 at 31, 53. Ms. Robi easily could have confused repeated blinking with watery eyes. Furthermore, medical records from early October 2009, indicate that 5 In evaluating the record as a whole, including Dagim’s medical records and the affidavits and hearing testimony of Ms. Robi, Mr. Kebebew, and their witnesses, the undersigned considered several factors. First, the undersigned considered that Ms. Robi, Mr. Kebebew, and Frehiwot Kebebew were born in Ethiopia. Exhibit 1 at 1; Tr. 42, 95-96. The range of conditions that would prompt a person to call or to visit a doctor may be different in Ethiopia than in the United States. Additionally, the undersigned recognizes that, as non-native speakers, Ms. Robi and Mr. Kebebew’s reports to Dagim’s health care providers may not have been fully understood and thus not accurately recorded. Second, the undersigned acknowledges that the record from Dagim’s August 14, 2009 visit to Dr. Haase may not be entirely accurate. Dr. Haase has a busy practice and relies on parents of infants to describe their child’s problems. Dr. Haase may not have comprehended everything that Ms. Robi was attempting to communicate. Finally, in light of Ms. Robi and Mr. Kebebew’s heartfelt testimony, the undersigned is certain that they are loving and caring parents who will go to great lengths to care for their children. 8 Case 1:12-vv-00352-UNJ Document 66 Filed 04/28/14 Page 9 of 9 Dagim’s problems began two months earlier, in August 2009. Exhibit 7.12 at 43- 44, 59, 85. If these records—created close in time to the events in question—are correct, then they support a finding that the onset of Dagim’s condition was in early August 2009, on or about August 10. Crediting Ms. Robi’s testimony that the onset of Dagim’s condition was approximately seven weeks earlier than August 10, 2009, is difficult. In Ms. Robi’s account, Dagim was never the same after his June 18, 2009 vaccinations. See exhibit 14 at ¶ 9; exhibit 19 at ¶ 3. Because Ms. Robi and Mr. Kebebew are loving parents, it is unlikely that they would fail to seek medical attention for their child when he changed dramatically. Ms. Robi’s scheduling of an appointment with Dr. Perry following Dagim’s visit to Dr. Haase just days earlier demonstrates that she and her husband were willing to take swift action to address their concerns about Dagim’s condition.6 Conclusion The parties are ordered to provide this ruling to any expert they retain. If the expert’s opinion is not consistent with these findings of fact, the opinion is likely to not be persuasive. See Burns v. Sec’y of Health & Human Servs., 3 F.3d 415, 417 (1993) (holding that the special master did not abuse his discretion in refraining from conducting a hearing when the petitioner’s expert “based his opinion on facts not substantiated by the record”). A status conference is set, sua sponte, for Wednesday, April 24, 2013 at 1:00 P.M. Eastern Time. The petitioners should be prepared to propose the next step in this case. IT IS SO ORDERED. S/Christian J. Moran Christian J. Moran Special Master 6 Their delay in following through with Dr. Perry’s recommendation that Dagim undergo an EEG is might be explained by language barriers. 9 ================================================================================ DOCUMENT 2: USCOURTS-cofc-1_12-vv-00352-1 Date issued/filed: 2014-07-29 Pages: 4 Docket text: PUBLIC DECISION (Originally filed: 7/1/2014) regarding 68 DECISION of Special Master. Signed by Special Master Christian J. Moran. (tpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:12-vv-00352-UNJ Document 69 Filed 07/29/14 Page 1 of 4 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS * * * * * * * * * * * * * * * * * * * * * * * * * SINIDU ROBI and * YILAK KEBEBEW, legal * representatives of a minor child, * DAGIM YILAK, * No. 12-352V * Special Master Christian J. Moran Petitioners, * * v. * Filed: July 1, 2014 * SECRETARY OF HEALTH * Decision on the record; AND HUMAN SERVICES, * insufficient proof of causation; * Table encephalopathy; seizure * disorder; infantile spasms. Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * Simina Vourlis, Law Offices of Simina Vourlis, Columbus, OH, for petitioner; Jennifer L. Reynaud, United States Dep’t of Justice, Washington, DC, for respondent. UNPUBLISHED DECISION DENYING COMPENSATION1 Sinidu Robi and Yilak Kebebew filed a petition for compensation under the National Childhood Vaccine Injury Compensation Program (the “Vaccine Act” or “Program”), 42 U.S.C. § 300aa-10 through 34 (2006), alleging that their son, Dagim, received the combined diphtheria-tetanus-acellular pertussis/ haemophilus influenzae type B/ inactivated polio (“DTaP-HIB-IPV”), hepatitis B, Prevnar pneumococcal 7-valent conjugate and rotavirus vaccines on June 18, 2009. The 1 The E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899, 2913 (Dec. 17, 2002), requires that the Court post this ruling on its website. Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special master will appear in the document posted on the website. Case 1:12-vv-00352-UNJ Document 69 Filed 07/29/14 Page 2 of 4 petition proposed two causes of action. First, the petitioners alleged that Dagim suffered an on-Table encephalopathy. Petition at ¶¶ 3-4, 6-9. Alternatively, petitioners alleged that the vaccines were the cause-in-fact of other injuries, including seizures, infantile spasms with intractable epilepsy, hypertonia, and developmental delays. Id. at 5. The information in the record, however, does not show entitlement to an award under the Program. I. Procedural History An initial status conference was held on July 17, 2012. During this conference, the deadline for respondent’s Rule 4 report was suspended so petitioners could collect additional medical records. In support of their petition, petitioners periodically filed several medical records (exhibits 1-13) and affidavits supporting those records (exhibits 14-15), followed by a statement of completion on September 17, 2012. Respondent filed her report concluding that petitioners failed to fulfill the criteria for a Vaccine Table injury and failed to demonstrate by a preponderance of the evidence that Dagim’s seizure disorder was caused by the various vaccines received on June 18, 2009. Resp’t’s Rep., filed Nov. 8, 2012, at 14. With respect to the on-Table claim, respondent argued that no contemporaneously created medical records supported the allegation that Dagim experienced an encephalopathy within the time listed on the Vaccine Injury Table. Id. at 10. With respect to petitioners’ other claim, respondent argued that petitioners did not establish a medical theory causally connecting the vaccines to Dagim’s other injuries. Id. A status conference was held on November 20, 2012. In this conference, petitioners were ordered to file a status report regarding their intentions to pursue the on-Table claim. Petitioners did file this report, which stated that they would file additional affidavits. Petitioners filed supplemental affidavits (exhibits 17-19) on January 16, 2013. A factual hearing was held June 20, 2013, in Columbus, Ohio, where Dagim’s mother, father, brother, and aunt testified. Three of the witnesses testified with the assistance of an interpreter. On April 4, 2014, Findings of Fact were issued stating that Dagim’s excessive eye blinking began on August 10, 2009. Findings of Fact at 8. This date is 53 days after his June 18, 2009 vaccinations and four days before his next set of vaccinations. 2 Case 1:12-vv-00352-UNJ Document 69 Filed 07/29/14 Page 3 of 4 A status conference was held on April 24, 2014, during which petitioners indicated they intended to seek an expert to support their causation-in-fact cause of action. The petitioners requested 60 days to search for an expert, and, consequently, were ordered to file their expert report by June 25, 2014. On June 27, 2014, petitioners moved for a decision dismissing their petition. Petitioners state that although they disagree with the undersigned’s finding of fact as to the date of onset, they “have chosen not to pursue further proceedings in the case.” Pet’r’s Mot., filed June 27, 2014, at 1-2. Accordingly, this case is now ready for adjudication. II. Analysis To receive compensation under the National Vaccine Injury Compensation Program (hereinafter “the Program”), petitioners must prove either 1) that Dagim suffered a “Table Injury” – i.e., an injury falling within the Vaccine Injury Table – corresponding to her vaccination, or 2) that he suffered an injury that was actually caused by a vaccine. See §§ 300aa-13(a)(1)(A) and 300aa-11(c)(1). As indicated above, the April 4, 2014 Findings of Fact credited medical records created in 2009 that indicated that Dagim’s neurologic problems began weeks after his June 18, 2009 vaccination. The Findings of Fact did not accept as persuasive the petitioners’ recollections from years later. The Findings of Fact essentially prevented the petitioners from prevailing upon an on-Table claim. Thus, petitioners are necessarily pursuing an off-Table / causation-in-fact claim. Under the Vaccine Act, a petitioner may not be given a Program award based solely on the petitioner’s claims alone. Rather, the petition must be supported by either medical records or by the opinion of a competent physician. § 300aa-13(a)(1). In this case, because the medical records do not support petitioners’ claim, a medical opinion must be offered in support. However, petitioners have offered no such opinion. Accordingly, it is clear from the record in this case that petitioners failed to demonstrate either that Dagim suffered a “Table Injury” or that his injuries were “actually caused” by a vaccination. Thus, this case is dismissed for insufficient proof. The Clerk shall enter judgment accordingly. Any questions may be directed to my law clerk, Marc Langston, at (202) 357-6392. 3 Case 1:12-vv-00352-UNJ Document 69 Filed 07/29/14 Page 4 of 4 IT IS SO ORDERED. S/Christian J. Moran Christian J. Moran Special Master 4 ================================================================================ DOCUMENT 3: USCOURTS-cofc-1_12-vv-00352-2 Date issued/filed: 2015-02-26 Pages: 3 Docket text: PUBLIC DECISION (Originally filed: 01/30/2015) regarding 73 DECISION Fees Stipulation. Signed by Special Master Christian J. Moran. (tpj) Copy to parties. -------------------------------------------------------------------------------- Case 1:12-vv-00352-UNJ Document 74 Filed 02/26/15 Page 1 of 3 In the United States Court of Federal Claims OFFICE OF SPECIAL MASTERS * * * * * * * * * * * * * * * * * * * * * * * * * SINIDU ROBI and * YILAK KEBEBEW, legal * representatives of a minor child, * DAGIM YILAK, * No. 12-352V * Special Master Christian J. Moran Petitioners, * * v. * Filed: January 30, 2015 * SECRETARY OF HEALTH * Attorneys’ fees and costs; award AND HUMAN SERVICES, * in the amount to which respondent * does not object. * Respondent. * * * * * * * * * * * * * * * * * * * * * * * * * * Simina Vourlis, Law Offices of Simina Vourlis, Columbus, OH, for petitioners; Jennifer L. Reynaud, United States Dep’t of Justice, Washington, DC, for respondent. UNPUBLISHED DECISION ON FEES AND COSTS1 On January 27, 2015, petitioners filed a stipulation of fact concerning final attorneys’ fees and costs in the above-captioned matter. Previously, petitioners informally submitted a draft application for attorneys’ fees and costs to respondent for review. Upon review of petitioners’ application, respondent raised objections to certain items. Based on subsequent discussions, petitioners amended their 1 The E-Government Act of 2002, Pub. L. No. 107-347, 116 Stat. 2899, 2913 (Dec. 17, 2002), requires that the Court post this ruling on its website. Pursuant to Vaccine Rule 18(b), the parties have 14 days to file a motion proposing redaction of medical information or other information described in 42 U.S.C. § 300aa-12(d)(4). Any redactions ordered by the special master will appear in the document posted on the website. Case 1:12-vv-00352-UNJ Document 74 Filed 02/26/15 Page 2 of 3 application to request $39,119.00, an amount to which respondent does not object. The Court awards this amount. On June 4, 2012, Sinidu Robi and Yilak Kebebew filed a petition for compensation on behalf of their son, Dagim Yilak, alleging that the combined diphtheria-tetanus-acellular pertussis/ haemophilus influenzae type B/ inactivated polio (“DTaP-HIB-IPV”), hepatitis B, Prevnar pneumococcal 7-valent conjugate and rotavirus vaccines, which Dagim received on June 18, 2009, caused him to suffered an on-Table encephalopathy (Petition at ¶¶ 3-4, 6-9) and the cause-in-fact of other injuries, including seizures, infantile spasms with intractable epilepsy, hypertonia, and developmental delays. Id. at 5. Petitioners filed a motion for decision dismissing their petition indicating that their expert was unable to conclude that the vaccinations were a cause-in-fact of Dagim’s injuries. See Pet’rs’ Motion for Decision Dismissing Petition, filed June 27, 2014. In this ruling, compensation was denied. Decision, dated July 1, 2014. Even though compensation was denied, petitioners who brings their petition in good faith and who have a reasonable basis for the petition may be awarded attorneys’ fees and costs. See 42 U.S.C. § 300aa–15(e)(1). Here, counsel for petitioners gathered and filed medical records, attempted to obtain an expert report, and moved for a decision on the record when further investigation revealed that petitioners were unlike to prove their case. Thus, because petitioners’ counsel acted in good faith and because there was a reasonable basis for proceeding, petitioners are eligible for an award of attorneys’ fees and costs. Respondent does not contend that petitioners failed to satisfy these criteria. Petitioners seek a total of $39,119.00 in attorneys’ fees and costs for their counsel. Additionally, in compliance with General Order No. 9, petitioners state that they incurred $350.00 in out-of-pocket litigation expenses while pursuing this claim. Respondent has no objection to the amount requested for attorneys’ fees and costs. After reviewing the request, the Court awards the following: a. A lump sum of $39,119.00 in the form of a check made payable to petitioner and petitioner’s attorney, Simina Vourlis, for attorneys’ fees and other litigation costs available under 42 U.S.C. § 300aa- 15(e). 2 Case 1:12-vv-00352-UNJ Document 74 Filed 02/26/15 Page 3 of 3 b. A lump sum of $350.00, payable to petitioners, Sinidu Robi and Yilak Kebebew, for costs they incurred in pursuit of her petition. The Court thanks the parties for their cooperative efforts in resolving this matter. The Clerk shall enter judgment accordingly. Any questions may be directed to my law clerk, Christina Gervasi, at (202) 357-6521. IT IS SO ORDERED. s/Christian J. Moran Christian J. Moran 3